FORM OF COMMON STOCK PURCHASE WARRANT NUWELLIS, INC.Warrant Agent Agreement • March 13th, 2024 • Nuwellis, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledMarch 13th, 2024 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received by the Company, _______ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on _______, 20291 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Nuwellis, Inc., a Delaware corporation (the “Company”), up to _______ shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’
FORM OF SERIES B COMMON STOCK PURCHASE WARRANT NUWELLIS, INC.Warrant Agent Agreement • February 5th, 2024 • Nuwellis, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledFebruary 5th, 2024 Company Industry JurisdictionTHIS SERIES B COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received by the Company, _______ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the [Stockholder Approval Date]1 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_______]2 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Nuwellis, Inc., a Delaware corporation (the “Company”), up to _______ shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant
FORM OF SERIES A COMMON STOCK PURCHASE WARRANT NUWELLIS, INC.Warrant Agent Agreement • February 5th, 2024 • Nuwellis, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledFebruary 5th, 2024 Company Industry JurisdictionTHIS SERIES A COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received by the Company, _______ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the [Stockholder Approval Date]1 (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_______]2 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Nuwellis, Inc., a Delaware corporation (the “Company”), up to _______ shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant
FORM OF COMMON STOCK PURCHASE WARRANT NUWELLIS, INC.Warrant Agent Agreement • January 31st, 2024 • Nuwellis, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledJanuary 31st, 2024 Company Industry JurisdictionTHIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received by the Company, _______ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on [_______, 20291] (the “Termination Date”) but not thereafter, to subscribe for and purchase from Nuwellis, Inc., a Delaware corporation (the “Company”), up to _______ shares of Common Stock (as subject to adjustment hereunder, the “Warrant Shares”). The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holde
FORM OF PRE-FUNDED COMMON STOCK PURCHASE WARRANT NUWELLIS, INC.Warrant Agent Agreement • January 31st, 2024 • Nuwellis, Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledJanuary 31st, 2024 Company Industry JurisdictionTHIS PRE-FUNDED COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received by the Company, _______ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) until this Warrant is exercised in full (the “Termination Date”) but not thereafter, to subscribe for and purchase from Nuwellis, Inc., a Delaware corporation (the “Company”), up to _______ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security held in book-entry form and the Depository Trust Company or its nominee (“DTC”) shall initially be the sole registered holder of this Warrant, subject to a Holder’s right to elect
WARRANT AGENT AGREEMENTWarrant Agent Agreement • January 22nd, 2024 • 60 Degrees Pharmaceuticals, Inc. • Pharmaceutical preparations
Contract Type FiledJanuary 22nd, 2024 Company IndustryThis Warrant Agent Agreement (this “Warrant Agreement”), effective as of [*], 2024 (the “Issuance Date”) is between 60 Degrees Pharmaceuticals, Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and Equity Stock Transfer, LLC, a Nevada limited liability company (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • November 29th, 2023 • 180 Life Sciences Corp. • Pharmaceutical preparations • New York
Contract Type FiledNovember 29th, 2023 Company Industry JurisdictionTHIS WARRANT AGENT AGREEMENT, dated as of December 1, 2023 (this “Agreement”), between 180 Life Sciences Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • August 15th, 2023 • 180 Life Sciences Corp. • Pharmaceutical preparations • New York
Contract Type FiledAugust 15th, 2023 Company Industry JurisdictionTHIS WARRANT AGENT AGREEMENT, dated as of August 14, 2023 (this “Agreement”), between 180 Life Sciences Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • August 9th, 2023 • Foremost Lithium Resource & Technology Ltd. • Miscellaneous metal ores • New York
Contract Type FiledAugust 9th, 2023 Company Industry Jurisdiction
WARRANT AGENT AGREEMENTWarrant Agent Agreement • July 25th, 2023 • 180 Life Sciences Corp. • Pharmaceutical preparations • New York
Contract Type FiledJuly 25th, 2023 Company Industry JurisdictionTHIS WARRANT AGENT AGREEMENT, dated as of [●], 2023 (this “Agreement”), between 180 Life Sciences Corp., a Delaware corporation (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • June 13th, 2023 • Syra Health Corp • Services-employment agencies • New York
Contract Type FiledJune 13th, 2023 Company Industry JurisdictionWARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of [ ] [ ], 2023 (the “Issuance Date”) between Syra Health Corp., a company incorporated under the laws of the State of Delaware (the “Company”), and Pacific Stock Transfer [ ], a [ ] (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • June 13th, 2023 • Applied UV, Inc. • Electric lighting & wiring equipment • New York
Contract Type FiledJune 13th, 2023 Company Industry JurisdictionTHIS WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of June [*], 2023, is between APPLIED UV, INC., a Delaware corporation (the “Company”), and VSTOCK TRANSFER, LLC (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • April 3rd, 2023 • Odd Burger Corp • Food and kindred products • New York
Contract Type FiledApril 3rd, 2023 Company Industry Jurisdiction
WARRANT AGENT AGREEMENTWarrant Agent Agreement • March 30th, 2023 • ENDRA Life Sciences Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledMarch 30th, 2023 Company Industry JurisdictionWARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of April [●], 2023 (the “Issuance Date”) between ENDRA Life Sciences Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and VStock Transfer, LLC, a California limited liability company (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • March 23rd, 2023 • Altamira Therapeutics Ltd. • Pharmaceutical preparations • New York
Contract Type FiledMarch 23rd, 2023 Company Industry Jurisdiction
WARRANT AGENT AGREEMENTWarrant Agent Agreement • February 21st, 2023 • BullFrog AI Holdings, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 21st, 2023 Company Industry JurisdictionThis Warrant Agent Agreement (this “Warrant Agreement”), dated as of February 16, 2023 (the “Issuance Date”) is between Bullfrog AI Holdings, Inc., a company incorporated under the laws of the State of Nevada (the “Company”), and VStock Transfer, LLC, a California limited liability company (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • February 15th, 2023 • Blue Star Foods Corp. • Prepared fresh or frozen fish & seafoods • New York
Contract Type FiledFebruary 15th, 2023 Company Industry JurisdictionThis WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of February 10, 2023 (the “Issuance Date”) is between Blue Star Foods Corp., a Delaware corporation (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • January 31st, 2023 • Movano Inc. • Electromedical & electrotherapeutic apparatus • New York
Contract Type FiledJanuary 31st, 2023 Company Industry JurisdictionWARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of January 31, 2023 (the “Issuance Date”) between Movano Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and Pacific Stock Transfer Company, a Nevada Corporation (the “Warrant Agent”).
FORM OF WARRANT AGENT AGREEMENTWarrant Agent Agreement • January 10th, 2023 • BullFrog AI Holdings, Inc. • Pharmaceutical preparations • New York
Contract Type FiledJanuary 10th, 2023 Company Industry JurisdictionThis Warrant Agent Agreement (this “Warrant Agreement”), dated as of [__], 2023 (the “Issuance Date”) is between Bullfrog AI Holdings, Inc., a company incorporated under the laws of the State of Nevada (the “Company”), and VStock Transfer, LLC, a California limited liability company (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • December 13th, 2022 • Grom Social Enterprises, Inc. • Services-computer programming, data processing, etc. • New York
Contract Type FiledDecember 13th, 2022 Company Industry JurisdictionThis WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of December 13, 2022 (the “Issuance Date”) is between Grom Social Enterprises, Inc. a Florida corporation (the “Company”), and Equiniti Trust Company (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • October 19th, 2022 • BullFrog AI Holdings, Inc. • Pharmaceutical preparations • New York
Contract Type FiledOctober 19th, 2022 Company Industry JurisdictionThis Warrant Agent Agreement (this “Warrant Agreement”), dated as of October [__], 2022 (the “Issuance Date”) between Bullfrog AI Holdings, Inc., a company incorporated under the laws of the State of Nevada (the “Company”), and VStock Transfer, LLC, a California limited liability company (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • October 11th, 2022 • Bone Biologics Corp • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledOctober 11th, 2022 Company Industry JurisdictionThis Warrant Agent Agreement (this “Warrant Agreement”), dated as of October 7, 2022 (the “Issuance Date”) between Bone Biologics Corp., a company incorporated under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, a limited trust company organized under the laws of the State of New York (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • October 5th, 2022 • Bone Biologics Corp • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledOctober 5th, 2022 Company Industry JurisdictionThis Warrant Agent Agreement (this “Warrant Agreement”), dated as of [__], 2022 (the “Issuance Date”) between Bone Biologics Corp., a company incorporated under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, a limited trust company organized under the laws of the State of New York (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • October 4th, 2022 • Bone Biologics Corp • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledOctober 4th, 2022 Company Industry JurisdictionThis Warrant Agent Agreement (this “Warrant Agreement”), dated as of [__], 2022 (the “Issuance Date”) between Bone Biologics Corp., a company incorporated under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, a limited trust company organized under the laws of the State of New York (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • September 23rd, 2022 • Bone Biologics Corp • Orthopedic, prosthetic & surgical appliances & supplies • New York
Contract Type FiledSeptember 23rd, 2022 Company Industry JurisdictionThis Warrant Agent Agreement (this “Warrant Agreement”), dated as of [__], 2022 (the “Issuance Date”) between Bone Biologics Corp., a company incorporated under the laws of the State of Delaware (the “Company”), and Equiniti Trust Company, a limited trust company organized under the laws of the State of New York (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • August 30th, 2022 • Onfolio Holdings, Inc • Services-computer processing & data preparation • Delaware
Contract Type FiledAugust 30th, 2022 Company Industry JurisdictionThis Warrant Agent Agreement (this “Warrant Agreement”), dated as of August 30, 2022 (the “Issuance Date”) between Onfolio Holdings Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and VStock Transfer LLC (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • July 25th, 2022 • Onfolio Holdings, Inc • Services-computer processing & data preparation • Delaware
Contract Type FiledJuly 25th, 2022 Company Industry JurisdictionThis Warrant Agent Agreement (this “Warrant Agreement”), dated as of [_________], 2022 (the “Issuance Date”) between Onfolio Holdings Inc., a company incorporated under the laws of the State of Delaware (the “Company”), and VStock Transfer LLC (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • July 13th, 2022 • Kiromic Biopharma, Inc. • Biological products, (no disgnostic substances) • New York
Contract Type FiledJuly 13th, 2022 Company Industry Jurisdiction
WARRANT AGENT AGREEMENTWarrant Agent Agreement • June 21st, 2022 • Laser Photonics Corp • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledJune 21st, 2022 Company Industry JurisdictionThis WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of March __, 2022 (the “Issuance Date”) is between Laser Photonics Corporation, a Delaware corporation (the “Company”), and Direct Transfer, LLC (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • April 1st, 2022 • QSAM Biosciences, Inc. • Specialty cleaning, polishing and sanitation preparations • New York
Contract Type FiledApril 1st, 2022 Company Industry Jurisdiction
WARRANT AGENT AGREEMENTWarrant Agent Agreement • March 24th, 2022 • QSAM Biosciences, Inc. • Specialty cleaning, polishing and sanitation preparations • New York
Contract Type FiledMarch 24th, 2022 Company Industry Jurisdiction
WARRANT AGENT AGREEMENTWarrant Agent Agreement • March 2nd, 2022 • Laser Photonics Corp • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledMarch 2nd, 2022 Company Industry JurisdictionThis WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of March __, 2022 (the “Issuance Date”) is between Laser Photonics Corporation, a Delaware corporation (the “Company”), and Direct Transfer, LLC (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • February 23rd, 2022 • Laser Photonics Corp • Miscellaneous electrical machinery, equipment & supplies • New York
Contract Type FiledFebruary 23rd, 2022 Company Industry JurisdictionThis WARRANT AGENT AGREEMENT (this “Warrant Agreement”) dated as of February __, 2022 (the “Issuance Date”) is between Laser Photonics Corporation, a Delaware corporation (the “Company”), and Direct Transfer, LLC (the “Warrant Agent”).
Guardion Health Sciences, Inc. and VStock Transfer, LLC, as Warrant Agent Warrant Agent Agreement Dated as of February 18, 2022 WARRANT AGENT AGREEMENTWarrant Agent Agreement • February 23rd, 2022 • Guardion Health Sciences, Inc. • Pharmaceutical preparations • New York
Contract Type FiledFebruary 23rd, 2022 Company Industry JurisdictionWARRANT AGENT AGREEMENT, dated as of February 18, 2022 (“Agreement”), between Guardion Health Sciences, Inc., a Delaware corporation (the “Company”), and VStock Transfer, LLC (the “Warrant Agent”).
WARRANT AGENT AGREEMENTWarrant Agent Agreement • February 11th, 2022 • Austin Gold Corp. • Gold and silver ores • New York
Contract Type FiledFebruary 11th, 2022 Company Industry JurisdictionThis Warrant Agent Agreement (this “Warrant Agreement”), dated as of ___, 2022 (the “Issuance Date”) between Austin Gold Corp., a company incorporated under the laws of British Columbia (the “Company”), and American Stock Transfer & Trust Company, LLC, a New York limited liability trust company (the “Warrant Agent”).