0001829126-26-010481 Sample Contracts
AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 28th, 2026 • Simplify Exchange Traded Funds
This Amendment (“Amendment”) is made with effect as of September 16, 2026 (“Effective Date”), by and between SIMPLIFY EXCHANGE TRADED FUNDS (the “Trust”), on behalf of each of its series listed on Appendix A to the Agreement (as defined below), and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
TWENTY-SECOND AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • September 28th, 2026 • Simplify Exchange Traded Funds • Delaware
This twenty-second amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) novated as of September 30, 2021, by and between Simplify Exchange Traded Funds (“Trust”) and Foreside Financial Services, LLC (“Foreside”) is entered into with effect as of September 25, 2026 (the “Effective Date”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • September 28th, 2026 • Simplify Exchange Traded Funds • New York
THIS SUB-ADVISORY AGREEMENT (the “Agreement”) is made and entered into as of September 25, 2026 by and between Simplify Asset Management Inc. (the “Adviser”), a Delaware corporation registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), with an office at 10845 Griffith Peak Drive, Las Vegas, NV 89135; and Brookwood Investment Group LLC (the “Sub-Adviser”), an Arizona limited liability company registered under the Advisers Act, with an office at 3930 East Ray Road, Suite 155, Phoenix AZ 85044; with respect to the Simplify Brookwood Global Macro ETF (the “Fund”), a series of the Simplify Exchange Traded Funds (the “Trust”), a Delaware statutory trust.
AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • September 28th, 2026 • Simplify Exchange Traded Funds
This Amendment (“Amendment”) is made with effect as of September 16, 2026 (“Effective Date”), by and between SIMPLIFY EXCHANGE TRADED FUNDS (the “Trust”), on behalf of each of its series listed on Exhibit A to the Agreement (as defined below), and THE BANK OF NEW YORK MELLON (“BNY Mellon”).
Amendment to Exhibit A of the Management Agreement Between Simplify Exchange Traded Funds and Simplify Asset Management Inc.Management Agreement • September 28th, 2026 • Simplify Exchange Traded Funds • Delaware
This amendment (the “Amendment”) to the Management Agreement (the “Agreement”) by and between Simplify Exchange Traded Funds (the “Trust”) and Simplify Asset Management Inc. (“SAMI”) is entered into with effect as of the respective per-fund effective dates listed below (each an “Effective Date”).
MANAGEMENT AGREEMENTManagement Agreement • September 28th, 2026 • Simplify Exchange Traded Funds
Simplify Brookwood Cayman Fund Limited (the “Company”) herewith confirms its agreement with you. The Company has been organized to engage in the business of a controlled foreign corporation that holds and trades certain securities and instruments for the benefit of Simplify Brookwood Global Macro ETF (the “Fund”), a series of Simplify Exchange Traded Funds (the “Trust”) an open-end management investment company that is organized as a Delaware statutory trust.
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • September 28th, 2026 • Simplify Exchange Traded Funds