Form of THIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND AXS Investments LLCInvestment Advisory Agreement • October 30th, 2020 • Investment Managers Series Trust II • Delaware
THIS THIRD AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ___________, to the Investment Advisor Agreement dated October 18, 2019, as amended May 1, 2020 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments LLC, a limited liability company (the “Advisor”).
SUB-ADVISORY AGREEMENT BETWEEN AXS Investments LLC AND Kellner Management, L.PSub-Advisory Agreement • October 30th, 2020 • Investment Managers Series Trust II • Delaware
THIS SUB-ADVISORY AGREEMENT (the “Agreement”), dated as of _______________, 20__, is entered into by and between AXS Investments LLC, a Delaware limited liability company with its principal office and place of business at 181 Westchester Avenue, Port Chester, New York 10573 (the “Advisor”) and Kellner Management, L.P., a ____ [limited partnership] with its principal office and place of business at ___________ (the “Sub-advisor”).
Advisors Series Trust Milwaukee, Wisconsin 53202 Investment Managers Series Trust II Milwaukee, Wisconsin 53212 Ladies and Gentlemen:Investment Managers Series Trust II • October 30th, 2020
This opinion is furnished to you pursuant to paragraph 8.5 of the Agreement and Plan of Reorganization (the “Agreement”), dated as of [ ], 2020, by and among Advisors Series Trust (the “AST Trust”), a Delaware statutory trust, on behalf of its series Kellner Merger Fund (the “Acquired Fund”), and Investment Managers Series Trust II (the “IMST Trust”), a Delaware statutory trust, on behalf of its series AXS Merger Fund (the “Acquiring Fund”). All capitalized terms not otherwise defined herein have the meanings ascribed to them in the Agreement.
Form of INVESTMENT MANAGERS SERIES TRUST II THIRD AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • October 30th, 2020 • Investment Managers Series Trust II • Delaware
THIS THIRD AMENDED AND RESTATED OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”), dated as of ____________, 2020, by and between INVESTMENT MANAGERS SERIES TRUST II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and the investment advisor of the Funds, AXS Investments LLC (the “Advisor”).
