Saratoga Advantage Trust Sample Contracts
EXHIBIT 99.5(a) MANAGEMENT AGREEMENT Agreement dated and effective as of _________________, 1997 between THE SARATOGA ADVANTAGE TRUST, a Delaware Trust (herein referred to as the "Trust"), and SARATOGA CAPITAL MANAGEMENT, a Delaware general...Management Agreement • March 7th, 1997 • Saratoga Advantage Trust • New York
WITNESSETH:Distribution Agreement • December 31st, 2001 • Saratoga Advantage Trust
DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of the 21st day of September, 1999 by and between The Saratoga Advantage Trust (the "Trust"), a Delaware business trust, on behalf of its series listed on Schedule A, attached hereto, together with all...Distribution Agreement • December 30th, 1999 • Saratoga Advantage Trust • Massachusetts
EXHIBIT g(2) AMENDMENT TO CUSTODIAN CONTRACT This Amendment to the Custodian Contract is made as of April 9, 2001, by and between SARATOGA ADVANTAGE TRUST (the "Fund") and State Street Bank and Trust Company (the "Custodian"). Capitalized terms used...Custodian Contract • December 31st, 2001 • Saratoga Advantage Trust
ADMINISTRATION AGREEMENT ADMINISTRATION AGREEMENT made as of the 21st day of September, 1999 between and among The Saratoga Advantage Trust (the "Trust"), a Delaware business trust, Saratoga Capital Management ("Saratoga"), a Delaware general...Administration Agreement • December 30th, 1999 • Saratoga Advantage Trust • Massachusetts
ARTICLE I. DEFINITIONSForeign Custody Manager Agreement • December 31st, 2002 • Saratoga Advantage Trust • New York
FORM OF SELLING AGREEMENT THE SARATOGA ADVANTAGE TRUST FROM: Company>> Address1>> Address2>> City>>, State>> Zip>> TO: Funds Distributor, Inc. 60 State Street, Suite 1300 Boston, MA 02109 Gentlemen: We (the "Dealer") desire to enter into an agreement...Selling Agreement • December 30th, 1999 • Saratoga Advantage Trust • Massachusetts
SARATOGA ADVANTAGE TRUST INVESTMENT ADVISORY AGREEMENT JAMES ALPHA GLOBAL ENHANCED REAL RETURN PORTFOLIOInvestment Advisory Agreement • December 28th, 2016 • Saratoga Advantage Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 4th day of April, 2016, by and between Saratoga Advantage Trust (the “Trust”), on behalf of the James Alpha Global Enhanced Real Return Portfolio, a series of the Trust (the “Fund”), and James Alpha Advisors, LLC (the “Adviser”).
EXHIBIT 99(e)(3) DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of the 23rd day of November, 2002 by and between The Saratoga Advantage Trust (the "Trust"), a Delaware business trust, on behalf of its series listed on Schedule A, attached hereto,...Distribution Agreement • December 31st, 2002 • Saratoga Advantage Trust • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • March 29th, 2019 • Saratoga Advantage Trust • Arizona
THIS UNDERWRITING AGREEMENT effective as of the 1st day of February, 2019, by and between THE SARATOGA ADVANTAGE TRUST, a Delaware business trust, having its principal office and place of business at 1616 N. Litchfield Road, Suite 165, Goodyear, Arizona 85395 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”).
The ORBITEX Cash Reserves FundAnnual Report • November 12th, 2002 • Saratoga Advantage Trust
EXHIBIT 99.5(b)(8) SUB-INVESTMENT ADVISORY AGREEMENT AGREEMENT made this ____ day of ___________, 1997 by and between Ivory & Sime International, Inc., a New Jersey corporation (hereinafter called "Adviser"), and Ivory & Sime plc, a Scottish...Sub-Investment Advisory Agreement • March 7th, 1997 • Saratoga Advantage Trust • New York
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 7th, 2010 • Saratoga Advantage Trust • Delaware
AGREEMENT made as of the ____ day of __________, 2010, _____________ (the “Sub-Advisor”), a Delaware limited liability company, located at _________________, and Ascentia Capital Partners, LLC (the “Advisor”), a Nevada limited liability company, located at 5470 Keitzke Lane, Suite 230, Reno, NV 89511.
EXHIBIT h(2) CONSENT AND AGREEMENT This Consent and Agreement (the "Consent"), dated this 11th day of April, 2001, with respect to the Administration Agreement dated September 21, 1999 between and among The Saratoga Advantage Trust (the "Trust"),...Consent and Agreement • December 31st, 2001 • Saratoga Advantage Trust
INVESTMENT ADVISORY AGREEMENT BETWEEN SARATOGA CAPITAL MANAGEMENT, LLC ANDInvestment Advisory Agreement • December 29th, 2023 • Saratoga Advantage Trust
AGREEMENT made this 15th day of November 2023 between Saratoga Capital Management, LLC a Delaware limited liability company (the "Manager") and M.D. Sass, LLC, a Delaware limited liability company (the "Advisor").
EXHIBIT 99(h)(3) FUND ACCOUNTING SERVICE AGREEMENTFund Accounting Service Agreement • December 31st, 2002 • Saratoga Advantage Trust • New York
SARATOGA ADVANTAGE TRUST INVESTMENT MANAGEMENT AGREEMENT JAMES ALPHA STRUCTURED CREDIT VALUE PORTFOLIOInvestment Management Agreement • August 13th, 2018 • Saratoga Advantage Trust • Delaware
THIS INVESTMENT MANAGEMENT AGREEMENT is made as of the 25th day of June, 2018, by and between Saratoga Advantage Trust (the “Trust”), on behalf of the James Alpha Structured Credit Value Portfolio, a series of the Trust (the “Fund”), and James Alpha Advisors, LLC (the “Manager”).
EXHIBIT 99(h)(1) ADMINISTRATION AGREEMENT ADMINISTRATION AGREEMENT made as of the 23rd day of November, 2002 between and among The Saratoga Advantage Trust (the "Trust"), a Delaware business trust, Saratoga Capital Management I, LLC ("Saratoga"), a...Administration Agreement • December 31st, 2002 • Saratoga Advantage Trust • New York
INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN James Alpha Advisors, LLC AND Orange Investment Advisors, LLC REGARDING THE SARATOGA ADVANTAGE TRUSTInvestment Sub-Advisory Agreement • August 13th, 2018 • Saratoga Advantage Trust • Delaware
AGREEMENT made this 13th day of August, 2018 between James Alpha Advisors, LLC, a New York limited liability company (the “Manager”), and Orange Investment Advisors, LLC, a Delaware limited liability company (the “Sub-Advisor”).
BETWEENInvestment Advisory Agreement • March 7th, 1997 • Saratoga Advantage Trust • New York
EXHIBIT 99(p)(10) ------------------------------------------------------------- ------------------- ORBITEX Group of Funds, ORBITEX Management, Inc., Clarke Lanzen Skalla Investment Firm, Inc. and ORBITEX Funds Distributor, Inc. -------...Code of Ethics • December 31st, 2002 • Saratoga Advantage Trust
James Alpha Family Office Cayman Fund Ltd. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 1st, 2017 • Saratoga Advantage Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 29th day of May 2017, by and between James Alpha Family Office Cayman Fund Ltd., a Cayman Islands company (the “Company”), and James Alpha Advisors, LLC (the “Adviser”).
SARATOGA ADVANTAGE TRUST OPERATING EXPENSE LIMITATION AGREEMENTOperating Expense Limitation Agreement • December 1st, 2016 • Saratoga Advantage Trust • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 10th day of November 2016, by and between Saratoga Advantage Trust, (the “Trust”), on behalf of the James Alpha Equity Hedge Portfolio, a series of the Trust (the “Fund”), and James Alpha Advisors, LLC, the investment adviser to the Fund (the “Manager”).
ARTICLE I DEFINITIONSCustody Agreement • December 31st, 2002 • Saratoga Advantage Trust • New York
INDEXTransfer Agency Service Agreement • December 31st, 2002 • Saratoga Advantage Trust • New York
AMENDED AND RESTATED MANAGEMENT AGREEMENT Agreement dated and effective as of September 1, 1994, as amended and restated on September 20, 2002 between THE SARATOGA ADVANTAGE TRUST, Delaware business trust (herein referred to as the "Trust"), and...Management Agreement • November 13th, 2002 • Saratoga Advantage Trust • New York
SARATOGA ADVANTAGE TRUST FEE WAIVER AND OPERATING EXPENSE LIMITATION AGREEMENT FOR CLASS S SHARESFee Waiver and Operating Expense Limitation Agreement • August 13th, 2018 • Saratoga Advantage Trust • Delaware
THIS FEE WAIVER AND OPERATING EXPENSE LIMITATION AGREEMENT FOR CLASS S SHARES (the “Agreement”) is effective as of the 25th day of June, 2018, by and between Saratoga Advantage Trust (the “Trust”), on behalf of the James Alpha Structured Credit Value Portfolio, a series of the Trust (the “Fund”), and James Alpha Advisors, LLC, the investment adviser to the Fund (the “Manager”).
SARATOGA ADVANTAGE TRUST OPERATING EXPENSE LIMITATION AGREEMENT FOR CLASS A, I, C SHARESOperating Expense Limitation Agreement • August 13th, 2018 • Saratoga Advantage Trust • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT FOR CLASS A, I, AND C SHARES (the “Agreement”) is effective as of the 25th day of June, 2018, by and between Saratoga Advantage Trust, (the “Trust”), on behalf of the James Alpha Structured Credit Value Portfolio, a series of the Trust (the “Fund”), and James Alpha Advisors, LLC, the investment adviser to the Fund (the “Manager”).
Saratoga Advantage Trust INVESTMENT MANAGEMENT AGREEMENT CONSERVATIVE BALANCED ALLOCATION PORTFOLIOInvestment Management Agreement • December 28th, 2017 • Saratoga Advantage Trust • Delaware
THIS INVESTMENT MANAGEMENT AGREEMENT is made as of the 29th day of December 2017, by and between the Saratoga Advantage Trust (the “Trust”), on behalf of the Conservative Balanced Allocation Portfolio, a series of the Trust (the “Fund”), and Saratoga Capital Management, LLC (the “Adviser”).
SARATOGA ADVANTAGE TRUST OPERATING EXPENSE LIMITATION AGREEMENT JAMES ALPHA GLOBAL ENHANCED REAL RETURN PORTFOLIOOperating Expense Limitation Agreement • December 28th, 2012 • Saratoga Advantage Trust • New York
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 31st day of December, 2012, by and between Saratoga Advantage Trust, (the “Trust”), on behalf of the James Alpha Global Enhanced Real Return Portfolio, a series of the Trust (the “Fund”), and Armored Wolf, LLC, the investment adviser to the Fund (the “Adviser”).
FORM OF AGREEMENT AND PLAN OF REORGANIZATION This Agreement and Plan of Reorganization (the "Agreement") is made as of this ___ day of __________ 2002, by and between the Orbitex Group of Funds ("Orbitex Trust"), on behalf of each Acquired Orbitex...Agreement and Plan of Reorganization • November 12th, 2002 • Saratoga Advantage Trust • New York
SUB-EXPENSE LIMITATION AGREEMENT FOR CLASS S SHARESSub-Expense Limitation Agreement • August 13th, 2018 • Saratoga Advantage Trust • Delaware
THIS SUB-EXPENSE LIMITATION AGREEMENT FOR CLASS S SHARES (the “Agreement”) is effective as of the 13th day of August, 2018, by and between James Alpha Advisors, LLC (the “Manager”), the investment adviser to the James Alpha Structured Credit Value Portfolio (the “Portfolio”), a series of The Saratoga Advantage Trust (the “Trust”), and Orange Investment Advisors, LLC (the “Advisor”), the investment sub-advisor to the Portfolio.
SARATOGA ADVANTAGE TRUST OPERATING EXPENSE LIMITATION AGREEMENT JAMES ALPHA GLOBAL REAL ESTATE INVESTMENTS PORTFOLIOOperating Expense Limitation Agreement • December 28th, 2012 • Saratoga Advantage Trust • New York
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 31st day of December, 2012, by and between Saratoga Advantage Trust, (the “Trust”), on behalf of the James Alpha Global Real Estate Investments Portfolio, a series of the Trust (the “Fund”), and Ascent Investment Advisors, LLC, the investment adviser to the Fund (the “Adviser”).
August 1, 2011Agreement and Plan of Reorganization • August 1st, 2011 • Saratoga Advantage Trust
Agreement and Plan of Reorganization, dated as of the 25th day of July, 2011 (“Agreement”) by and between James Alpha Global Real Estate Investments Fund, a Delaware statutory trust (the “Acquired Fund”), Saratoga Advantage Trust, a Delaware statutory trust (the “Saratoga Trust”), with respect to the James Alpha Global Real Estate Investments Portfolio, a separate series of the Saratoga Trust (the “Acquiring Fund”), and Ascent Investment Advisors, LLC, a limited liability company (the “Adviser”).
SUB-EXPENSE LIMITATION AGREEMENT James Alpha Managed Risk Domestic Equity PortfolioSub-Expense Limitation Agreement • June 24th, 2015 • Saratoga Advantage Trust • Delaware
THIS SUB-EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 15th day of June, 2015, by and between James Alpha Management, LLC (the “Manager”), the investment adviser to the James Alpha Managed Risk Domestic Equity Portfolio (the “Portfolio”), a series of Saratoga Advantage Trust (the “Trust”), and EAB Investment Group, LLC, the investment sub-adviser to the Portfolio (the “Advisor”).