SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • July 31st, 2015 • Catasys, Inc. • Services-misc health & allied services, nec • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of July 30, 2015, between Catasys, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
COMMON STOCK PURCHASE WARRANT catasys, inc.Catasys, Inc. • July 31st, 2015 • Services-misc health & allied services, nec
THIS COMMON STOCK PURCHASE WARRANT (the “Warrant”) certifies that, for value received, CREDE CG III, Ltd. or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on the five year anniversary of the Initial Exercise Date (the “Termination Date”) but not thereafter, to subscribe for and purchase from Catasys, Inc., a Delaware corporation (the “Company”), up to 936,462 shares (as subject to adjustment hereunder, the “Warrant Shares”) of Common Stock. The purchase price of one share of Common Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).
12% ORIGINAL ISSUE DISCOUNT CONVERTIBLE DEBENTURE DUE January 18, 2016Catasys, Inc. • July 31st, 2015 • Services-misc health & allied services, nec • New York
THIS 12% ORIGINAL ISSUE DISCOUNT CONVERTIBLE DEBENTURE is one of a series of duly authorized and validly issued 12% Original Issue Discount Convertible Debentures of Catasys, Inc., a Delaware corporation, (the “Company”), having its principal place of business at 11601 Wilshire Boulevard, Suite 1100, Los Angeles, California 90025, designated as its 12% Original Issue Discount Convertible Debenture due January 18, 2016 (this debenture, the “Debenture” and, collectively with the other debentures of such series, the “Debentures”).
