0001437749-15-009974 Sample Contracts

TO NONQUALIFIED INDUCEMENT STOCK OPTION GRANT NOTICE STOCK OPTION AGREEMENT

Stock Option Agreement • May 13th, 2015 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • Delaware

• Contract Type
  Stock Option Agreement
• Filed
  May 13th, 2015
• Company
  National Holdings Corp
• Industry
  Security & commodity brokers, dealers, exchanges & services
• Jurisdiction
  Delaware

Pursuant to the Nonqualified Inducement Stock Option Grant Notice (the “Grant Notice”) to which this Stock Option Agreement (this “Agreement”) is attached, National Holdings Corporation, a Delaware corporation (the “Company”), has granted to the Optionee an option (the “Option”) to purchase the number of Shares indicated in the Grant Notice.

EMPLOYMENT AGREEMENT

Employment Agreement • May 13th, 2015 • National Holdings Corp • Security & commodity brokers, dealers, exchanges & services • New York

• Contract Type
  Employment Agreement
• Filed
  May 13th, 2015
• Company
  National Holdings Corp
• Industry
  Security & commodity brokers, dealers, exchanges & services
• Jurisdiction
  New York

EMPLOYMENT AGREEMENT (the “Agreement”), entered into as of May 7, 2015 by and between National Holdings Corporation, a Delaware corporation (the “Company”), and Glenn C. Worman (the “Executive”).