INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 21st, 2022 • F/M Funds Trust • Ohio
THIS INVESTMENT ADVISORY AGREEMENT (this “Agreement”) is made as of January 18, 2022, by and between F/m Funds Trust, an Ohio business trust (the “Trust”) registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and F/m Investments, LLC, a Delaware limited liability company (the “Adviser”).
DISTRIBUTION AGREEMENTDistribution Agreement • January 21st, 2022 • F/M Funds Trust • Ohio
This Agreement made as of January 18, 2022 by and among F/m Funds Trust (the “Trust”), an Ohio business trust, F/m Investments, LLC , a Delaware limited liability company ("Adviser"), and Ultimus Fund Distributors, LLC, an Ohio limited liability company (“Distributor”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 21st, 2022 • F/M Funds Trust
This Expense Limitation Agreement is made by and between F/m Investments, LLC (the “Adviser”) and F/m Funds Trust (the “Trust”) (this “Agreement”), on behalf of the series of the Trust set forth in the set of schedules to this Agreement identified as “Schedule A” and then numerically designated (e.g., Schedule A-1) attached hereto (each a “Fund,” and collectively, the “Funds”) as of the “Effective Date” noted on Schedule A with respect to each Fund.
FIFTH AMENDMENT to ADMINISTRATION Agreement Between THE FIRST WESTERN FUNDS Trust and Ultimus Fund Solutions, LLCAdministration Agreement • January 21st, 2022 • F/M Funds Trust
This Fifth Amendment amends and revises the Administration Agreement, dated August 16, 2012, as last amended August 2, 2021 (collectively, the “Agreement”),between The First Western Funds Trust (the “Trust”), an Ohio business trust and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively the “Parties”). Except as set forth in this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
FOURTH AMENDMENT to FUND ACCOUNTING Agreement Between THE F/m FUNDS Trust (FORMERLY, The first Western Funds Trust) and Ultimus Fund Solutions, LLCFund Accounting Agreement • January 21st, 2022 • F/M Funds Trust
This Fourth Amendment (the “Amendment”) amends and revises the Fund Accounting Agreement, dated August 16, 2012, as amended July 1, 2018, January 1, 2020 and December 29, 2020 (collectively, the “Agreement”), between The First Western Funds Trust (the “Trust”), an Ohio business trust (formerly, The First Western Funds Trust) and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively, the “Parties”). Except as set forth in this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
AMENDMENT NO. 4 to TRANSFER AGENT AND SHAREHOLER SERVICES Agreement Between THE FIRST WESTERN FUNDS Trust and Ultimus Fund Solutions, LLCF/M Funds Trust • January 21st, 2022
This Amendment No. 4 amends and revises the Transfer Agent and Shareholder Services Agreement, dated August 16, 2012, as last amended August 2, 2021 (collectively, the “Agreement”), between The First Western Funds Trust (the “Trust”), an Ohio business trust and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively the “Parties”). Except as set forth in this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
FIFTH AMENDMENT to FUND ACCOUNTING Agreement Between THE FIRST WESTERN FUNDS Trust and Ultimus Fund Solutions, LLCFund Accounting Agreement • January 21st, 2022 • F/M Funds Trust
This Fifth Amendment amends and revises the Fund Accounting Agreement, dated August 16, 2012, as last amended August 2, 2021 (collectively, the “Agreement”),between The First Western Funds Trust (the “Trust”), an Ohio business trust and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively the “Parties”). Except as set forth in this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
THIRD AMENDMENT to TRANSFER AGENT AND SHAREHOLDER SERVICES Agreement Between THE F/M FUNDS Trust (Formerly, THE FIRST WESTERN FUNDS TRUST) and Ultimus Fund Solutions, LLCTransfer Agent and Shareholder Services Agreement • January 21st, 2022 • F/M Funds Trust
This Third Amendment (the “Amendment”) amends and revises the Transfer Agent and Shareholder Services Agreement, dated August 16, 2012, as amended July 1, 2018 and December 29, 2020 (collectively, the “Agreement”), between The F/M FUNDS TRUST (the “Trust”), an Ohio business trust (formerly known as The First Western Funds Trust) and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively, the “Parties”). Except as set forth in this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
Certain identified information has been excluded from this exhibit because it is both not material and would likely cause competitive harm to the Registrant if publicly disclosed. FOURTH AMENDMENT to ADMINISTRATION Agreement Between THE F/m FUNDS...Fourth Amendment • January 21st, 2022 • F/M Funds Trust
This Fourth Amendment (the “Amendment”) amends and revises the Administration Agreement, dated August 16, 2012, as amended July 1, 2018, April 16, 2019 and December 29, 2020 (collectively, the “Agreement”), between The F/m Funds Trust (the “Trust”), an Ohio business trust (formerly known as The First Western Funds Trust) and Ultimus Fund Solutions, LLC (“Ultimus”), an Ohio limited liability company (collectively, the “Parties”). Except as set forth in this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
AMENDMENT NO. 2 to FUND ACCOUNTING AGREEMENT Between THE FIRST WESTERN FUNDS TRUST and ULTIMUS FUND SOLUTIONS, LLCFund Accounting Agreement • January 21st, 2022 • F/M Funds Trust
This Amendment No. 2 amends and revises the Fund Accounting Agreement, dated August 16, 2012, as amended on July 1, 2018, (collectively, the “Agreement”), by and between THE FIRST WESTERN FUNDS TRUST (the “Trust”), an Ohio business trust, and ULTIMUS FUND SOLUTIONS, LLC (“Ultimus”), an Ohio limited liability company (collectively, the “Parties”).
