FORM OF INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS INVESTMENTS LLCInvestment Advisory Agreement • January 28th, 2022 • Investment Managers Series Trust II • Delaware
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS, LLC AND CHANGE FINANCE, PBCSub-Advisory Agreement • January 28th, 2022 • Investment Managers Series Trust II • Delaware
THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2021, is entered into by and between AXS Investments, LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Suite 402, Port Chester, New York 10573 (the “Advisor”) and Change Finance P.B.C., a [Colorado public benefit corporation] with its principal office and place of business at 705 Grand View Drive, Alexandria, Virginia 22305 (the “Sub-advisor”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT INVESTMENT MANAGERS SERIES TRUST IIAuthorized Participant Agreement • January 28th, 2022 • Investment Managers Series Trust II • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by [Name of Transfer Agent/Index Receipt Agent] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by [Name of Trust] (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
SUBSCRIPTION AGREEMENTSubscription Agreement • January 28th, 2022 • Investment Managers Series Trust II
THIS SUBSCRIPTION AGREEMENT is entered into as of the __ day of ______ 2021, between Investment Managers Series Trust II, a statutory trust organized and existing under the laws of Delaware (the "Trust") on behalf of the AXS Change Finance ESG ETF (the “Fund”), and ______________________________ (the "Purchaser").
Form of AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • January 28th, 2022 • Investment Managers Series Trust II • Delaware
This form of amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) novated as of September 30, 2021, by and between Investment Managers Series Trust II (“Trust”) and IMST Distributors, LLC (“Foreside”) is entered into as of ___________, 2022 (the “Effective Date”).
