Common Contracts

56 similar Sub-Advisory Agreement contracts by Investment Managers Series Trust II, Investment Managers Series Trust

Certain identified information has been excluded from the exhibit because it is both not material and the type that the Registrant treats as private or confidential. SUB-ADVISORY AGREEMENT BETWEEN FIRST TRUST CAPITAL MANAGEMENT L.P. AND VEST FINANCIAL LLC
Sub-Advisory Agreement • November 29th, 2024 • Investment Managers Series Trust II

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), effective as of February 22, 2024, is entered into by and between First Trust Capital Management L.P., a Delaware Limited Partnership with its principal office and place of business at 225 W. Wacker, 21st Floor, Chicago, IL 60606 (the “Advisor”) and Vest Financial, LLC, a Delaware Limited Liability Company with its principal office and place of business at 8350 Broad St., Suite 240, McLean, VA, 22102 (the “Sub-advisor”).

FIRST TRUST CAPITAL MANAGEMENT L.P. AND PALMER SQUARE CAPITAL MANAGEMENT LLC
Sub-Advisory Agreement • November 29th, 2023 • Investment Managers Series Trust II

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), effective as of July 19, 2023, is entered into by and between First Trust Capital Management L.P., a Delaware Limited Partnership with its principal office and place of business at 225 W. Wacker, 21st Floor, Chicago, IL 60606 (the “Advisor”) and Palmer Square Capital Management LLC, a Delaware Limited Liability Company with its principal office and place of business at 1900 Shawnee Mission Parkway, Suite 513, Mission Woods, KS, 66205 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN ADVISORS ASSET MANAGEMENT, INC. AND INSIGHT NORTH AMERICA LLC
Sub-Advisory Agreement • August 28th, 2023 • Investment Managers Series Trust

THIS SUB-ADVISORY AGREEMENT (the “Agreement”) dated as of February 1, 2023, is entered into by and between Advisors Asset Management, Inc., a Delaware corporation headquartered at 18925 Base Camp Road, Monument, CO 80132 (the “Advisor”) and Insight North America LLC, a New York State limited liability company (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN ADVISORS ASSET MANAGEMENT, INC. AND HARTFORD INVESTMENT MANAGEMENT COMPANY
Sub-Advisory Agreement • August 28th, 2023 • Investment Managers Series Trust

THIS SUB-ADVISORY AGREEMENT (the “Agreement”) dated as of February 1, 2023, is entered into by and between Advisors Asset Management, Inc., a Delaware corporation headquartered at 18925 Base Camp Road, Monument, CO 80132 (the “Advisor”) and Hartford Investment Management Company, a Delaware corporation (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN ADVISORS ASSET MANAGEMENT, INC. AND BAHL & GAYNOR, INC.
Sub-Advisory Agreement • August 28th, 2023 • Investment Managers Series Trust

This SUB-ADVISORY AGREEMENT (the “Agreement”) dated as of February 1, 2023, by and between Advisors Asset Management, Inc., a Delaware corporation headquartered at 18925 Base Camp Road, Monument, CO 80132 (the “Advisor”) and Bahl & Gaynor, Inc., an Ohio corporation with its principal office and place of business at 212 East 3rd Street, Suite 200, Cincinnati, OH 45202 (the “Sub-advisor”).

FORM OF SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS, LLC AND ALTERNATIVE ACCESS FUNDS, LLC
Sub-Advisory Agreement • May 30th, 2023 • Investment Managers Series Trust II

THIS FORM OF SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of __________, is entered into by and between AXS Investments, LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Suite 402, Port Chester, New York 10573 (the “Advisor”) and Alternative Access Funds, LLC, a limited liability company with its principal office and place of business at 840 Apollo Street, Suite 100, El Segundo, CA 90245 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN ADVISORS ASSET MANAGEMENT, INC. AND PHOCAS FINANCIAL CORPORATION
Sub-Advisory Agreement • March 1st, 2023 • Investment Managers Series Trust

THIS SUB-ADVISORY AGREEMENT (the “Agreement”) dated as of _________________, is entered into by and between Advisors Asset Management, Inc., (the “Advisor”) and Phocas Financial Corporation, a California corporation (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS LLC AND ESOTERICA CAPITAL LLC
Sub-Advisory Agreement • December 12th, 2022 • Investment Managers Series Trust II

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2022, is entered into by and between AXS Investments LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the “Advisor”) and Esoterica Capital LLC, a [Delaware] limited liability company with its principal office and place of business at 675 West 59th St, Suite 903, New York, NY 10069 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS LLC AND UNIPLAN INVESTMENT COUNSEL, INC.
Sub-Advisory Agreement • November 28th, 2022 • Investment Managers Series Trust II

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of June 7, 2022, is entered into by and between AXS Investments LLC a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the “Advisor”) and Uniplan Investment Counsel, Inc. a Wisconsin “C” corporation with its principal office and place of business at 22939 West Overson Road Union Grove, WI 53182 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS LLC AND GREEN ALPHA ADVISORS, LLC
Sub-Advisory Agreement • November 28th, 2022 • Investment Managers Series Trust II

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of June 15, 2022, is entered into by and between AXS Investments LLC a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the “Advisor”) and Green Alpha Advisors, LLC, a Colorado limited liability company with its principal office and place of business at 287 Century Circle, Suite 201 – Louisville, CO 80027 (the “Sub-advisor”).

FORM OF SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS LLC AND ESOTERICA CAPITAL LLC
Sub-Advisory Agreement • October 25th, 2022 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2022, is entered into by and between AXS Investments LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the “Advisor”) and Esoterica Capital LLC, a [Delaware] limited liability company with its principal office and place of business at 675 West 59th St, Suite 903, New York, NY 10069 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN
Sub-Advisory Agreement • September 13th, 2022 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the "Agreement"), effective as of April 21, 2022, is entered into by and between First Trust Capital Management L.P., a Limited Liability Company with its principal office and place of business at 225 W. Wacker, Suite 2100, Chicago, IL 60606 (the "Advisor") and Glenmede Investment Management LP, a Delaware limited partnership with its principal office and place of business at 1650 Market Street, 12th Floor, Philadelphia, PA 19103(the "Sub-advisor").

FORM OF SUB-ADVISORY AGREEMENT BETWEEN EMBASSY ASSET MANAGEMENT LP AND RICHBROOK ADVISORS, LP
Sub-Advisory Agreement • September 6th, 2022 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 20__, is entered into by and between (___________) a (__________________) [limited liability company] with its principal office and place of business at _______ (the “Advisor”) and (___________), a [Delaware] limited liability company with its principal office and place of business at ___________ (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS LLC AND GREEN ALPHA ADVISORS, LLC
Sub-Advisory Agreement • September 2nd, 2022 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the "Agreement"), dated as of _______________, 2022, is entered into by and between AXS Investments LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the "Advisor") and Green Alpha Advisors, LLC, a Colorado limited liability company with its principal office and place of business at 287 Century Circle, Suite 201 – Louisville, CO 80027 (the "Sub-advisor").

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS LLC AND ASTORIA PORTFOLIO ADVISORS LLC
Sub-Advisory Agreement • July 28th, 2022 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of December 22, 2021, is entered into by and between AXS Investments LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Suite 402, Port Chester, New York 10573 (the “Advisor”) and Astoria Portfolio Advisors LLC, a limited liability company with its principal office and place of business at 500 7th Avenue, 9th Floor, New York, New York 10018 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS, LLC AND ALTERNATIVE ACCESS FUNDS, LLC
Sub-Advisory Agreement • April 13th, 2022 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2022, is entered into by and between AXS Investments, LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Suite 402, Port Chester, New York 10573 (the “Advisor”) and Alternative Access Funds, LLC, a [Delaware limited liability company] with its principal office and place of business at 840 Apollo Street, Suite 100, El Segundo, CA 90245 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN HAMILTON LANE ADVISORS, L.L.C. AND ALLSPRING GLOBAL INVESTMENTS
Sub-Advisory Agreement • February 28th, 2022 • Investment Managers Series Trust

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of November 1, 2021, is entered into by and between Hamilton Lane Advisors, L.L.C., a Pennsylvania limited liability company with its principal office and place of business at One Presidential Boulevard, 4th Floor, Bala Cynwyd, Pennsylvania 19004 (the “Advisor”) and Allspring Global Investments, LLC, a registered investment adviser located at 333 S. Grand Ave, Suite 2000, Los Angeles, CA 90071 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN
Sub-Advisory Agreement • January 31st, 2022 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), effective as of November 1, 2021, is entered into by and between First Trust Capital Management L.P., a Delaware Limited Partnership with its principal office and place of business at 225 West Wacker Drive Suite 2100 Chicago, Illinois 60606 (the “Advisor”) and Angel Oak Capital Advisors, LLC, a Limited Liability Company with its principal office and place of business at 3344 Peachtree Road, Suite 1725, Atlanta, GA 30305 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN FIRST TRUST CAPITAL MANAGEMENT L.P. AND RIVERNORTH CAPITAL MANAGEMENT, LLC
Sub-Advisory Agreement • January 31st, 2022 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), effective as of November 1, 2021, is entered into by and between First Trust Capital Management L.P., a Limited Liability Company with its principal office and place of business at 225 W. Wacker, Suite 2100, Chicago, IL 60606 (the “Advisor”) and RiverNorth Capital Management, LLC, a Delaware limited liability company with its principal office and place of business at 433 W. Van Buren Street, 1150-E, Chicago, IL 60607 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS, LLC AND CHANGE FINANCE, PBC
Sub-Advisory Agreement • January 28th, 2022 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2021, is entered into by and between AXS Investments, LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Suite 402, Port Chester, New York 10573 (the “Advisor”) and Change Finance P.B.C., a [Colorado public benefit corporation] with its principal office and place of business at 705 Grand View Drive, Alexandria, Virginia 22305 (the “Sub-advisor”).

FORM OF SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS LLC AND ASTORIA PORTFOLIO ADVISORS LLC
Sub-Advisory Agreement • December 22nd, 2021 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2021, is entered into by and between AXS Investments LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Suite 402, Port Chester, New York 10573 (the “Advisor”) and Astoria Portfolio Advisors LLC, a limited liability company with its principal office and place of business at 500 7th Avenue, 9th Floor, New York, New York 10018 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS, LLC AND CHANGE FINANCE, P.B.C.
Sub-Advisory Agreement • December 17th, 2021 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2021, is entered into by and between AXS Investments, LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Suite 402, Port Chester, New York 10573 (the “Advisor”) and Change Finance P.B.C., a [public benefit corporation] with its principal office and place of business at 705 Grand View Drive, Alexandria, Virginia 22305 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN EMBASSY ASSET MANAGEMENT LLC AND TANGENCY CAPITAL INVESTMENT ADVISORY LTD.
Sub-Advisory Agreement • December 17th, 2021 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2021, is entered into by and between Embassy Asset Management LLC, a limited liability company with its principal office and place of business at 1200 Morris Turnpike, Suite 3005, Short Hills NJ 07078 (the “Advisor”), and Tangency Capital Investment Advisory Ltd., a limited company organized under the laws of Bermuda with its principal office and place of business at Wessex House 3rd Floor, 45 Reid Street, Hamilton HM 12, Bermuda (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS, LLC AND COGNIOS CAPITAL, LLC
Sub-Advisory Agreement • January 25th, 2021 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, 2021, is entered into by and between AXS Investments, LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Suite 402, Port Chester, New York 10573 (the “Advisor”) and Cognios Capital, LLC, a Kansas limited liability company. with its principal office and place of business at 7900 College Boulevard, Suite 124, Overland Park, KS 66210 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS, LLC AND KELLNER MANAGEMENT, L.P.
Sub-Advisory Agreement • January 19th, 2021 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _____________, 2021, is entered into by and between AXS Investments, LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the “Advisor”) and Kellner Management, L.P. a Delaware limited partnership with its principal office and place of business at 900 Third Avenue, Suite 1401, New York, NY 10022 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS LLC AND Cognios Capital, LLC
Sub-Advisory Agreement • November 27th, 2020 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 20__, is entered into by and between AXS Investments LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the “Advisor”) and Quantitative Value Technologies LLC d/b/a Cognios Capital, a Kansas limited liability company with its principal office and place of business at ___________ (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS Investments LLC AND Kellner Management, L.P
Sub-Advisory Agreement • October 30th, 2020 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 20__, is entered into by and between AXS Investments LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the “Advisor”) and Kellner Management, L.P., a ____ [limited partnership] with its principal office and place of business at ___________ (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS, LLC AND Sky Harbor Capital Management, LLC.
Sub-Advisory Agreement • October 15th, 2020 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of_____________, is entered into by and between AXS Investments, LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the “Advisor”) and SKY Harbor Capital Management, LLC a [Delaware] limited liability company with its principal office and place of business at 20 Horseneck Lane, 1st Floor

AMENDED AND RESTATED SUB-ADVISORY AGREEMENT BETWEEN
Sub-Advisory Agreement • February 28th, 2020 • Investment Managers Series Trust • Delaware

THIS AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of April 1, 2019 to the Sub-Advisory Agreement, dated November 20, 2014 as amended from time to time (the “Prior Agreement”), is entered into by and between 361 Capital LLC, a Delaware limited liability company with its principal office and place of business at 4600 South Syracuse Street, Suite 500, Denver, CO 80237 (the “Advisor”) and Wells Capital Management, Inc., a registered investment adviser located at 525 Market Street, San Francisco, CA 94105 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS LLC AND AMPERSAND INVESTMENT MANAGEMENT LLC
Sub-Advisory Agreement • October 18th, 2019 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2019, is entered into by and between AXS Investments LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the “Advisor”) and Ampersand Investment Management LLC, a Delaware limited liability company with its principal office and place of business at 47 Hulfish Street, Suite 510, Princeton, NJ 08542 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS, LLC AND KERNS CAPITAL MANAGEMENT LLC
Sub-Advisory Agreement • October 18th, 2019 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2019, is entered into by and between AXS Investments, LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the “Advisor”) and Kerns Capital Management LLC, a Delaware limited liability company with its principal office and place of business at _____________ (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS LLC (ADVISOR) AND ASPECT CAPITAL LIMITED (SUB-ADVISOR)
Sub-Advisory Agreement • October 18th, 2019 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of October 18, 2019, is entered into by and between AXS Investments LLC a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Suite 402, Port Chester, New York 10573(the “Advisor”) and Aspect Capital Limited, a limited liability company with its registered office and place of business at 10 Portman Square, London, W1H 6AZ, United Kingdom (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS LLC (ADVISOR) AND CHESAPEAKE CAPITAL CORPORATION (SUB-ADVISOR)
Sub-Advisory Agreement • October 18th, 2019 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 2019, is entered into by and between AXS Investments LLC a Delaware limited liability company with its principal office and place of business at _______ (the “Advisor”) and Chesapeake Capital Corporation, an Illinois corporation with its principal office and place of business at 1721 Summit Avenue, Richmond, Virginia 23230 (the “Sub-advisor”).

SUB-ADVISORY AGREEMENT BETWEEN AXS INVESTMENTS, LLC AND (SUB-ADVISOR)
Sub-Advisory Agreement • July 23rd, 2019 • Investment Managers Series Trust II • Delaware

THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 20__, is entered into by and between AXS Investments, LLC a (__________________) limited liability company with its principal office and place of business at _______ (the “Advisor”) and (___________), a [Delaware] limited liability company with its principal office and place of business at ___________ (the “Sub-advisor”).

SECOND AMENDED AND RESTATED SUB-ADVISORY AGREEMENT BETWEEN
Sub-Advisory Agreement • December 28th, 2018 • Investment Managers Series Trust • Delaware

THIS AMENDED AND RESTATED SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _____________ to the Sub-Advisory Agreement, dated December 10, 2011 as amended September 30, 2016 (the “Prior Agreement”), is entered into by and between 361 Capital LLC, a Delaware limited liability company with its principal office and place of business at 4600 South Syracuse Street, Suite 500, Denver, CO 80237 (the “Advisor”) and Wells Capital Management, Inc., a Delaware limited liability company with its principal office and place of business at 555 West Fifth Street, 50th Floor, Los Angeles, CA 90013 (the “Sub-advisor”).