TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 30th, 2022 • Elevation Series Trust • Massachusetts
THIS AGREEMENT is made as of the 22nd day of September, 2022, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and ELEVATION SERIES TRUST, a statutory trust formed under the laws of Delaware having its principal office and place of business at 1700 Broadway Suite 1230, Denver, CO 80290 (the “Trust”).
CUSTODY AGREEMENTCustody Agreement • September 30th, 2022 • Elevation Series Trust • Massachusetts
DISTRIBUTION AGREEMENTDistribution Agreement • September 30th, 2022 • Elevation Series Trust • Colorado
This Distribution Agreement (the “Agreement”) is made effective this September 27, 2022, by and between Elevation Series Trust, a Delaware statutory trust (the “Trust”) and Paralel Distributors LLC, a Delaware limited liability company (the “Distributor”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT ELEVATION SERIES TRUSTAuthorized Participant Agreement • September 30th, 2022 • Elevation Series Trust • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Paralel Distributors LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company (the “Transfer Agent”), as transfer agent/index receipt agent for Elevation Series Trust (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”) listed on Attachment B. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
ELEVATION SERIES TRUST INVESTMENT ADVISORY AGREEMENT with Paralel Advisors LLCInvestment Advisory Agreement • September 30th, 2022 • Elevation Series Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 28th day of September 30, 2022 by and between Elevation Series Trust (the “Trust”), a Delaware statutory trust, and PARALEL ADVISORS LLC, a Delaware limited liability company with its principal place of business at 1700 Broadway, Suite 1230, Denver, Colorado 80290 (the “Adviser”).
ELEVATION SERIES TRUST INVESTMENT SUB-ADVISORY AGREEMENT with Vident Investment Advisory, LLCElevation Series Trust Investment Sub • September 30th, 2022 • Elevation Series Trust • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 28th day of September, 2022 by and among PARALEL ADVISORS LLC (the “Adviser”), a Delaware limited liability company with its principal place of business at 1700 Broadway, Suite 1230, Denver, Colorado 80290, and VIDENT INVESTMENT ADVISORY, LLC (the “Sub-Adviser”), a Delaware limited liability company with its principal place of business at 1125 Sanctuary Parkway, Suite 515, Alpharetta, Georgia 30009, and ELEVATION SERIES TRUST (the “Trust”), a Delaware statutory trust.
INDEX LICENSE AGREEMENTIndex License Agreement • September 30th, 2022 • Elevation Series Trust • Colorado
THIS INDEX LICENSE AGREEMENT ("Agreement"), effective as of September 27, 2022 (the "Effective Date"), is entered into by and between Paralel Advisors LLC ("Licensee"), a Delaware limited liability company, having an office at 1700 Broadway, Suite 1230, Denver, CO 80290, and Rocky Mountain Advisers, LLC, an Alaska limited liability company ("Licensor"), having an office at 2121 E. Crawford Place, Salina, KS 67401.
ADMINISTRATION AND FUND ACCOUNTING AGREEMENTAdministration and Fund Accounting Agreement • September 30th, 2022 • Elevation Series Trust • Colorado
This ADMINISTRATION AND FUND ACCOUNTING AGREEMENT (“Agreement”) is made effective as of September 30, 2022, between Elevation Series Trust, a Delaware statutory trust (the “Fund”), and Paralel Technologies LLC, a Delaware Limited Liability Company, its successors and assigns (the “Administrator”).
ELEVATION SERIES TRUST SEED CAPITAL SUBSCRIPTION AGREEMENTElevation Series Trust • September 30th, 2022 • Elevation Series Trust
