SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • October 30th, 2014 • Windstream Technologies, Inc. • Power, distribution & specialty transformers • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of October 16, 2014, between Windstream Technologies, Inc., a Wyoming corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
ORIGINAL ISSUE DISCOUNT SENIOR SECURED CONVERTIBLE DEBENTURE DUE OCTOBER __, 2014Windstream Technologies, Inc. • October 30th, 2014 • Power, distribution & specialty transformers • New York
THIS ORIGINAL ISSUE DISCOUNT SENIOR SECURED CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued Original Issue Discount Senior Secured Convertible Debentures of WindStream Technologies, Inc., a Wyoming corporation, (the “Company”), having its principal place of business at 819 Buckeye Street, North Vernon, Indiana 47265, designated as its Original Issue Discount Senior Secured Convertible Debenture due October 17, 2015 (this Debenture, the “Debenture” and, collectively with the other Debentures of such series, the “Debentures”).
ContractWindstream Technologies, Inc. • October 30th, 2014 • Power, distribution & specialty transformers • New York
THIS NOTE MAY NOT BE SOLD, TRANSFERRED, ASSIGNED, PLEDGED, HYPOTHECATED OR OTHERWISE ALIENATED OR ENCUMBERED WITHOUT THE PRIOR WRITTEN CONSENT OF PURCHASER.
SECURITY AGREEMENTSecurity Agreement • October 30th, 2014 • Windstream Technologies, Inc. • Power, distribution & specialty transformers • New York
SECURITY AGREEMENT, dated as of October 16, 2014 (this “Agreement”), between Windstream Technologies, Inc., a Wyoming corporation (the “Grantor”), and Redwood Management, LLC, in its capacity as collateral agent (the “Collateral Agent”) on behalf of the Secured Parties (as defined below).
