ORBITEX LIFE SCIENCES & BIOTECHNOLOGY FUND, INC. ------------------------------ -------------------------------------------------- ANNUAL REPORT October 31, 2001 A PRODUCT OF THE ORBITEX FAMILY OF FUNDS Dear Shareholder, 2001 was a challenging year...Saratoga Advantage Trust • November 12th, 2002
EXHIBIT 99.5(a) MANAGEMENT AGREEMENT Agreement dated and effective as of _________________, 1997 between THE SARATOGA ADVANTAGE TRUST, a Delaware Trust (herein referred to as the "Trust"), and SARATOGA CAPITAL MANAGEMENT, a Delaware general...Management Agreement • March 7th, 1997 • Saratoga Advantage Trust • New York
WITNESSETH:Distribution Agreement • December 31st, 2001 • Saratoga Advantage Trust
DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of the 21st day of September, 1999 by and between The Saratoga Advantage Trust (the "Trust"), a Delaware business trust, on behalf of its series listed on Schedule A, attached hereto, together with all...Distribution Agreement • December 30th, 1999 • Saratoga Advantage Trust • Massachusetts
The ORBITEX Cash Reserves FundSaratoga Advantage Trust • November 12th, 2002
EXHIBIT g(2) AMENDMENT TO CUSTODIAN CONTRACT This Amendment to the Custodian Contract is made as of April 9, 2001, by and between SARATOGA ADVANTAGE TRUST (the "Fund") and State Street Bank and Trust Company (the "Custodian"). Capitalized terms used...Custodian Contract • December 31st, 2001 • Saratoga Advantage Trust
ADMINISTRATION AGREEMENT ADMINISTRATION AGREEMENT made as of the 21st day of September, 1999 between and among The Saratoga Advantage Trust (the "Trust"), a Delaware business trust, Saratoga Capital Management ("Saratoga"), a Delaware general...Administration Agreement • December 30th, 1999 • Saratoga Advantage Trust • Massachusetts
BETWEENInvestment Advisory Agreement • March 7th, 1997 • Saratoga Advantage Trust • New York
FORM OF SELLING AGREEMENT THE SARATOGA ADVANTAGE TRUST FROM: Company>> Address1>> Address2>> City>>, State>> Zip>> TO: Funds Distributor, Inc. 60 State Street, Suite 1300 Boston, MA 02109 Gentlemen: We (the "Dealer") desire to enter into an agreement...Selling Agreement • December 30th, 1999 • Saratoga Advantage Trust • Massachusetts
ARTICLE I. DEFINITIONSManager Agreement • December 31st, 2002 • Saratoga Advantage Trust • New York
SARATOGA ADVANTAGE TRUST INVESTMENT ADVISORY AGREEMENT JAMES ALPHA GLOBAL ENHANCED REAL RETURN PORTFOLIOInvestment Advisory Agreement • December 28th, 2016 • Saratoga Advantage Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 4th day of April, 2016, by and between Saratoga Advantage Trust (the “Trust”), on behalf of the James Alpha Global Enhanced Real Return Portfolio, a series of the Trust (the “Fund”), and James Alpha Advisors, LLC (the “Adviser”).
EXHIBIT h(2) CONSENT AND AGREEMENT This Consent and Agreement (the "Consent"), dated this 11th day of April, 2001, with respect to the Administration Agreement dated September 21, 1999 between and among The Saratoga Advantage Trust (the "Trust"),...Consent and Agreement • December 31st, 2001 • Saratoga Advantage Trust
ADMINISTRATION AGREEMENT This AGREEMENT made as of the 14th day of April, 1997 by and between THE SARATOGA ADVANTAGE TRUST (hereinafter referred to as the "Fund"), and UNIFIED ADVISERS, INC. (hereinafter referred to as the "Unified"), an Indiana...Administration Agreement • November 3rd, 1997 • Saratoga Advantage Trust • New York
UNDERWRITING AGREEMENTUnderwriting Agreement • March 29th, 2019 • Saratoga Advantage Trust • Arizona
THIS UNDERWRITING AGREEMENT effective as of the 1st day of February, 2019, by and between THE SARATOGA ADVANTAGE TRUST, a Delaware business trust, having its principal office and place of business at 1616 N. Litchfield Road, Suite 165, Goodyear, Arizona 85395 (the “Trust”), and NORTHERN LIGHTS DISTRIBUTORS, LLC, a Nebraska limited liability company having its principal office and place of business at 17645 Wright Street, Suite 200, Omaha, Nebraska 68130 (“NLD”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 7th, 2010 • Saratoga Advantage Trust • Delaware
AGREEMENT made as of the ____ day of __________, 2010, _____________ (the “Sub-Advisor”), a Delaware limited liability company, located at _________________, and Ascentia Capital Partners, LLC (the “Advisor”), a Nevada limited liability company, located at 5470 Keitzke Lane, Suite 230, Reno, NV 89511.
INVESTMENT ADVISORY AGREEMENT BETWEEN SARATOGA CAPITAL MANAGEMENT, LLC ANDInvestment Advisory Agreement • December 29th, 2023 • Saratoga Advantage Trust
AGREEMENT made this 15th day of November 2023 between Saratoga Capital Management, LLC a Delaware limited liability company (the "Manager") and M.D. Sass, LLC, a Delaware limited liability company (the "Advisor").
EXHIBIT 99(e)(3) DISTRIBUTION AGREEMENT THIS AGREEMENT is made as of the 23rd day of November, 2002 by and between The Saratoga Advantage Trust (the "Trust"), a Delaware business trust, on behalf of its series listed on Schedule A, attached hereto,...Distribution Agreement • December 31st, 2002 • Saratoga Advantage Trust • New York
EXHIBIT 99.5(b)(8) SUB-INVESTMENT ADVISORY AGREEMENT AGREEMENT made this ____ day of ___________, 1997 by and between Ivory & Sime International, Inc., a New Jersey corporation (hereinafter called "Adviser"), and Ivory & Sime plc, a Scottish...Sub-Investment Advisory Agreement • March 7th, 1997 • Saratoga Advantage Trust • New York
EXHIBIT 99(h)(1) ADMINISTRATION AGREEMENT ADMINISTRATION AGREEMENT made as of the 23rd day of November, 2002 between and among The Saratoga Advantage Trust (the "Trust"), a Delaware business trust, Saratoga Capital Management I, LLC ("Saratoga"), a...Administration Agreement • December 31st, 2002 • Saratoga Advantage Trust • New York
SARATOGA ADVANTAGE TRUST INVESTMENT MANAGEMENT AGREEMENT JAMES ALPHA STRUCTURED CREDIT VALUE PORTFOLIOInvestment Management Agreement • August 13th, 2018 • Saratoga Advantage Trust • Delaware
THIS INVESTMENT MANAGEMENT AGREEMENT is made as of the 25th day of June, 2018, by and between Saratoga Advantage Trust (the “Trust”), on behalf of the James Alpha Structured Credit Value Portfolio, a series of the Trust (the “Fund”), and James Alpha Advisors, LLC (the “Manager”).
INVESTMENT SUB-ADVISORY AGREEMENT BETWEEN James Alpha Advisors, LLC AND Orange Investment Advisors, LLC REGARDING THE SARATOGA ADVANTAGE TRUSTInvestment Sub-Advisory Agreement • August 13th, 2018 • Saratoga Advantage Trust • Delaware
AGREEMENT made this 13th day of August, 2018 between James Alpha Advisors, LLC, a New York limited liability company (the “Manager”), and Orange Investment Advisors, LLC, a Delaware limited liability company (the “Sub-Advisor”).
ARTICLE I DEFINITIONSCustody Agreement • December 31st, 2002 • Saratoga Advantage Trust • New York
James Alpha Family Office Cayman Fund Ltd. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 1st, 2017 • Saratoga Advantage Trust • Delaware
THIS INVESTMENT ADVISORY AGREEMENT is made as of the 29th day of May 2017, by and between James Alpha Family Office Cayman Fund Ltd., a Cayman Islands company (the “Company”), and James Alpha Advisors, LLC (the “Adviser”).
AMENDED AND RESTATED MANAGEMENT AGREEMENT Agreement dated and effective as of September 1, 1994, as amended and restated on September 20, 2002 between THE SARATOGA ADVANTAGE TRUST, Delaware business trust (herein referred to as the "Trust"), and...Management Agreement • November 13th, 2002 • Saratoga Advantage Trust • New York
INDEXTransfer Agency Service Agreement • December 31st, 2002 • Saratoga Advantage Trust • New York
SARATOGA ADVANTAGE TRUST OPERATING EXPENSE LIMITATION AGREEMENTTrust Operating Expense Limitation Agreement • December 1st, 2016 • Saratoga Advantage Trust • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 10th day of November 2016, by and between Saratoga Advantage Trust, (the “Trust”), on behalf of the James Alpha Equity Hedge Portfolio, a series of the Trust (the “Fund”), and James Alpha Advisors, LLC, the investment adviser to the Fund (the “Manager”).
GENERAL DISTRIBUTION AGREEMENT This AGREEMENT made as of this 14th day of April, 1997, by and between THE SARATOGA ADVANTAGE TRUST, a Delaware trust (the "Trust"), and UNIFIED MANAGEMENT CORPORATION, an Indiana corporation (the "Distributor")....General Distribution Agreement • November 3rd, 1997 • Saratoga Advantage Trust
Saratoga Advantage Trust INVESTMENT MANAGEMENT AGREEMENT CONSERVATIVE BALANCED ALLOCATION PORTFOLIOInvestment Management Agreement • December 28th, 2017 • Saratoga Advantage Trust • Delaware
THIS INVESTMENT MANAGEMENT AGREEMENT is made as of the 29th day of December 2017, by and between the Saratoga Advantage Trust (the “Trust”), on behalf of the Conservative Balanced Allocation Portfolio, a series of the Trust (the “Fund”), and Saratoga Capital Management, LLC (the “Adviser”).
MAIN TELEPHONE (312) 782-0600 MAIN FAX (312) 701-7711 November 12, 2002 To the Persons Listed on Schedule I attached hereto Re: Agreement and Plan of Reorganization by and between the Orbitex Group of Funds, on behalf of the Orbitex Focus 30 Fund, and...Saratoga Advantage Trust • November 13th, 2002
EXHIBIT 99(h)(3) FUND ACCOUNTING SERVICE AGREEMENTAccounting Service Agreement • December 31st, 2002 • Saratoga Advantage Trust • New York
SARATOGA ADVANTAGE TRUST OPERATING EXPENSE LIMITATION AGREEMENT FOR CLASS A, I, C SHARESSaratoga Advantage Trust Operating Expense Limitation Agreement • August 13th, 2018 • Saratoga Advantage Trust • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT FOR CLASS A, I, AND C SHARES (the “Agreement”) is effective as of the 25th day of June, 2018, by and between Saratoga Advantage Trust, (the “Trust”), on behalf of the James Alpha Structured Credit Value Portfolio, a series of the Trust (the “Fund”), and James Alpha Advisors, LLC, the investment adviser to the Fund (the “Manager”).
SARATOGA ADVANTAGE TRUST INVESTMENT MANAGEMENT AGREEMENTTrust Investment Management Agreement • March 11th, 2016 • Saratoga Advantage Trust • Delaware
THIS INVESTMENT MANAGEMENT AGREEMENT is made as of the ____ day of _______, 2016, by and between Saratoga Advantage Trust (the “Trust”), on behalf of the [_________________________], a series of the Trust (the “Fund”), and James Alpha Advisors, LLC (the “Manager”).
SARATOGA ADVANTAGE TRUST OPERATING EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • December 1st, 2016 • Saratoga Advantage Trust • Delaware
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 10th day of November 2016, by and between Saratoga Advantage Trust, (the “Trust”), on behalf of the James Alpha Relative Value Portfolio, a series of the Trust (the “Fund”), and James Alpha Advisors, LLC, the investment adviser to the Fund (the “Manager”).
SARATOGA ADVANTAGE TRUST FEE WAIVER AND OPERATING EXPENSE LIMITATION AGREEMENT FOR CLASS S SHARESLimitation Agreement • August 13th, 2018 • Saratoga Advantage Trust • Delaware
THIS FEE WAIVER AND OPERATING EXPENSE LIMITATION AGREEMENT FOR CLASS S SHARES (the “Agreement”) is effective as of the 25th day of June, 2018, by and between Saratoga Advantage Trust (the “Trust”), on behalf of the James Alpha Structured Credit Value Portfolio, a series of the Trust (the “Fund”), and James Alpha Advisors, LLC, the investment adviser to the Fund (the “Manager”).
INVESTMENT ADVISORY AGREEMENT BETWEEN SARATOGA CAPITAL MANAGEMENT AND ___________________ REGARDING THE SARATOGA ADVANTAGE TRUST AGREEMENT made this ___ day of _____, 200__ between Saratoga Capital Management, a Delaware general partnership (the...Investment Advisory Agreement • December 22nd, 2000 • Saratoga Advantage Trust
