SIDOTI MICRO CAP GP, LLC LIMITED LIABILITY COMPANY AGREEMENTLiability Company Agreement • December 5th, 2014 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies
This Limited Liability Company Agreement of Sidoti Micro Cap GP, LLC, a Delaware limited liability company (the “Company”), is entered into this 16th day of June, 2014 by the person executing this Agreement as the Member and such additional Members as may be hereinafter admitted.
OPERATING AGREEMENT OF SIDOTI & COMPANY, LLCOperating Agreement • December 5th, 2014 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • Delaware
This Operating Agreement (this “Agreement”) of SIDOTI & COMPANY, LLC, a Delaware limited liability company (the “Company”), is made and entered into as of March 1,1999, by and among Peter Sidoti (“Sidoti”) and the Sidoti Family Trust dated March 1, 1999 (the “Trust”).
FORM of ESCROW AGREEMENTEscrow Agreement • December 5th, 2014 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • New York
These instructions may be executed in counterparts, each of which shall be deemed to be an original, but all of which together shall constitute one and the same instrument.
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • December 5th, 2014 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • New York
This REGISTRATION RIGHTS AGREEMENT (including Appendix A hereto, as such appendix may be amended from time to time pursuant to the provisions hereof, this “Agreement”), is made and entered into as of [______], 2015, by and among Sidoti & Company, Inc., a Delaware corporation (the “Company”), and the Covered Persons (as defined herein) party hereto.
THIRD AMENDED AND RESTATED OPERATING AGREEMENT OF SIDOTI HOLDING COMPANY, LLCOperating Agreement • December 5th, 2014 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • Delaware
This Third Amended and Restated Operating Agreement (this "Agreement") of SIDOTI HOLDING COMPANY, LLC, a Delaware limited liability company (the "Company"), is made and entered into as of January 1, 2002 by and among Peter Sidoti ("Sidoti"), Ann Sidoti ("A. Sidoti") and the Sidoti Family Trust dated March 1, 1999 (the "Trust").
CONTRIBUTION and EXCHANGE AGREEMENTContribution and Exchange Agreement • December 5th, 2014 • Sidoti & Company, Inc. • Security brokers, dealers & flotation companies • New York
CONTRIBUTION AND EXCHANGE AGREEMENT (this “Agreement”), dated as of [______], 2015, by and between Sidoti & Company, Inc., a newly formed Delaware corporation (the “Corporation”), and the holders of LLC Units (as defined herein) of SHC (as defined herein) party hereto (the “LLC Unitholders”).
