0001493152-19-017125 Sample Contracts

AGREEMENT AND PLAN OF MERGER by and among LADENBURG THALMANN FINANCIAL SERVICES INC., ADVISOR GROUP HOLDINGS, INC. and HARVEST MERGER SUB, INC. Dated as of November 11, 2019

Agreement and Plan of Merger • November 14th, 2019 • Ladenburg Thalmann Financial Services Inc. • Security brokers, dealers & flotation companies • Florida

• Contract Type
  Agreement and Plan of Merger
• Filed
  November 14th, 2019
• Company
  Ladenburg Thalmann Financial Services Inc.
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  Florida

AGREEMENT AND PLAN OF MERGER, dated as of November 11, 2019 (this “Agreement”), by and among Ladenburg Thalmann Financial Services Inc., a Florida corporation (the “Company”), Advisor Group Holdings, Inc., a Delaware corporation (“Parent”), and Harvest Merger Sub, Inc., a Florida corporation and wholly-owned subsidiary of Parent (“Merger Sub” and, together with the Company and Parent, the “Parties” and each, a “Party”).