PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • September 1st, 2020 • Red Oak Capital Intermediate Income Fund, LLC • Real estate • Delaware
This Pledge and Security Agreement (this “Security Agreement”) is entered into as of __________, 2020, by and among Red Oak Capital Intermediate Income Fund, LLC, a Delaware limited liability company (“Grantor”), and UMB Bank, N.A., in its capacity as indenture trustee under the Indenture (as defined below) and collateral agent hereunder (the “Trustee”), for the benefit of the holders of Senior Secured Bonds or (“Bonds”) issued by Grantor under the Indenture (as defined in the Indenture).
Date: _____________ , 2020 Crescent Securities Group, Inc. Dallas, Texas 75231Red Oak Capital Intermediate Income Fund, LLC • September 1st, 2020 • Real estate • Michigan
This letter sets forth the agreement (“Agreement”) among Red Oak Capital Intermediate Income Fund, LLC, a Delaware limited liability company (the “Company”) and Crescent Securities Group, Inc., a Texas corporation (“Crescent”), the “Managing Broker-Dealer/Underwriter” or “MBD/U”), regarding the offering and sale by the Company of up to $50,000,000 of Bonds (the “Securities”) to be issued by the Company (the “Offering”).
RED OAK CAPITAL INTERMEDIATE INCOME FUND, LLC a Delaware limited liability company AND UMB Bank, N.A. Trustee INDENTURE Dated as of __________, 2020 Debt SecuritiesIndenture • September 1st, 2020 • Red Oak Capital Intermediate Income Fund, LLC • Real estate • Delaware
INDENTURE, dated as of _________, 2020, between RED OAK CAPITAL INTERMEDIATE INCOME FUND, LLC, a Delaware limited liability company (the “Company”), and UMB Bank, N.A., a national banking association, as trustee (the “Trustee”):
RED OAK CAPITAL INTERMEDIATE INCOME FUND, LLC SUBSCRIPTION AGREEMENT INSTRUCTION PAGESubscription Agreement • September 1st, 2020 • Red Oak Capital Intermediate Income Fund, LLC • Real estate • Delaware
We, Red Oak Capital Intermediate Income Fund, LLC (“we,” “our,” “us,” or the “Company”), are offering a maximum of $50,000,000 in the aggregate of our 6.0% senior secured bonds (the “Bonds”) pursuant to the offering circular (the “Offering Circular”) dated [______], 20__ (the “Offering”). The purchase price per Bond is $1,000, with a minimum purchase amount of $50,000. The Bonds may be purchased solely by subscribers described under “Plan of Distribution – Eligibility to Purchase Bonds” in the Offering Circular.
