0001580642-19-001632 Sample Contracts

UNDERWRITING AGREEMENT
Underwriting Agreement • March 29th, 2019 • Saratoga Advantage Trust • Arizona

THIS UNDERWRITING AGREEMENT effective as of the 1st day of February, 2019, by and between THE SARATOGA ADVANTAGE TRUST, a Delaware business trust, having its principal office and place of business at 1616 N. Litchfield Road, Suite 165, Goodyear, Arizona 85395 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”).

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FUND SERVICES AGREEMENT
Fund Services Agreement • March 29th, 2019 • Saratoga Advantage Trust

THIS AMENDMENT TO FUND SERVICES AGREEMENT (this "Amendment") is effective as of June 1, 2018, and is made by and between Gemini Fund Services, LLC, a Nebraska limited liability company ("GFS"), and The Saratoga Advantage Trust, a Delaware statutory trust (the "Trust").

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