0001398344-20-008776 Sample Contracts

INTERMEDIARY AGREEMENT
Intermediary Agreement • April 29th, 2020 • Firsthand Funds • Colorado

THIS INTERMEDIARY AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, SiVest Group, Inc., a California corporation, the investment adviser to the Funds (the “Adviser”), and _______________________, a _________________ company having its principal place of business at _______________________________ (hereinafter “Servicer” or “Intermediary”).

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AMENDMENT 1
Firsthand Funds • April 29th, 2020

Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.

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