VIRTU FINANCIAL, INC. EMPLOYEE RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENTRestricted Stock Unit and Common Stock Award Agreement • March 13th, 2018 • Virtu Financial, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the “Agreement”), is entered into as of January 23, 2018 (the “Date of Grant”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and Douglas Cifu (the “Participant”).
VIRTU FINANCIAL, INC. RESTRICTED STOCK AWARD AGREEMENTRestricted Stock Award Agreement • March 13th, 2018 • Virtu Financial, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS RESTRICTED STOCK AWARD AGREEMENT (the “Agreement”), is entered into as of February 2, 2018 (the “Date of Grant”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and Douglas A. Cifu (the “Participant”).
AMENDMENT NO. 1, dated as of January 2, 2018 (this “Amendment”), to the Fourth Amended and Restated Credit Agreement, dated as of June 30, 2017 (as amended, restated, modified or otherwise supplemented from time to time, the “Credit Agreement”), by...Credit Agreement • March 13th, 2018 • Virtu Financial, Inc. • Security brokers, dealers & flotation companies • New York
FOURTH AMENDED AND RESTATED CREDIT AGREEMENT, dated as of June 30, 2017 (this “Agreement”), among VIRTU FINANCIAL LLC, a Delaware limited liability company (“Holdings”), VFH PARENT LLC, a Delaware limited liability company (the “Borrower”), the LENDERS party hereto and JPMORGAN CHASE BANK, N.A., as administrative agent and collateral agent (in such capacities, including any successor thereto, the “Administrative Agent”). This Agreement amends and restates the Existing Credit Agreement (as defined below) in its entirety.
ContractThird Amendment • March 13th, 2018 • Virtu Financial, Inc. • Security brokers, dealers & flotation companies • Delaware
THIRD AMENDMENT (this “Amendment”), dated as of January 5, 2018, to the THIRD AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF VIRTU FINANCIAL LLC, a Delaware limited liability company (the “Company”), dated as of April 15, 2015, as amended (the “LLC Agreement”), by and among the Company, Virtu Financial, Inc., a Delaware corporation (the “Managing Member”), and the other Persons listed on the signature pages thereto. Capitalized or other terms used and not defined herein shall have the meanings ascribed to them in the LLC Agreement.
VIRTU FINANCIAL, INC. 2015 MANAGEMENT INCENTIVE PLAN EMPLOYEE RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENTCommon Stock Award Agreement • March 13th, 2018 • Virtu Financial, Inc. • Security brokers, dealers & flotation companies • Delaware
THIS RESTRICTED STOCK UNIT AND COMMON STOCK AWARD AGREEMENT (the “Agreement”), is entered into as of January 23, 2018 (the “Date of Grant”), by and between Virtu Financial, Inc., a Delaware corporation (the “Company”), and Joseph Molluso (the “Participant”).
ContractEmployment Agreement • March 13th, 2018 • Virtu Financial, Inc. • Security brokers, dealers & flotation companies • New York
AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this “Agreement”), dated as of November 15, 2017 (the “Effective Date”), between Virtu Financial, Inc., a Delaware corporation (the “Company”), and Douglas A. Cifu (“Executive”).
CONFIDENTIAL SEPARATION AGREEMENT, INTEREST REPURCHASE AND GENERAL RELEASE OF CLAIMSConfidential Separation Agreement • March 13th, 2018 • Virtu Financial, Inc. • Security brokers, dealers & flotation companies
THIS CONFIDENTIAL SEPARATION AGREEMENT, INTEREST REPURCHASE AND GENERAL RELEASE OF CLAIMS (“Agreement”), dated September 11, 2017 is made and entered into by and between Venu Palaparthi (“Employee”) and Virtu Financial Operating LLC and Virtu Financial, Inc. and all of its and their current or former parents, successors, predecessors, affiliates, subsidiaries and related entities, divisions, departments, partnerships, corporations, limited liability partnerships and limited liability companies, and each of its and their former, present and future directors, officers, employees, shareholders, fiduciaries, insurers, managers and agents (collectively, the “Company”). Capitalized terms used but not defined herein shall have the meanings assigned to them in the At-Will Agreement (as defined below).
