MEMBERSHIP INTEREST PURCHASE AGREEMENT by and among GAIN CAPITAL HOLDINGS, INC. (“BUYER”), TOP THIRD AG MARKETING LLC (“COMPANY”), GLOBAL ASSET ADVISORS, LLC (“GAA”), and MARK GOLD, LUCKY GOOD DOG, L.L.C. and GLENN A. SWANSON (“SELLERS”), and MARK...Membership Interest Purchase Agreement • May 12th, 2014 • GAIN Capital Holdings, Inc. • Commodity contracts brokers & dealers • New York
This Membership Interest Purchase Agreement (this “Agreement”), dated as of March 7, 2014, is entered into by and among GAIN Capital Holdings, Inc., a Delaware corporation (“Buyer”), Top Third Ag Marketing LLC, a Delaware limited liability company (the “Company”), Mark Gold (“Gold”), Global Asset Advisors, LLC, an Illinois limited liability company (“GAA”), Lucky Good Dog, L.L.C., a Delaware limited liability company (“Lucky Good Dog”), and Glenn A. Swanson (“Swanson” and, together with Gold and Lucky Good Dog, “Sellers”), and Gold, as the “Sellers’ Representative.” Buyer, the Company, GAA, Sellers and the Sellers’ Representative are sometimes referred to in this Agreement individually as a “party” and collectively as the “parties.”
