UNDERWRITING AGREEMENTUnderwriting Agreement • July 30th, 2021 • Alset EHome International Inc. • Real estate • New York
The undersigned, Alset EHome International Inc., a Delaware corporation (collectively with its subsidiaries, the “Company”), hereby confirms its agreement (this “Agreement”) with Aegis Capital Corp. (hereinafter referred to as “you” (including its correlatives) or the “Representative”) and with the other underwriters named on Schedule 1 hereto for which the Representative is acting as representative (the Representative and such other underwriters being collectively called the “Underwriters” or, individually, an “Underwriter”) as follows:
WARRANT AGENT AGREEMENTWarrant Agent Agreement • July 30th, 2021 • Alset EHome International Inc. • Real estate • New York
This WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of July 30, 2021 (the “Issuance Date”) is between Alset EHome International Inc., a Delaware corporation (the “Company”), and Direct Transfer, LLC (the “Warrant Agent”).
ContractCommon Stock Purchase Warrant • July 30th, 2021 • Alset EHome International Inc. • Real estate • New York
THE REGISTERED HOLDER OF THIS PURCHASE WARRANT BY ITS ACCEPTANCE HEREOF, AGREES THAT IT WILL NOT SELL, TRANSFER OR ASSIGN THIS PURCHASE WARRANT EXCEPT AS HEREIN PROVIDED AND THE REGISTERED HOLDER OF THIS PURCHASE WARRANT AGREES THAT IT WILL NOT SELL, TRANSFER, ASSIGN, PLEDGE OR HYPOTHECATE THIS PURCHASE WARRANT FOR A PERIOD OF ONE HUNDRED EIGHTY DAYS FOLLOWING JULY 30, 2021 (THE “EFFECTIVE DATE”) TO ANYONE OTHER THAN (I) AEGIS CAPITAL CORP. OR A SELECTED DEALER IN CONNECTION WITH THE OFFERING FOR WHICH THIS PURCHASE WARRANT WAS ISSUED TO THE UNDERWRITER AS CONSIDERATION (THE “OFFERING”), OR (II) A BONA FIDE OFFICER OR PARTNER OF AEGIS CAPITAL CORP.
