PLANET 13 HOLDINGS INC. and ODYSSEY TRANSFER US INC., as Warrant AgentWarrant Agency Agreement • March 7th, 2024 • Planet 13 Holdings Inc. • Agricultural production-crops • New York
WARRANT AGENCY AGREEMENT, dated as of March 7, 2024 (“Agreement”), between Planet 13 Holdings Inc., a Nevada corporation (the “Company”), and Odyssey Transfer US Inc., as warrant agent (the “Warrant Agent”).
PLANET 13 HOLDINGS INC. 18,750,000 Units Underwriting AgreementUnderwriting Agreement • March 7th, 2024 • Planet 13 Holdings Inc. • Agricultural production-crops • New York
Planet 13 Holdings Inc., a Nevada corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule A (the “Underwriters”) 18,750,000 units (the “Units” or the “Firm Securities”), each consisting of one share of its common stock, no par value per share (the “Shares”), and one warrant, each warrant (the “Warrants”) to purchase one share of the Company’s common stock. In addition, the Company has granted to the Underwriters an option (the “Option”) to purchase, in the aggregate, up to an additional 2,812,500 units (the “Option Securities”), each consisting of one Share (the “Option Shares”) and one Warrant to purchase one share of the Company’s common stock (the “Option Warrants”), or any combination of up to 2,812,500 Option Shares and/or up to 2,812,500 Option Warrants. The shares of common stock underlying the Warrants are hereinafter referred to as the “Warrant Shares.” The Firm Securities and, if and to the extent the Option is exercised, the Opti
WARRANT TO PURCHASE COMMON STOCK PLANET 13 HOLDINGS INC.Planet 13 Holdings Inc. • March 7th, 2024 • Agricultural production-crops • New York
THIS WARRANT TO PURCHASE COMMON STOCK (this “Warrant”) certifies that, for value received _______________________________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to 5:00 p.m. (New York City time) on March 7, 2029 (the “Termination Date”) but not thereafter, to subscribe for and purchase from Planet 13 Holdings Inc., a Nevada corporation (the “Company”), up to ___________________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock (as defined below). After the Termination Date, any unexercised Warrants will be void and all rights of Warrant Holders shall cease. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b). This Warrant shall initially be issued and maintained in the form of a security h
