WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 18th, 2022 • Novo Integrated Sciences, Inc. • Engines & turbines • New York
WARRANT AGENCY AGREEMENT, dated as of October 18, 2022 (“Agreement”), between Novo Integrated Sciences, Inc., a Nevada corporation (the “Company”), and Pacific Stock Transfer Company (the “Warrant Agent”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • October 18th, 2022 • Novo Integrated Sciences, Inc. • Engines & turbines • New York
This letter (the “Agreement”) constitutes the agreement between Maxim Group LLC (“Maxim” or the “Placement Agent”) and Novo Integrated Sciences, Inc., a Nevada corporation (together with its subsidiaries, the “Company”), that Maxim shall serve as the exclusive placement agent for the Company, on a “reasonable best efforts” basis, for the proposed placement of up to an aggregate of $2,000,000 of registered securities of the Company, consisting of up to 4,000,000 units (the “Units”) directly to various investors (“Investors” or “Purchasers”). Each Unit will consist of either (i) one share of the Company’s common stock, $0.001 par value per share (the “Common Stock”), a 3-Year Warrant (as defined below), and a 5-Year Warrant (as defined below); or (ii) one pre-funded Common Stock purchase warrant to purchase one share of Common Stock (the “Pre-Funded Warrants,” and the shares issuable upon exercise thereof, the “Pre-Funded Warrant Shares”) at an exercise price of $0.01 per share of Common
