SARATOGA ADVANTAGE TRUST FEE WAIVER AND OPERATING EXPENSE LIMITATION AGREEMENT FOR CLASS S SHARES James Alpha global real estate investments portfolioLimitation Agreement • October 12th, 2017 • Saratoga Advantage Trust • New York
THIS FEE WAIVER AND OPERATING EXPENSE LIMITATION AGREEMENT FOR CLASS S SHARES (the “Agreement”) is effective as of the 3rd day of August 2017, by and between Saratoga Advantage Trust (the “Trust”), on behalf of the James Alpha Global Real Estate Investments Portfolio, a series of the Trust (the “Fund”), and James Alpha Advisors, LLC, the investment adviser to the Fund (the “Manager”).
THE SARATOGA ADVANTAGE TRUST ASSIGNMENT AND ASSUMPTION AGREEMENTAssignment and Assumption Agreement • October 12th, 2017 • Saratoga Advantage Trust • New York
THIS ASSIGNMENT AND ASSUMPTION AGREEMENT (the “Agreement”) is made as of this 3rd day of August 2017 by and between Ascent Investment Advisors, LLC, a Colorado limited liability company (“Ascent”) and James Alpha Advisors, LLC, a New York limited liability company (“James Alpha Advisors”), and is acknowledged by The Saratoga Advantage Trust (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”).
SARATOGA ADVANTAGE TRUST OPERATING EXPENSE LIMITATION AGREEMENTSaratoga Advantage Trust • October 12th, 2017 • Saratoga Advantage Trust • New York
THIS OPERATING EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of the 3rd day of August 2017, by and between Saratoga Advantage Trust, (the "Trust"), on behalf of the James Alpha Global Real Estate Investments Portfolio, a series of the Trust (the "Fund"), and James Alpha Advisors, LLC, the investment adviser to the Fund (the “Adviser”).
THE SARATOGA ADVANTAGE TRUST ASSIGNMENT AND ASSUMPTION AGREEMENTAssignment and Assumption Agreement • October 12th, 2017 • Saratoga Advantage Trust • Delaware
THIS ASSIGNMENT AND ASSUMPTION AGREEMENT (the “Agreement”) is made as of this 3rd day of August 2017 by and between Ascent Investment Advisors, LLC, a Colorado limited liability company (“Ascent”) and James Alpha Advisors, LLC, a New York limited liability company (“James Alpha Advisors”), and is approved by The Saratoga Advantage Trust (the “Trust”), a Delaware statutory trust registered as an investment company under the Investment Company Act of 1940, as amended (the “1940 Act”).
