0001571049-15-000212 Sample Contracts

SIDOTI CAPITAL MANAGEMENT, LLC LIMITED LIABILITY COMPANY AGREEMENT

Liability Company Agreement • January 14th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies

• Contract Type
  Liability Company Agreement
• Filed
  January 14th, 2015
• Company
  Sidoti & Company, Inc.
• Industry
  Security brokers, dealers & flotation companies

This Limited Liability Company Agreement of Sidoti Capital Management, LLC, a Delaware limited liability company (the “Company”), is entered into this 16th day of June, 2014 by the person executing this Agreement as the Member and such additional Members as may be hereinafter admitted.

REGISTRATION RIGHTS AGREEMENT

Registration Rights Agreement • January 14th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Registration Rights Agreement
• Filed
  January 14th, 2015
• Company
  Sidoti & Company, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This Registration Rights Agreement (this “Agreement”) is entered into as of January 9, 2015, between Sidoti & Company, Inc., a Delaware corporation (the “Company”), and Stifel Venture Corp., a Missouri corporation (“Stifel”), and is effective upon consummation of the IPO (as defined below).

SUBSCRIPTION AGREEMENT between SIDOTI & COMPANY, INC. and STIFEL VENTURE CORP.

Subscription Agreement • January 14th, 2015 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • New York

• Contract Type
  Subscription Agreement
• Filed
  January 14th, 2015
• Company
  Sidoti & Company, Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

THIS SUBSCRIPTION AGREEMENT (this “Agreement”) is entered into as of January 9, 2015, between Stifel Venture Corp., a Missouri corporation (“Stifel”), and Sidoti & Company, Inc., a Delaware corporation (the “Company”).