Pledge And Security Agreement Sample Contracts

Pledge and Security Agreement (July 3rd, 2018)

THIS PLEDGE AND SECURITY AGREEMENT (as it may be amended, restated, supplemented or otherwise modified from time to time, the "Security Agreement") is entered into as of June 27, 2018 by and among CLARUS CORPORATION, a Delaware corporation (the "Company"), BLACK DIAMOND EQUIPMENT, LTD., a Delaware corporation ("Black Diamond"), BLACK DIAMOND RETAIL, INC., a Delaware corporation ("BDR"), SIERRA BULLETS, L.L.C., a Delaware limited liability company ("Sierra"), EVEREST/SAPPHIRE ACQUISITION, LLC, a Delaware limited liability company ("Everest"), PIEPS SERVICE, LLC, a Delaware limited liability company ("PIEPS"), BD EUROPEAN HOLDINGS, LLC, a Delaware limited liability company ("BDEH"), BD NORTH AMERICAN HOLDINGS, LLC, a Delaware limited liability company ("BDNA"), BLACK DIAMOND RETAIL - ALASKA, LLC, a Delaware limited liability company ("BD Alaska"), and any additional entities which become parties to this Security Agreement by executing a Security Agreement Supplement hereto in substantial

Star Gas Partners, L.P. – Fourth Amended and Restated Pledge and Security Agreement (July 2nd, 2018)

THIS FOURTH AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT (as it may be amended or modified from time to time, the "Security Agreement") is entered into as of July 2, 2018 by and between Star Group, L.P., a Delaware limited partnership (the "Parent"), Petroleum Heat and Power Co., Inc., a Minnesota corporation ("Petro" or the "Borrower"), and each other direct or indirect subsidiary of the Parent from time to time party to this Security Agreement (each of the Parent, Petro and each other such Subsidiary of the Parent, a "Grantor", and collectively, the "Grantors"), and JPMorgan Chase Bank, N.A., a national banking association, in its capacity as collateral agent (the "Collateral Agent") for the Secured Parties (as defined below) to the Credit Agreement referred to below.

Pledge and Security Agreement (June 20th, 2018)

This PLEDGE AND SECURITY AGREEMENT (this "Agreement") is effective as of June 15, 2018 and is by and between Perry Ellis International, Inc., a Florida corporation (the "Company") and George Feldenkreis, individually (the "Pledgor").

Ener-Core Inc. – Fourth Amendment to the Pledge and Security Agreement (June 6th, 2018)

This FOURTH AMENDMENT TO THE PLEDGE AND SECURITY AGREEMENT, dated as of June 5, 2018 (this "Fourth Amendment"), is entered into by and among Ener-Core, Inc., a Delaware corporation (the "Company"), Ener-Core Power, Inc. ("ECP"), a Delaware corporation, and each other Subsidiary of the Company and ECP hereafter becoming party hereto (together with the Company and ECP, each a "Grantor" and, collectively, the "Grantors"), and Empery Tax Efficient, LP, in its capacity as collateral agent (in such capacity, the "Collateral Agent") for (a) the buyers listed in the Schedule of Buyers (the "April 2015 Investors") attached to that certain Securities Purchase Agreement dated April 22, 2015 entered into by and among the Company and the April 2015 Investors (as the same may be amended, restated or otherwise modified from time to time, the "April 2015 SPA"); (b) the buyers listed in the Schedule of Buyers (the "May 2015 Investors") attached to that certain Securities Purchase Agreement, dated as of

Unimin Corp – Dated as of June 1, 2018 EACH OF THE GRANTORS PARTY HERETO and BARCLAYS BANK PLC, as Collateral Agent PLEDGE AND SECURITY AGREEMENT (June 6th, 2018)

This PLEDGE AND SECURITY AGREEMENT, dated as of June 1, 2018 (as it may be amended, restated, supplemented or otherwise modified from time to time, this Agreement), between Covia Holdings Corporation, a Delaware corporation (the Borrower) and each of the subsidiaries of the Borrower party hereto from time to time, whether as an original signatory hereto or as an Additional Grantor (as herein defined) (each, a Grantor), and Barclays Bank PLC as collateral agent for the Secured Parties (as herein defined) (in such capacity as collateral agent, together with its successors and permitted assigns, the Collateral Agent).

Pledge and Security Agreement (May 31st, 2018)

WHEREAS, pursuant to the Financing Agreement, dated as of the date hereof (such agreement, as amended, restated, supplemented, modified or otherwise changed from time to time, including any replacement agreement therefor, being hereinafter referred to as the "Financing Agreement") by and among Propel Media, Inc., a Delaware corporation (the "Parent"), each subsidiary of the Parent listed as a "Borrower" on the signature pages thereto (such subsidiaries, together with the Parent and each other Person that executes a joinder agreement and becomes a "Borrower" thereunder, each a "Borrower" and, collectively, the "Borrowers"), each subsidiary of the Parent listed as a "Guarantor" on the signature pages thereto (together with each other Person that executes a joinder agreement and becomes a "Guarantor" thereunder or otherwise guaranties all or any part of the Obligations (as defined therein), each a "Guarantor" and, collectively, the "Guarantors", and together with the Borrowers and each ot

Akoustis Technologies, Inc. – PLEDGE AND SECURITY AGREEMENT Dated as of May 14, 2018 Among AKOUSTIS TECHNOLOGIES, INC., EACH OF THE OTHER GRANTORS PARTY HERETO and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A. As Collateral Agent (May 15th, 2018)

This PLEDGE AND SECURITY AGREEMENT, dated as of May 14, 2018 (as amended, restated, supplemented or otherwise modified from time to time, this "Agreement"), among AKOUSTIS TECHNOLOGIES, INC., a Delaware corporation (the "Company"), EACH SUBSIDIARY OF THE COMPANY, whether as an original signatory hereto or as an Additional Grantor (as herein defined) (together with the Company, each, a "Grantor"), and THE BANK OF NEW YORK MELLON TRUST COMPANY, N.A., as collateral agent for the Secured Parties (as herein defined) (in such capacity, together with its agents, successors and assigns, the "Collateral Agent").

Exterran Holdings – Amendment and Supplement to Pledge and Security Agreement (April 26th, 2018)

THIS AMENDMENT AND SUPPLEMENT TO PLEDGE AND SECURITY AGREEMENT, dated as of April 26, 2018 (this Amendment and Supplement), is entered into among Archrock Partners Operating LLC, a Delaware limited liability company (Archrock Partners Operating), Archrock Partners, L.P., a Delaware limited partnership (APLP), Archrock Partners Finance Corp., a Delaware corporation (Archrock Partners Finance), Archrock Partners Leasing LLC, a Delaware limited liability company (Archrock Partners Leasing, and together with Archrock Partners Operating, APLP and Archrock Partners Finance, the Initial Grantors), Archrock Services, L.P., a Delaware limited partnership (ASLP), Archrock, Inc., a Delaware Corporation (AROC), AROC Corp., a Delaware corporation (AROC Corp.), AROC Services GP LLC, a Delaware limited liability company (AROC Services GP), AROC Services LP LLC, a Delaware limited liability company (AROC Services LP), Archrock Services Leasing LLC, a Delaware limited liability company (Archrock Servic

Gogo Baby, Inc. – Pledge and Security Agreement (April 25th, 2018)

THIS PLEDGE AND SECURITY AGREEMENT (this Pledge Agreement), is made effective as of the 31st day of August, 2017 (the Effective Date), by and between 2016 Timothy R. Fussell Irrevocable Trust, a Florida Trust (Pledgor) and Alpha Investment Inc., a Delaware corporation (Secured Party).

Pledge and Security Agreement Global Water, Llc (April 25th, 2018)

THIS PLEDGE AND SECURITY AGREEMENT ("Agreement") dated for identification as of April 20, 2018, is made by: (a) GLOBAL WATER, LLC, a Delaware limited liability company ("Pledgor"); in favor of (b) U.S. BANK NATIONAL ASSOCIATION, a national banking association, in its capacity as collateral agent (with its successors and permitted assigns in such capacity the "Collateral Agent"); for the benefit of (c) MIDFIRST BANK, a federally chartered savings association (the "Bank" and/or any other holder of the Revolver Note at any relevant time the "Holder"), pursuant to the Amended and Restated Collateral Agency Agreement of even date herewith (the "Collateral Agency Agreement") among and/or approved by the Collateral Agent, Noteholders, Bank and Global Water Resources, Inc., a Delaware corporation ("Company").

Pledge and Security Agreement West Maricopa Combine, Llc (April 25th, 2018)

THIS PLEDGE AND SECURITY AGREEMENT ("Agreement") dated for identification as of April 20, 2018, is made by: (a) WEST MARICOPA COMBINE, LLC, an Arizona limited liability company ("Pledgor"); in favor of (b) U.S. BANK NATIONAL ASSOCIATION, a national banking association, in its capacity as collateral agent (with its successors and permitted assigns in such capacity the "Collateral Agent"); for the benefit of (c) MIDFIRST BANK, a federally chartered savings association (the "Bank" and/or any other holder of the Revolver Note at any relevant time the "Holder"), pursuant to the Amended and Restated Collateral Agency Agreement of even date herewith (the "Collateral Agency Agreement") among and/or approved by the Collateral Agent, Noteholders, Bank and Global Water Resources, Inc., a Delaware corporation ("Company").

Gogo Baby, Inc. – Pledge and Security Agreement (April 25th, 2018)

THIS PLEDGE AND SECURITY AGREEMENT (this Pledge Agreement), is made effective as of the 31st day of August, 2017 (the Effective Date), by and between 2016 Timothy R. Fussell Revocable Trust, a Florida Trust (Pledgor) and Alpha Investment Inc. a Delaware Corporation (Secured Party).

Pledge and Security Agreement Global Water Resources, Inc. (April 25th, 2018)

THIS PLEDGE AND SECURITY AGREEMENT ("Agreement") dated for identification as of April 20, 2018, is made by: (a) GLOBAL WATER RESOURCES, INC., a Delaware corporation ("Pledgor" or "Company"); in favor of (b) U.S. BANK NATIONAL ASSOCIATION, a national banking association, in its capacity as collateral agent (with its successors and permitted assigns in such capacity the "Collateral Agent"); for the benefit of (c) MIDFIRST BANK, a federally chartered savings association (the "Bank" and/or any other holder of the Revolver Note at any relevant time the "Holder"), pursuant to the Amended and Restated Collateral Agency Agreement of even date herewith (the "Collateral Agency Agreement") among and/or approved by the Collateral Agent, Company, Noteholders and Bank.

Pledge and Security Agreement (April 16th, 2018)

This PLEDGE AND SECURITY AGREEMENT (this "Agreement"), dated as of April 13, 2018, by and among the Persons listed on the signature pages hereof as "Grantors" and those additional entities that hereafter become parties hereto by executing the form of Joinder attached hereto as Annex 1 (each, a "Grantor" and collectively, the "Grantors"), and HPS INVESTMENT PARTNERS, LLC, in its capacity as administrative agent and collateral agent for the Secured Parties referred to below (in such capacity, together with its successors and assigns in such capacity, the "Agent ").

Escondido Innovations, Inc. – Tax Credit Pledge and Security Agreement (April 13th, 2018)

THIS TAX CREDIT PLEDGE AND SECURITY AGREEMENT (this "Agreement") is made as of December 28, 2017, and is between MANUSCRIPT PRODUCTIONS, LLC, an Arizona limited liability company ("Pledgor"), and SCOTT ARCHER and DAVID S. COIA, individuals acting jointly (collectively ("Lender").

Amendment No. 1 to Amended and Restated Pledge and Security Agreement (March 15th, 2018)

This AMENDMENT NO. 1 TO AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT (this "Amendment") is entered into as of March 9, 2018 among Kona Grill, Inc., a Delaware corporation (the "Borrower"); each of the Subsidiaries (as defined in the Credit Agreement referred to below) of the Borrower that is a signatory hereto (each such Subsidiary, together with each Additional Grantor (as defined in the Security Agreement referred to below) that becomes a party thereto pursuant to Section 9.14 of the Security Agreement and together with the Borrower, collectively, the "Grantors" and, individually, each a "Grantor"); the Lenders (as defined in the Credit Agreement) party hereto; and KeyBank National Association, a national banking association, as the administrative agent (the "Administrative Agent").

PLEDGE AND SECURITY AGREEMENT Dated as of March 12, 2018 Among J. C. PENNEY CORPORATION, INC., J. C. PENNEY COMPANY, INC., EACH OF THE OTHER GRANTORS PARTY HERETO and WILMINGTON TRUST, NATIONAL ASSOCIATION, as Collateral Agent (March 14th, 2018)

This PLEDGE AND SECURITY AGREEMENT, dated as of March 12, 2018 (the Effective Date) (as it may be amended, restated, supplemented or otherwise modified from time to time, this Agreement), between J. C. PENNEY COMPANY, INC., a Delaware corporation (Holdings), J. C. PENNEY CORPORATION, INC., a Delaware corporation (the Company), and each of the subsidiaries of Holdings or the Company party hereto from time to time, whether as an original signatory hereto or as an Additional Grantor (as herein defined) (other than the Collateral Agent, each, a Grantor), and WILMINGTON TRUST, NATIONAL ASSOCIATION, as collateral agent for the Junior Lien Secured Parties (as herein defined) (in such capacity as collateral agent, together with its successors and permitted assigns, the Collateral Agent).

Pledge and Security Agreement (March 13th, 2018)

This Pledge and Security Agreement (this "Agreement"), dated as of March 12, 2018, is made by and among CYNERGISTEK, INC., a Delaware corporation (the "Borrower"), the other Persons parties hereto from time to time (each, a "Guarantor" and together with the Borrower, each, a "Debtor", and collectively, the "Debtors"), and BMO HARRIS BANK N.A., a national banking association ("Bank").

Pattern Energy Group Inc. – Amendment No. 1 to Second Amended and Restated Credit and Guaranty Agreement and Second Amended and Restated Pledge and Security Agreement (March 9th, 2018)

This SECOND AMENDED & RESTATED PLEDGE AND SECURITY AGREEMENT, dated as of November 21, 2017 (as amended, amended and restated, supplemented or otherwise modified from time to time, this "Agreement"), among PATTERN US FINANCE COMPANY LLC, a Delaware limited liability company ("US Borrower"), EACH OTHER GRANTOR PARTY HERETO, whether as an original signatory hereto or as an Additional Grantor (as herein defined) (together with US Borrower, the "Grantors" and each, individually, a "Grantor"), and ROYAL BANK OF CANADA, as collateral agent for the Secured Parties (as herein defined in the Credit Agreement) (in such capacity, together with its successors and assigns in such capacity, the "Collateral Agent").

TCP Capital Corp. – GUARANTEE, PLEDGE AND SECURITY AGREEMENT Dated as of February 26, 2018 Among SPECIAL VALUE CONTINUATION PARTNERS, LP, as Borrower, the SUBSIDIARY GUARANTORS Party Hereto, ING CAPITAL LLC, as Revolving Administrative Agent and ING CAPITAL LLC, as Collateral Agent (February 27th, 2018)

GUARANTEE, PLEDGE AND SECURITY AGREEMENT, dated as of February 26, 2018 (as amended, supplemented, or otherwise modified from time to time, this "Agreement"), among SPECIAL VALUE CONTINUATION PARTNERS, LP, a Delaware limited partnership (the "Borrower"), 36TH STREET CAPITAL PARTNERS HOLDINGS, LLC, a Delaware limited liability company, and each other entity that becomes a "SUBSIDIARY GUARANTOR" after the Effective Date pursuant to Section 7.05 hereof (collectively, the "Subsidiary Guarantors" and, together with the Borrower, the "Obligors"), ING CAPITAL LLC, as administrative agent for the parties defined as "Lenders" under the Revolving Credit Facility referred to below in such capacity, the "Revolving Administrative Agent"), and ING CAPITAL LLC, as collateral agent for the Secured Parties hereinafter referred to (in such capacity, together with its successors in such capacity, the "Collateral Agent").

Pledge and Security Agreement (February 27th, 2018)

THIS PLEDGE AND SECURITY AGREEMENT (as it may be amended, restated, supplemented or otherwise modified from time to time, this "Security Agreement") is entered into as of February 23, 2018 by and among Dril-Quip, Inc., a Delaware corporation (the "Borrower"), TIW Corporation, a Texas corporation ("TIW"), Honing, Inc., a Texas corporation ("Honing"), and any additional entities which become parties to this Security Agreement by executing a Security Agreement Supplement hereto in substantially the form of Annex I (such additional entities, together with the Borrower, TIW and Honing, each a "Grantor", and collectively, the "Grantors"), and JPMorgan Chase Bank, N.A., in its capacity as administrative agent (the "Administrative Agent") for the lenders party to the Credit Agreement referred to below.

Gogo Baby, Inc. – Pledge and Security Agreement (February 15th, 2018)

THIS PLEDGE AND SECURITY AGREEMENT (this Pledge Agreement), is made effective as of the 31st day of August, 2017 (the Effective Date), by and between 2016 Timothy R. Fussell Revocable Trust, a Florida Trust (Pledgor) and Alpha Investment Inc. a Delaware Corporation (Secured Party).

Gogo Baby, Inc. – Pledge and Security Agreement (February 15th, 2018)

THIS PLEDGE AND SECURITY AGREEMENT (this Pledge Agreement), is made effective as of the 31st day of August, 2017 (the Effective Date), by and between 2016 Timothy R. Fussell Irrevocable Trust, a Florida Trust (Pledgor) and Alpha Investment Inc., a Delaware corporation (Secured Party).

SEACOR Marine Holdings Inc. – Pledge and Security Agreement (February 9th, 2018)

THIS PLEDGE AND SECURITY AGREEMENT (as it may be amended, restated, supplemented or otherwise modified from time to time, the "Security Agreement") is entered into as of February 8, 2018, by and among Falcon Global USA LLC, a Delaware limited liability company ("Falcon"), the additional grantors listed on the signature pages hereto and any additional entities which become parties to this Security Agreement by executing a Security Agreement Supplement hereto in substantially the form of Annex I hereto (such additional entities, together with Falcon, each a "Grantor", and collectively, the "Grantors"), and JPMorgan Chase Bank, N.A., in its capacity as administrative agent and security trustee (the "Administrative Agent") for the lenders party to the Credit Agreement referred to below.

Joinder to Pledge and Security Agreement (February 7th, 2018)

THIS JOINDER TO PLEDGE AND SECURITY AGREEMENT (this "Agreement"), dated as of November 29, 2017, is entered into by and among FARMER BROS. CO., a Delaware corporation, COFFEE BEAN INTERNATIONAL, INC. an Oregon corporation, FBC FINANCE COMPANY, a

Signature Group Hold – Pledge and Security Agreement (January 26th, 2018)

THIS PLEDGE AND SECURITY AGREEMENT (this "Agreement"), dated as of January 24, 2018 by and among REAL INDUSTRY, INC., a Delaware corporation ("Grantor"), and 210/RELY CAPITAL, LP, a Texas limited partnership, as DIP Agent for the benefit of the DIP Lenders (defined below), as secured party (in such capacity, the "Secured Party").

Pledge and Security Agreement (January 16th, 2018)

PLEDGE AND SECURITY AGREEMENT, dated as of January 16, 2018 (this Agreement), made by comScore, Inc., a Delaware corporation (the Company), each Subsidiary of the Company listed as a Grantor on the signature pages hereto (together with the Company and each other Person that executes an joinder and becomes a Grantor hereunder, each a Grantor and collectively, the Grantors), in favor of Starboard Value and Opportunity Master Fund Ltd., in its capacity as collateral agent (in such capacity, the Collateral Agent) for the Holders (as defined below) of Notes (as defined below) issued pursuant to the Securities Purchase Agreement, dated as of January 16, 2018 (as amended, restated or otherwise modified from time to time, the Securities Purchase Agreement).

Municipal Mortgage & Equity, LLC – Pledge and Security Agreement (January 9th, 2018)

THIS PLEDGE AND SECURITY AGREEMENT (this "Agreement") is made this 8th day of January, 2018, by and between HUNT FS HOLDINGS, LLC, a Delaware limited liability company (the "Pledgor"), and MMA CAPITAL MANAGEMENT, LLC, a Delaware limited liability company (the "Lender").

Workhorse Group Inc. – Pledge and Security Agreement (December 27th, 2017)

This PLEDGE AND SECURITY AGREEMENT, dated as of December [__], 2017 (this "Agreement"), is made by Surefly, Inc., a Delaware corporation ("SFI"), and each other Subsidiary of SFI hereafter becoming party hereto in accordance with Section 5(m) hereof (together with SFI, each a "Grantor" and, collectively, the "Grantors"), in favor of Empery Tax Efficient, LP, in its capacity as collateral agent (in such capacity, including any successor thereto, the "Collateral Agent") for the Buyers (as defined below) party to the Securities Purchase Agreement, dated as of the date hereof (as amended, restated or otherwise modified from time to time, the "Securities Purchase Agreement").

Delta Petroleum Corporation – Amended and Restated Pledge and Security Agreement (December 22nd, 2017)

THIS AMENDED AND RESTATED PLEDGE AND SECURITY AGREEMENT (this Agreement), dated as of December 21, 2017, is made between Par Hawaii Refining, LLC, a Hawaii limited liability company (the Company), and J. Aron & Company LLC, a New York limited liability company (Aron).

CBTX, Inc. – PLEDGE AND SECURITY AGREEMENT Between (December 14th, 2017)

THIS PLEDGE AND SECURITY AGREEMENT (this "Agreement"), dated as of December 13, 2017, will serve to set forth the terms of the financing transaction by and between CBTX, INC., a Texas corporation ("Borrower"), and FROST BANK, a Texas state bank ("Secured Party").

Fiesta Restaurant Group, Inc. – Pledge and Security Agreement (December 4th, 2017)

THIS PLEDGE AND SECURITY AGREEMENT (as it may be amended, restated, supplemented or otherwise modified from time to time, this "Security Agreement") is entered into as of November 30, 2017 by and among each of the undersigned, and any additional entities which become parties to this Security Agreement by executing a Security Agreement Supplement hereto in substantially the form of Annex I hereto (collectively, each a "Grantor", and collectively, the "Grantors"), and JPMorgan Chase Bank, N.A., in its capacity as administrative agent (the "Administrative Agent") for the lenders party to the Credit Agreement referred to below.

And Restate in Their Entirety the Existing Loan Agreement, for the Purposes Of, Inter Alia Providing for an Amended and Restated Revolving Credit Loan Facility in the Maximum Principal Amount of Up to Twenty Million and 00/100 ($20,000,000.00) Dollars (Hereinafter, as It May Be From Time to Time Amended, Modified, Extended, Renewed, Substituted, and/or Supplemented, Referred to as the "Loan Facility"), Which Amended and Restated Revolving Credit Loan Facility Amends and Restates the Original Loan Facility in Its Entirety; And WHEREAS, Capitalized Terms Used but Not Expressly Defined Herein Sha (November 20th, 2017)
Carey Watermark Investors Inc – Pledge and Security Agreement (November 13th, 2017)

THIS PLEDGE AND SECURITY AGREEMENT (as the same may be amended, restated, replaced, supplemented or otherwise modified from time to time, this "Agreement"), is made as of September 26, 2017, by CWI OP, LP, a Delaware limited partnership, having an address at 50 Rockefeller Plaza, 2nd Floor, New York, NY 10020 ("Pledgor") for the benefit of W. P. CAREY INC., a Maryland corporation having an address of 50 Rockefeller Plaza, 2nd Floor, New York, NY 10020 (together with its successors and assigns, collectively, "Lender").

Natera, Inc. – Pledge and Security Agreement (November 9th, 2017)

This PLEDGE AND SECURITY AGREEMENT, dated as of August 8, 2017 (as amended, supplemented or otherwise modified from time to time, this "Security Agreement"), is made by NATERA, INC., a Delaware corporation (the "Borrower"), NATERA INTERNATIONAL, INC., a Delaware corporation and NSTX, INC. a Delaware corporation (together with the Borrower and with any other entity that may become a party hereto as provided herein, each a "Grantor" and, collectively, the "Grantors") in favor of ORBIMED ROYALTY OPPORTUNITIES II, LP, a Delaware limited partnership (together with its successors, transferees and assignees, the "Lender").