FIBROBIOLOGICS, INC. and VStock Transfer LLC, as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • April 26th, 2024 • FibroBiologics, Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 26th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of __________, 2024 (“Agreement”), by and between FibroBiologics, Inc., a Delaware corporation (the “Company”), and VStock Transfer LLC, a New York limited liability trust company (“VStock” or the “Warrant Agent”).
PLANET 13 HOLDINGS INC. and ODYSSEY TRANSFER US INC., as Warrant AgentWarrant Agency Agreement • March 7th, 2024 • Planet 13 Holdings Inc. • Agricultural production-crops • New York
Contract Type FiledMarch 7th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of March 7, 2024 (“Agreement”), between Planet 13 Holdings Inc., a Nevada corporation (the “Company”), and Odyssey Transfer US Inc., as warrant agent (the “Warrant Agent”).
auddia Inc. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 22nd, 2020 • Clip Interactive, LLC • Services-computer processing & data preparation • New York
Contract Type FiledOctober 22nd, 2020 Company Industry JurisdictionThis WARRANT AGENCY AGREEMENT (this “Agreement”) is made as of October __, 2020 (the “Issuance Date”), by and between Auddia Inc., a Delaware corporation, with offices at 5755 Central Avenue, Boulder, CO 80301 (the “Company”), and VStock Transfer Company, Inc., 18 Lafayette Place, Woodmere, NY 11598 (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 5th, 2024 • Vocodia Holdings Corp • Services-computer programming services
Contract Type FiledFebruary 5th, 2024 Company IndustryWARRANT AGENCY AGREEMENT (this “Warrant Agreement”) dated as of [●], 2024 (the “Issuance Date”) between Vocodia Holdings Corp, a company incorporated under the laws of the State of Wyoming (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • March 13th, 2024 • Nuwellis, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledMarch 13th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT (this “Warrant Agency Agreement”) dated as of [ ], 2024 (the “Issuance Date”) between Nuwellis, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability company (“Equiniti”) (the “Warrant Agent”).
AYR WELLNESS INC. as the Corporation and ODYSSEY TRUST COMPANY as the Warrant Agent warrant AGENCY Agreement February 7, 2024Warrant Agency Agreement • February 22nd, 2024 • Ayr Wellness Inc. • Medicinal chemicals & botanical products • Ontario
Contract Type FiledFebruary 22nd, 2024 Company Industry JurisdictionODYSSEY TRUST COMPANY, a trust company incorporated under the laws of the Loan and Trust Corporations Act (Alberta) with an office in the City of Calgary in the Province of Alberta (the “Warrant Agent”)
TITAN PHARMACEUTICALS, INC. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • September 12th, 2018 • Titan Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
Contract Type FiledSeptember 12th, 2018 Company Industry JurisdictionWARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of _______, 2018 (the “Issuance Date”), between Titan Pharmaceuticals, Inc., a Delaware corporation, with offices at 400 Oyster Point Blvd., Suite 505, South San Francisco, California 94080 (“Company”), and Continental Stock Transfer & Trust Company, with offices at 1 State Street, 30th Floor, New York, New York 10004 (“Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 11th, 2023 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledOctober 11th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT (this “Warrant Agency Agreement”) dated as of [●], 2023 (the “Issuance Date”) between WiSA Technologies, Inc., a company incorporated under the laws of the State of Delaware (the “Company”) and VStock Transfer, LLC (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • August 2nd, 2007 • Caspian Services Inc • Crude petroleum & natural gas
Contract Type FiledAugust 2nd, 2007 Company IndustryTHIS WARRANT AGREEMENT (the “Agreement”) is dated as of the 30th day of July, 2007, between Caspian Services, Inc., a Nevada corporation, (hereinafter called the “Company”) and Interwest Transfer Company, Inc., (hereinafter called “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 7th, 2023 • Cazoo Group LTD • Retail-auto dealers & gasoline stations • New York
Contract Type FiledDecember 7th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of December 6, 2023 (this “Agreement”), by and between Cazoo Group Ltd, a Cayman Islands exempted company (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability company (“Equiniti” or the “Warrant Agent”).
EX-1.2 3 dpdm_ex1z2.htm WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENTWarrant Agency Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionTHIS WARRANT AGENCY AGREEMENT (this “Agreement”) is dated December 20, 2017, between Dolphin Entertainment Inc., a Florida corporation (the “Company”), and Nevada Agency and Transfer Company, acting as warrant agent (the “Warrant Agent”).
INNOVATION BEVERAGE GROUP LIMITED and VSTOCK TRANSFER, LLC, as Warrant Agent Warrant Agency Agreement Dated as of [●], 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • August 29th, 2023 • Innovation Beverage Group LTD • Beverages • New York
Contract Type FiledAugust 29th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of [●], 2023 (“Agreement”), between Innovation Beverage Group Limited, an Australian public limited company (the “Company”), and VStock Transfer, LLC, a corporation organized under the laws of California (the “Warrant Agent”).
5 exh4-2warrantagcyagree.txt WARRANT AGENCY AGREEMENT THIS WARRANT AGENCY AGREEMENT (the "Agreement") is dated as of the 10th day of February, 2004, between Emission Control Inc., a Nevada corporation, (hereinafter called the "Company") and Interwest...Warrant Agency Agreement • February 27th, 2004 • Emission Control Inc
Contract Type FiledFebruary 27th, 2004 Company
Oragenics, Inc. and Continental Stock Transfer & Trust Company, as Warrant Agent Warrant Agency Agreement Dated as of September 4, 2024 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • September 5th, 2024 • Oragenics Inc • Pharmaceutical preparations • New York
Contract Type FiledSeptember 5th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of September 4, 2024 (“Agreement”), between Oragenics, Inc., a Florida corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).
KIORA PHARMACEUTICALS, INC. and VSTOCK TRANSFER, LLC, as Warrant Agent Warrant Agency Agreement Dated as of _________, 2023Warrant Agency Agreement • June 1st, 2023 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJune 1st, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of __________, 2023 (“Agreement”), by and between Kiora Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC, a New York limited liability trust company (“VStock” or the “Warrant Agent”).
Exhibit A to Warrant Agency Agreement dated , 2000 NUMBERWarrant Agency Agreement • February 4th, 2000 • Power Marketing Inc
Contract Type FiledFebruary 4th, 2000 Company
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 6th, 2018 • Giggles N' Hugs, Inc. • Retail-eating & drinking places • Nevada
Contract Type FiledFebruary 6th, 2018 Company Industry JurisdictionTHIS WARRANT AGENCY AGREEMENT (this “Agreement”), dated as of _________, 2018, is by and between Giggles N’ Hugs, Inc., a Nevada corporation (the “Company”), and [ ], as the Warrant Agent (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 9th, 2019 • Fat Brands, Inc • Retail-eating places • New York
Contract Type FiledOctober 9th, 2019 Company Industry JurisdictionTHIS WARRANT AGENCY AGREEMENT (this “Agreement”) is made as of October 3, 2019 (the “Issuance Date”), by and between FAT Brands Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC a California limited liability company (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 23rd, 2024 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • New York
Contract Type FiledFebruary 23rd, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of February [__], 2024 (“Agreement”), between Ascent Solar Technologies, Inc., a Delaware corporation (the “Company”), and Computershare, Inc., a Delaware corporation (“Computershare”), and its affiliate Computershare Trust Company, N.A. a federally chartered trust company (collectively with Computershare, the “Warrant Agent”).
JE CLEANTECH HOLDINGS LIMITED and Vstock Transfer, LLC, as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • August 1st, 2023 • JE Cleantech Holdings LTD • Miscellaneous manufacturing industries • New York
Contract Type FiledAugust 1st, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of __________, 2023 (“Agreement”), by and between JE Cleantech Holdings Limited, a company incorporated under the laws of the Cayman Islands (the “Company”), and Vstock Transfer, LLC (“Vstock” or the “Warrant Agent”).
Reebonz Holding Limited and Continental Stock Transfer & Trust Company, as Warrant Agent Warrant Agency Agreement Dated as of April 17, 2019 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • April 17th, 2019 • Reebonz Holding LTD • Retail-catalog & mail-order houses • New York
Contract Type FiledApril 17th, 2019 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of April 17, 2019 (“Agreement”), between Reebonz Holding Limited, an exempted company incorporated in the Cayman Islands (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).
ABVC BIOPHARMA, INC. and VSTOCK TRANSFER, LLC as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2021 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • July 28th, 2021 • Abvc Biopharma, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJuly 28th, 2021 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of __________, 20__ (“Agreement”), between ABVC BioPharma, Inc. , a Nevada corporation (the “Company”), and VStock Transfer, LLC, a _______ limited liability trust company (the “Warrant Agent” or “VStock”).
GLASS HOUSE BRANDS INC. (FORMERLY KNOWN AS MERCER PARK BRAND ACQUISITION CORP.), as the Corporation and ODYSSEY TRUST COMPANY, as the Warrant Agent SUPPLEMENT TO THE WARRANT AGENCY AGREEMENT As of June 29, 2021Warrant Agency Agreement • December 30th, 2022 • Glass House Brands Inc. • Medicinal chemicals & botanical products • Ontario
Contract Type FiledDecember 30th, 2022 Company Industry Jurisdictiona trust company incorporated under the Loan and Trust Corporations Act (Alberta) with an office in the City of Calgary in the Province of Alberta (hereinafter called the “Warrant Agent”)
BIOAMBER INC. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 29th, 2016 • BioAmber Inc. • Industrial organic chemicals • New York
Contract Type FiledDecember 29th, 2016 Company Industry JurisdictionWHEREAS, the Company has agreed to issue and deliver warrants (the “Warrants”) to purchase up to 2,224,199 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), with each such Warrant evidencing the right of the holder thereof to receive the number of shares of Common Stock for which such holder subscribes on the exercise or deemed exercise of the Warrants, pursuant to that certain Canadian Securities Purchase Agreement, dated as of December 22, 2016, by and between the Company and each purchaser identified therein (as amended from time to time, the “Purchase Agreement”); and
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • June 13th, 2019 • Air T Inc • Air courier services • New York
Contract Type FiledJune 13th, 2019 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of June 10, 2019 (“Agreement”), between Air T Funding, a Delaware statutory trust (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, (the “Warrant Agent”).
2,165,000 WARRANTS TO PURCHASE 2,165,000 SHARES OF COMMON STOCK OF ACLARION, INC. UNDERWRITING AGREEMENTWarrant Agency Agreement • April 27th, 2022 • Aclarion, Inc. • Services-medical laboratories • New York
Contract Type FiledApril 27th, 2022 Company Industry JurisdictionThe undersigned, Aclarion, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Aclarion, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
Algernon Pharmaceuticals Inc. and American Stock Transfer & Trust Company, LLC, as Warrant AgentWarrant Agency Agreement • April 25th, 2022 • Algernon Pharmaceuticals Inc. • Pharmaceutical preparations • New York
Contract Type FiledApril 25th, 2022 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of __________, 2022 ("Agreement"), by and between Algernon Pharmaceuticals Inc., a British Columbia corporation (the "Company"), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company ("AST" or the "Warrant Agent").
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 26th, 2023 • Bio Key International Inc • Services-prepackaged software • New York
Contract Type FiledOctober 26th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT (“Warrant Agreement”) made as of [_____] (“Issuance Date”), between BIO-key International, Inc., a Delaware corporation, with offices at 3349 Highway 138, Building A, Suite E, Wall, NJ 07719 (“Company”), and Broadridge Corporate Issuer Solutions, Inc., with offices at 51 Mercedes Way, Edgewood, NY 11717 (“Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 12th, 2024 • Elate Group, Inc. • Trucking & courier services (no air)
Contract Type FiledFebruary 12th, 2024 Company IndustryThis WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) dated as of [●], 2024 (the “Issuance Date”) is between Elate Group, Inc., a Delaware corporation (the “Company”), and Colonial Stock Transfer (the “Warrant Agent”).
TIVIC HEALTH SYSTEMS, INC. and EQUINITI TRUST COMPANY., as Warrant Agent Warrant Agency Agreement Dated as of May 13, 2024Warrant Agency Agreement • May 13th, 2024 • Tivic Health Systems, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledMay 13th, 2024 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of May 13, 2024 (“Agreement”), by and between Tivic Health Systems, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC a New York limited liability trust company (the “Warrant Agent”).
EX-4.7 4 fs12017a2ex4vii_inpixon.htm FORM OF WARRANT AGENCY AGREEMENT WARRANT AGENCY AGREEMENTWarrant Agency Agreement • May 5th, 2020 • New York
Contract Type FiledMay 5th, 2020 JurisdictionWARRANT AGENCY AGREEMENT made as of _____________, 2017 (the “Issuance Date”), between Inpixon, a Nevada corporation, with offices at 2479 E. Bayshore Road, Suite 195, Palo Alto, CA 94303 (the “Company”), and Corporate Stock Transfer Inc., with offices at 3200 Cherry Creek S Dr # 430, Denver, CO 80209 (the “Warrant Agent”).
KIORA PHARMACEUTICALS, INC. and VSTOCK TRANSFER, LLC, as Warrant Agent Warrant Agency Agreement Dated as of June 6, 2023Warrant Agency Agreement • June 6th, 2023 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • New York
Contract Type FiledJune 6th, 2023 Company Industry JurisdictionWARRANT AGENCY AGREEMENT, dated as of June 6, 2023 (“Agreement”), by and between Kiora Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC, a New York limited liability trust company (“VStock” or the “Warrant Agent”).
MONOGRAM TECHNOLOGIES INC., and EQUITY STOCK TRANSFER, LLC, as Warrant Agent [FORM OF] Warrant Agency Agreement Dated as of July 9, 2024Warrant Agency Agreement • July 12th, 2024 • Monogram Technologies Inc. • Surgical & medical instruments & apparatus • Delaware
Contract Type FiledJuly 12th, 2024 Company Industry JurisdictionTHIS INVESTMENT INVOLVES A HIGH DEGREE OF RISK. THIS INVESTMENT IS SUITABLE ONLY FOR PERSONS WHO CAN BEAR THE ECONOMIC RISK FOR AN INDEFINITE PERIOD OF TIME AND WHO CAN AFFORD TO LOSE THEIR ENTIRE INVESTMENT. FURTHERMORE, INVESTORS MUST UNDERSTAND THAT SUCH INVESTMENT IS ILLIQUID AND IS EXPECTED TO CONTINUE TO BE ILLIQUID FOR AN INDEFINITE PERIOD OF TIME. NO PUBLIC MARKET EXISTS FOR THE SECURITIES, AND NO PUBLIC MARKET IS EXPECTED TO DEVELOP FOLLOWING THIS OFFERING.
SUPPLEMENT TO THE WARRANT AGENCY AGREEMENTWarrant Agency Agreement • May 27th, 2019 • Ontario
Contract Type FiledMay 27th, 2019 Jurisdictiona trust company incorporated under the Loan and Trust Corporations Act (Alberta) with an office in the City of Calgary in the Province of Alberta (hereinafter called the “Warrant Agent”)
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • May 29th, 2024 • Edible Garden AG Inc • Agricultural production-crops
Contract Type FiledMay 29th, 2024 Company IndustryWARRANT AGENCY AGREEMENT (this “Warrant Agreement”) dated as of May 23, 2024 (the “Issuance Date”) between Edible Garden AG Incorporated, a company incorporated under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, LLC (the “Warrant Agent”).