COMMON STOCK PURCHASE WARRANT ENGLOBAL CORPORATIONEnglobal Corp • February 3rd, 2023 • Services-engineering services
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, _____________ or its permitted assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after August [__], 2023 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on August [__], 20282 (the “Termination Date”) but not thereafter, to subscribe for and purchase from ENGlobal Corporation, a corporation incorporated under the laws of the state of Nevada (the “Company”), up to ______ shares of common stock, par value $0.001 per share (the “Common Stock”) (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • February 3rd, 2023 • Englobal Corp • Services-engineering services • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of February 1, 2023 and is between ENGlobal Corporation, a corporation incorporated under the laws of the state of Nevada (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
ENGlobal Corporation 11740 Katy Fwy Energy Tower III, 11th Floor Houston, TX 77079 Attention: Mark Hess Chief Executive Officer Email: mark.hess@englobal.comEnglobal Corp • February 3rd, 2023 • Services-engineering services • New York
This letter (the “Agreement”) constitutes the agreement between A.G.P./Alliance Global Partners, as the sole placement agent (“A.G.P.”) (A.G.P. is also referred to herein as the “Placement Agent”), and ENGlobal Corporation, a company organized under the laws of the state of Nevada (the “Company”), that the Placement Agent shall serve as the placement agent for the Company, on a “reasonable best efforts” basis, in connection with the proposed placement (the “Placement”) of shares of common stock, par value, $0.001 per share (the “Shares”), and warrants to purchase shares of Common Stock (the “Warrants” and, collectively with the Shares, the “Securities”). The Securities actually placed by the Placement Agent are referred to herein as the “Placement Agent Securities.” The Shares shall be offered and sold under the Company’s registration statement on Form S-3 (File No. 333-252572) and the Warrants shall be offered and sold under a private placement. The documents executed and delivered by
