WARRANT AGREEMENT APPLIED DNA SCIENCES, INC. and AMERICAN STOCK TRANSFER & TRUST COMPANY WARRANT AGREEMENT Dated as of November ___, 2014Warrant Agreement • October 30th, 2014 • Applied Dna Sciences Inc • Services-miscellaneous business services • New York
THIS WARRANT AGREEMENT (this “Agreement”), dated as of November ___, 2014, is by and between Applied DNA Sciences, Inc., a Delaware corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, as warrant agent (the “Warrant Agent”, also referred to herein as the “Transfer Agent”).
Shares of Common Stock and ______ Warrants to Purchase Shares of Common Stock APPLIED DNA SCIENCES, INC. UNDERWRITING AGREEMENTUnderwriting Agreement • October 30th, 2014 • Applied Dna Sciences Inc • Services-miscellaneous business services • New York
Applied DNA Sciences, Inc., a Delaware corporation (the “Company”), proposes, subject to the terms and conditions contained herein, (this “Agreement”), to sell to you and the other underwriters named on Schedule I to this Agreement (the “Underwriters”), for whom Maxim Group LLC (“Maxim”) is acting as Representative (the “Representative,” “you” or similar terminology), an aggregate of _______ shares of the Company’s common stock, $0.001 par value per share (the “Common Stock”), and ______ warrants (the “Warrants”) with the right to purchase one share of Common Stock (together, “Securities”). The respective numbers of Securities to be purchased by each of the several Underwriters are set forth opposite their names on Schedule I hereto. In addition, the Company proposes to grant to the Underwriters an option to purchase up to an additional _______ shares of Common Stock (the “Option Shares”) and up to an additional _______ Warrants (the “Option Warrants”) from the Company for the purpose
WARRANT REPURCHASE OPTION AGREEMENTWarrant Repurchase Option Agreement • October 30th, 2014 • Applied Dna Sciences Inc • Services-miscellaneous business services • New York
THIS WARRANT REPURCHASE OPTION AGREEMENT (this “Agreement”) is made on October 28, 2014 between Applied DNA Sciences, Inc., a Delaware corporation (the “Company”), and Crede CG III, Ltd., a Bermuda exempted company (the “Investor”).
APPLIED DNA SCIENCES, INC. COMMON STOCK PURCHASE WARRANTCommon Stock Purchase • October 30th, 2014 • Applied Dna Sciences Inc • Services-miscellaneous business services
Applied DNA Sciences, Inc., a Delaware corporation (the “Company”), hereby certifies that, as partial compensation for its services as underwriter to the Company, Maxim Group LLC, or its registered assigns (the “Holder”), is entitled to purchase from the Company up to a total of _____ number of shares of common stock, par value $0.001 per share (the “Common Stock”), (each, a “Warrant” and collectively, the “Warrants,” and each such share of Common Stock, a “Warrant Share” and all such shares of Common Stock, the “Warrant Shares”), at any time and from time to time after the 180th day following the effective date of the Registration Statement on Form S-1 (File No. 333-199121) (the “Registration Statement”), and through and including , ______ 2019, the fifth anniversary of such effective date (the “Expiration Date”), in accordance with FINRA Rule 5110(f)(2)(G)(i), and subject to the following terms and conditions:
