FORM OF SENIOR OR SUBORDINATED INDENTUREOM Asset Management PLC • November 4th, 2015 • Investment advice • New York
Company FiledNovember 4th, 2015 Industry JurisdictionTrust Indenture Act Section Indenture Section ss.310(a)(1) 6.09 (a)(2) 6.09 (a)(3) Not Applicable (a)(4) Not Applicable (b) 6.08 ss.311(a) 6.13 (b) 6.13 ss.312(a) 7.01 (b) 7.02 (c) 7.02 ss.313(a) 7.03 (b) 7.03 (c) 7.03 (d) 7.03 ss.314(a) 7.04 (a)(4) 1.01 (b) Not Applicable (c)(1) 1.02 (c)(2) 1.02 (c)(3) Not Applicable (d) Not Applicable (e) 1.02 ss.315(a) 6.01 (b) 6.02 (c) 6.01 (d) 6.01 (e) 5.14 ss.316(a) 1.01 (a)(1)(A) 5.02 (a)(1)(B) 5.13 (a)(2) Not Applicable (b) 5.08 (c) 1.04 ss.317(a)(1) 5.03 (a)(2) 5.04 (b) 10.03 ss.318(a) 1.07