BIO-PATH HOLDINGS, INC. and EQUINITI TRUST COMPANY, LLC, as Warrant Agent Warrant Agency Agreement Dated as of [●] WARRANT AGENCY AGREEMENTWarrant Agency Agreement • March 8th, 2024 • Bio-Path Holdings Inc • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT, dated as of [●] (“Agreement”), between Bio-Path Holdings, Inc., a Delaware corporation (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability trust company (the “Warrant Agent”).
PLANET 13 HOLDINGS INC. and ODYSSEY TRANSFER US INC., as Warrant AgentWarrant Agency Agreement • March 7th, 2024 • Planet 13 Holdings Inc. • Agricultural production-crops • New York
WARRANT AGENCY AGREEMENT, dated as of March 7, 2024 (“Agreement”), between Planet 13 Holdings Inc., a Nevada corporation (the “Company”), and Odyssey Transfer US Inc., as warrant agent (the “Warrant Agent”).
auddia Inc. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 22nd, 2020 • Clip Interactive, LLC • Services-computer processing & data preparation • New York
This WARRANT AGENCY AGREEMENT (this “Agreement”) is made as of October __, 2020 (the “Issuance Date”), by and between Auddia Inc., a Delaware corporation, with offices at 5755 Central Avenue, Boulder, CO 80301 (the “Company”), and VStock Transfer Company, Inc., 18 Lafayette Place, Woodmere, NY 11598 (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 9th, 2024 • Med-X, Inc. • Pharmaceutical preparations
WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) dated as of [____], 2023 (the “Issuance Date”) between Med-X, Inc., a company incorporated under the laws of the State of Nevada (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 15th, 2024 • Biolase, Inc • Dental equipment & supplies • New York
WARRANT AGENCY AGREEMENT (this “Warrant Agency Agreement”) dated as of February 15, 2024 (the “Issuance Date”) between BIOLASE, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and Computershare Inc., a Delaware corporation (“Computershare”), and its affiliate Computershare Trust Company, N.A., a federally chartered trust company (together with Computershare, the “Warrant Agent”).
TITAN PHARMACEUTICALS, INC. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • September 12th, 2018 • Titan Pharmaceuticals Inc • Biological products, (no disgnostic substances) • New York
WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) made as of _______, 2018 (the “Issuance Date”), between Titan Pharmaceuticals, Inc., a Delaware corporation, with offices at 400 Oyster Point Blvd., Suite 505, South San Francisco, California 94080 (“Company”), and Continental Stock Transfer & Trust Company, with offices at 1 State Street, 30th Floor, New York, New York 10004 (“Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 11th, 2023 • Wisa Technologies, Inc. • Semiconductors & related devices • New York
WARRANT AGENCY AGREEMENT (this “Warrant Agency Agreement”) dated as of [●], 2023 (the “Issuance Date”) between WiSA Technologies, Inc., a company incorporated under the laws of the State of Delaware (the “Company”) and VStock Transfer, LLC (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • August 2nd, 2007 • Caspian Services Inc • Crude petroleum & natural gas
THIS WARRANT AGREEMENT (the “Agreement”) is dated as of the 30th day of July, 2007, between Caspian Services, Inc., a Nevada corporation, (hereinafter called the “Company”) and Interwest Transfer Company, Inc., (hereinafter called “Warrant Agent”).
AYR WELLNESS INC. as the Corporation and ODYSSEY TRUST COMPANY as the Warrant Agent warrant AGENCY Agreement February 7, 2024Warrant Agency Agreement • February 22nd, 2024 • Ayr Wellness Inc. • Medicinal chemicals & botanical products • Ontario
ODYSSEY TRUST COMPANY, a trust company incorporated under the laws of the Loan and Trust Corporations Act (Alberta) with an office in the City of Calgary in the Province of Alberta (the “Warrant Agent”)
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 7th, 2023 • Cazoo Group LTD • Retail-auto dealers & gasoline stations • New York
WARRANT AGENCY AGREEMENT, dated as of December 6, 2023 (this “Agreement”), by and between Cazoo Group Ltd, a Cayman Islands exempted company (the “Company”), and Equiniti Trust Company, LLC, a New York limited liability company (“Equiniti” or the “Warrant Agent”).
INNOVATION BEVERAGE GROUP LIMITED and VSTOCK TRANSFER, LLC, as Warrant Agent Warrant Agency Agreement Dated as of [●], 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • August 29th, 2023 • Innovation Beverage Group LTD • Beverages • New York
WARRANT AGENCY AGREEMENT, dated as of [●], 2023 (“Agreement”), between Innovation Beverage Group Limited, an Australian public limited company (the “Company”), and VStock Transfer, LLC, a corporation organized under the laws of California (the “Warrant Agent”).
5 exh4-2warrantagcyagree.txt WARRANT AGENCY AGREEMENT THIS WARRANT AGENCY AGREEMENT (the "Agreement") is dated as of the 10th day of February, 2004, between Emission Control Inc., a Nevada corporation, (hereinafter called the "Company") and Interwest...Warrant Agency Agreement • February 27th, 2004 • Emission Control Inc
KIORA PHARMACEUTICALS, INC. and VSTOCK TRANSFER, LLC, as Warrant Agent Warrant Agency Agreement Dated as of _________, 2023Warrant Agency Agreement • June 1st, 2023 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT, dated as of __________, 2023 (“Agreement”), by and between Kiora Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC, a New York limited liability trust company (“VStock” or the “Warrant Agent”).
Exhibit A to Warrant Agency Agreement dated , 2000 NUMBERWarrant Agency Agreement • February 4th, 2000 • Power Marketing Inc
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 26th, 2017 • Dolphin Entertainment, Inc. • Services-personal services • New York
THIS WARRANT AGENCY AGREEMENT (this “Agreement”) is dated December 20, 2017, between Dolphin Entertainment Inc., a Florida corporation (the “Company”), and Nevada Agency and Transfer Company, acting as warrant agent (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 6th, 2018 • Giggles N' Hugs, Inc. • Retail-eating & drinking places • Nevada
THIS WARRANT AGENCY AGREEMENT (this “Agreement”), dated as of _________, 2018, is by and between Giggles N’ Hugs, Inc., a Nevada corporation (the “Company”), and [ ], as the Warrant Agent (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 9th, 2019 • Fat Brands, Inc • Retail-eating places • New York
THIS WARRANT AGENCY AGREEMENT (this “Agreement”) is made as of October 3, 2019 (the “Issuance Date”), by and between FAT Brands Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC a California limited liability company (the “Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 23rd, 2024 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • New York
WARRANT AGENCY AGREEMENT, dated as of February [__], 2024 (“Agreement”), between Ascent Solar Technologies, Inc., a Delaware corporation (the “Company”), and Computershare, Inc., a Delaware corporation (“Computershare”), and its affiliate Computershare Trust Company, N.A. a federally chartered trust company (collectively with Computershare, the “Warrant Agent”).
JE CLEANTECH HOLDINGS LIMITED and Vstock Transfer, LLC, as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2023 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • August 1st, 2023 • JE Cleantech Holdings LTD • Miscellaneous manufacturing industries • New York
WARRANT AGENCY AGREEMENT, dated as of __________, 2023 (“Agreement”), by and between JE Cleantech Holdings Limited, a company incorporated under the laws of the Cayman Islands (the “Company”), and Vstock Transfer, LLC (“Vstock” or the “Warrant Agent”).
Reebonz Holding Limited and Continental Stock Transfer & Trust Company, as Warrant Agent Warrant Agency Agreement Dated as of April 17, 2019 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • April 17th, 2019 • Reebonz Holding LTD • Retail-catalog & mail-order houses • New York
WARRANT AGENCY AGREEMENT, dated as of April 17, 2019 (“Agreement”), between Reebonz Holding Limited, an exempted company incorporated in the Cayman Islands (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).
ABVC BIOPHARMA, INC. and VSTOCK TRANSFER, LLC as Warrant Agent Warrant Agency Agreement Dated as of ___________, 2021 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • July 28th, 2021 • Abvc Biopharma, Inc. • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT, dated as of __________, 20__ (“Agreement”), between ABVC BioPharma, Inc. , a Nevada corporation (the “Company”), and VStock Transfer, LLC, a _______ limited liability trust company (the “Warrant Agent” or “VStock”).
GLASS HOUSE BRANDS INC. (FORMERLY KNOWN AS MERCER PARK BRAND ACQUISITION CORP.), as the Corporation and ODYSSEY TRUST COMPANY, as the Warrant Agent SUPPLEMENT TO THE WARRANT AGENCY AGREEMENT As of June 29, 2021Warrant Agency Agreement • December 30th, 2022 • Glass House Brands Inc. • Medicinal chemicals & botanical products • Ontario
a trust company incorporated under the Loan and Trust Corporations Act (Alberta) with an office in the City of Calgary in the Province of Alberta (hereinafter called the “Warrant Agent”)
BIOAMBER INC. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 29th, 2016 • BioAmber Inc. • Industrial organic chemicals • New York
WHEREAS, the Company has agreed to issue and deliver warrants (the “Warrants”) to purchase up to 2,224,199 shares of the Company’s common stock, par value $0.01 per share (the “Common Stock”), with each such Warrant evidencing the right of the holder thereof to receive the number of shares of Common Stock for which such holder subscribes on the exercise or deemed exercise of the Warrants, pursuant to that certain Canadian Securities Purchase Agreement, dated as of December 22, 2016, by and between the Company and each purchaser identified therein (as amended from time to time, the “Purchase Agreement”); and
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • June 13th, 2019 • Air T Inc • Air courier services • New York
WARRANT AGENCY AGREEMENT, dated as of June 10, 2019 (“Agreement”), between Air T Funding, a Delaware statutory trust (the “Company”) and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company, (the “Warrant Agent”).
2,165,000 WARRANTS TO PURCHASE 2,165,000 SHARES OF COMMON STOCK OF ACLARION, INC. UNDERWRITING AGREEMENTWarrant Agency Agreement • April 27th, 2022 • Aclarion, Inc. • Services-medical laboratories • New York
The undersigned, Aclarion, Inc., a company incorporated under the laws of Delaware (collectively with its subsidiaries and affiliates, including, without limitation, all entities disclosed or described in the Registration Statement as being subsidiaries or affiliates of Aclarion, Inc., the “Company”), hereby confirms its agreement (this “Agreement”) with the several underwriters (such underwriters, including the Representative (as defined below), the “Underwriters” and each an “Underwriter”) named in Schedule I hereto for which Maxim Group LLC is acting as representative to the several Underwriters (the “Representative” and if there are no Underwriters other than the Representative, references to multiple Underwriters shall be disregarded and the term Representative as used herein shall have the same meaning as Underwriter) on the terms and conditions set forth herein.
Algernon Pharmaceuticals Inc. and American Stock Transfer & Trust Company, LLC, as Warrant AgentWarrant Agency Agreement • April 25th, 2022 • Algernon Pharmaceuticals Inc. • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT, dated as of __________, 2022 ("Agreement"), by and between Algernon Pharmaceuticals Inc., a British Columbia corporation (the "Company"), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company ("AST" or the "Warrant Agent").
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • October 26th, 2023 • Bio Key International Inc • Services-prepackaged software • New York
WARRANT AGENCY AGREEMENT (“Warrant Agreement”) made as of [_____] (“Issuance Date”), between BIO-key International, Inc., a Delaware corporation, with offices at 3349 Highway 138, Building A, Suite E, Wall, NJ 07719 (“Company”), and Broadridge Corporate Issuer Solutions, Inc., with offices at 51 Mercedes Way, Edgewood, NY 11717 (“Warrant Agent”).
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • February 12th, 2024 • Elate Group, Inc. • Trucking & courier services (no air)
This WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) dated as of [●], 2024 (the “Issuance Date”) is between Elate Group, Inc., a Delaware corporation (the “Company”), and Colonial Stock Transfer (the “Warrant Agent”).
KIORA PHARMACEUTICALS, INC. and VSTOCK TRANSFER, LLC, as Warrant Agent Warrant Agency Agreement Dated as of June 6, 2023Warrant Agency Agreement • June 6th, 2023 • Kiora Pharmaceuticals Inc • Pharmaceutical preparations • New York
WARRANT AGENCY AGREEMENT, dated as of June 6, 2023 (“Agreement”), by and between Kiora Pharmaceuticals, Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC, a New York limited liability trust company (“VStock” or the “Warrant Agent”).
SUPPLEMENT TO THE WARRANT AGENCY AGREEMENTWarrant Agency Agreement • May 27th, 2019 • Ontario
a trust company incorporated under the Loan and Trust Corporations Act (Alberta) with an office in the City of Calgary in the Province of Alberta (hereinafter called the “Warrant Agent”)
T3 Motion, Inc. and Securities Transfer Corporation as Warrant Agent Warrant Agency Agreement Dated as of _________, 2011Warrant Agency Agreement • May 3rd, 2011 • T3 Motion, Inc. • Motor vehicles & passenger car bodies • Delaware
WARRANT AGENCY AGREEMENT, dated as of ________, 2011 (“Agreement”), between T3 Motion, Inc., a Delaware corporation (the “Company”) and _____________________(the “Warrant Agent”).
WARRANT AGENCY AGREEMENT ASIA TIME CORPORATION 600,000 WARRANTS EXPIRING 2010 November 13, 2007Warrant Agency Agreement • November 16th, 2007 • Asia Time Corp • Wholesale-jewelry, watches, precious stones & metals
Tenax Therapeutics, Inc. and Direct Transfer LLC, as Warrant Agent Warrant Agency Agreement Dated as of December 11, 2018 WARRANT AGENCY AGREEMENTWarrant Agency Agreement • December 11th, 2018 • Tenax Therapeutics, Inc. • Services-commercial physical & biological research • New York
WARRANT AGENCY AGREEMENT, dated as of December 11, 2018 (“Agreement”), between Tenax Therapeutics, Inc., a Delaware corporation (the “Company”), and Direct Transfer LLC, a Delaware limited liability company (the “Warrant Agent”).
ATOSSA GENETICS INC. WARRANT AGENCY AGREEMENTWarrant Agency Agreement • April 23rd, 2018 • Atossa Genetics Inc • Pharmaceutical preparations • New York
This WARRANT AGENCY AGREEMENT (this “Warrant Agreement”) dated as of [●], 2018 (the “Issuance Date”), is by and among Atossa Genetics Inc., a Delaware corporation (“Company”) and VStock Transfer, LLC (the “Warrant Agent”). Capitalized terms used in this Warrant Agreement and not otherwise defined herein shall have the respective meanings ascribed to them in the Common Stock Purchase Warrant (as defined below). In the event a capitalized term used herein is defined in both this Warrant Agreement and the Common Stock Purchase Warrant, the meaning given to such term in the Common Stock Purchase Warrant shall control.
WARRANT AGENCY AGREEMENTWarrant Agency Agreement • June 23rd, 2017 • Inpixon • Services-computer programming services • New York
WARRANT AGENCY AGREEMENT made as of _____________, 2017 (the “Issuance Date”), between Inpixon, a Nevada corporation, with offices at 2479 E. Bayshore Road, Suite 195, Palo Alto, CA 94303 (the “Company”), and Corporate Stock Transfer Inc., with offices at 3200 Cherry Creek S Dr # 430, Denver, CO 80209 (the “Warrant Agent”).
