PLEDGE AND SECURITY AGREEMENT GLOBAL WATER RESOURCES, INC.Pledge and Security Agreement • April 25th, 2018 • Global Water Resources, Inc. • Water supply • New York
THIS PLEDGE AND SECURITY AGREEMENT (“Agreement”) dated for identification as of April 20, 2018, is made by: (a) GLOBAL WATER RESOURCES, INC., a Delaware corporation (“Pledgor” or “Company”); in favor of (b) U.S. BANK NATIONAL ASSOCIATION, a national banking association, in its capacity as collateral agent (with its successors and permitted assigns in such capacity the “Collateral Agent”); for the benefit of (c) MIDFIRST BANK, a federally chartered savings association (the “Bank” and/or any other holder of the Revolver Note at any relevant time the “Holder”), pursuant to the Amended and Restated Collateral Agency Agreement of even date herewith (the “Collateral Agency Agreement”) among and/or approved by the Collateral Agent, Company, Noteholders and Bank.
GUARANTY AGREEMENT Dated as of April 20, 2018 of GLOBAL WATER, LLCGuaranty Agreement • April 25th, 2018 • Global Water Resources, Inc. • Water supply • New York
THIS GUARANTY AGREEMENT, dated for identification as of April 20, 2018 (this “Guaranty”), is made by GLOBAL WATER, LLC, a Delaware limited liability company (‘‘Guarantor’’), in favor of MIDFIRST BANK, a federally chartered savings association (“Bank”).
TO GLOBAL WATER RESOURCES, INC. $8,000,000 Secured Revolving Credit Facility due April 30, 2020 LOAN AGREEMENT Dated as of April 20, 2018Loan Agreement • April 25th, 2018 • Global Water Resources, Inc. • Water supply • Arizona
Global Water Resources, Inc., a Delaware corporation (with any successor pursuant to Section 8.2 the “Company”), agrees with Midfirst Bank, a federally chartered savings association (the “Bank” and with the Company the “Parties”), as follows:
AMENDMENT NO. 2 to NOTE PURCHASE AGREEMENT Dated May 20, 2016 and AMENDMENT NO. 1 TO SECURITY AGREEMENTS Dated as of June 24, 2016 Dated as of April 20, 2018 Re: $28,750,000 4.38% senior secured promissory notes, Series A, due June 15, 2028Note Purchase Agreement • April 25th, 2018 • Global Water Resources, Inc. • Water supply • New York
This Amendment No. 2 to the Note Purchase Agreement dated May 20, 2016 and Amendment No. 1 to Security Agreements dated as of June 24, 2016 is dated as of April 20, 2018 (the or this “2018 Amendment”) and is between and among Global Water Resources, Inc., a Delaware corporation (the “Company”), Global Water LLC, a Delaware limited liability company, West Maricopa Combine, LLC (f/k/a West Maricopa Combine, Inc.), U.S. Bank National Association, a national banking association, in its capacity as collateral agent for the benefit of the Noteholders (the“Collateral Agent”) and each of the holders of the Notes signatory hereto (the “Noteholders”).
