Intermediary Agreement Sample Contracts

INTERMEDIARY AGREEMENT
Intermediary Agreement • June 28th, 2021
RECITALS
Intermediary Agreement • May 2nd, 2011 • Variable Account II of AGL of Delaware • Texas
Intermediary Agreement
Intermediary Agreement • April 19th, 2023

PLEASE PROVIDE FULL DETAILS OF ACCOUNT NUMBERS AND RELEVANT CODES ON A SEPARATE SHEET. UNLESS INSTRUCTED OTHERWISE COMMISSION WILL BE PAYABLE IN THE SAME CURRENCY AS THE INVESTMENT TO WHICH IT RELATES.

INTERMEDIARY AGREEMENT
Intermediary Agreement • January 11th, 2023
AMENDMENT TO INTERMEDIARY AGREEMENTS AND NEW INTERMEDIARY AGREEMENTS
Intermediary Agreement • February 23rd, 2015 • Principal Life Insurance Co Separate Account B

THIS AMENDMENT AND AGREEMENT made this 22nd day of October, 2010, and effective as of the Effective Date (as defined below), by and among Allianz Global Investors Fund Management LLC ("AGIFM"), Pacific Investment Management Company LLC ("PIMCO") and Principal Life Insurance Company ("Intermediary").

AMENDMENT TO INTERMEDIARY AGREEMENTS AND NEW INTERMEDIARY AGREEMENTS
Intermediary Agreement • February 23rd, 2015 • Principal Life Insurance Co Separate Account B

THIS AMENDMENT AND AGREEMENT made this 22nd day of October, 2010, and effective as of the Effective Date (as defined below), by and among Allianz Global Investors Distributors LLC ("AGID"), PIMCO Investments LLC ("PI") and Principal Life Insurance Company ("Intermediary").

Intermediary Agreement
Intermediary Agreement • March 18th, 2021

*Please indicate under which name cases will be submitted. Please note it is important that these details are consistent with deal submission.

Intermediary Agreement
Intermediary Agreement • September 26th, 2021 • England

Terms of Engagement with a Limited Company Contractor who has not Opted Out of the Conduct Regulations (Inside IR35 and under SDC)

SELECTED INTERMEDIARY AGREEMENT
Intermediary Agreement • April 30th, 2025 • TPG Twin Brook Capital Income Fund • New York

Foreside Financial Services, LLC, as the intermediary manager (“Intermediary Manager”) for TPG Twin Brook Capital Income Fund (formerly known as “AG Twin Brook Capital Income Fund”) (the “Company”), a Delaware statutory trust, invites you (the “Broker”) to participate in the distribution of common shares of beneficial interest, $0.001 par value per share, of the Company (“Common Shares”) subject to the following terms:

Invesco Intermediary Agreement Regarding Compliance with SEC Rule 22c-2
Intermediary Agreement • April 25th, 2012 • Separate Account I of Integrity Life Insurance Co • Ohio

This Agreement is made and entered into by and between Invesco Aim Investment Services, Inc(1). (the “Transfer Agent”), a Delaware corporation and the transfer agent for certain management investment companies (each, a “mutual fund”) registered with the U.S. Securities and Exchange Commission (the “SEC”) and regulated under the Investment Company Act of 1940, as amended (the “1940 Act”), and the Intermediary identified below.

INTERMEDIARY AGREEMENT
Intermediary Agreement • November 13th, 2020
Intermediaries Online Website Conditions.
Intermediary Agreement • January 10th, 2020
INTERMEDIARY AGREEMENT
Intermediary Agreement • March 6th, 2017
Contents Contact us
Intermediary Agreement • May 17th, 2018 • Queensland

FIIG Securities Limited (‘FIIG’) provides general financial product advice only. As a result, this document, and any information or advice, has been provided by FIIG without taking account of your objectives, financial situation and needs. Because of this, you should, before acting on any advice from FIIG, consider the appropriateness of the advice, having regard to your objectives, financial situation and needs. If this document, or any advice, relates to the acquisition, or possible acquisition, of a particular financial product, you should obtain a product disclosure statement relating to the product and consider the statement before making any decision about whether to acquire the product. Neither FIIG, nor any of its directors, authorised representatives, employees, or agents, makes any representation or warranty as to the reliability, accuracy, or completeness, of this document or any advice. Nor do they accept any liability or responsibility arising in any way (including neglige

Recitals
Intermediary Agreement • October 1st, 2007 • Sage Variable Annuity Account A • Delaware
Intermediary Agreement
Intermediary Agreement • August 17th, 2016

Life insurance is underwritten by Oakhurst Life Limited (Registration number 2012/066504/06), an authorised financial services provider (FSP44793)

INTERMEDIARY AGREEMENT SOUTH AFRICA
Intermediary Agreement • June 20th, 2018
Intermediary Agreement
Intermediary Agreement • March 2nd, 2021
Texas Regional Pathways Network Implementation Grant Intermediary Agreement
Intermediary Agreement • February 18th, 2020

This document provides the core functions required of a regional intermediary organization within the Texas Regional Pathways Network. By signing this document, the identified organization(s) commit to providing dedicated personnel to support these core functions over the span of the grant period.

INTERMEDIARY AGREEMENT
Intermediary Agreement • January 24th, 2020

Lloyds Bank plc “the Bank” has agreed to engage the Intermediary named below and the terms of this Agreement shall apply to all Mortgage Applications the Intermediary submits to the Lender.

AIM Funds Intermediary Agreement Regarding Compliance with SEC Rule 22c-2
Intermediary Agreement • April 21st, 2022 • Talcott Resolution Life Insurance Co Separate Account Three • Texas

This Agreement is made and entered into by and between AIM Investment Services, Inc. (the "Transfer Agent"), a Delaware corporation and the transfer agent for certain management investment companies (each, a "mutual fund") registered with the U.S. Securities and Exchange Commission (the "SEC') and regulated under the Investment Company Act of 1940, as amended (the "1940 Act"), and each Intermediary identified below.

INTERMEDIARY AGREEMENT
Intermediary Agreement • May 25th, 2018
INTERMEDIARY AGREEMENT
Intermediary Agreement • April 29th, 2020 • Firsthand Funds • Colorado

THIS INTERMEDIARY AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“ADI”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, SiVest Group, Inc., a California corporation, the investment adviser to the Funds (the “Adviser”), and _______________________, a _________________ company having its principal place of business at _______________________________ (hereinafter “Servicer” or “Intermediary”).

INTERMEDIARY AGREEMENT: OMNIBUS ACCOUNTS
Intermediary Agreement • September 19th, 2019 • New South Wales
Sample Intermediary Agreement
Intermediary Agreement • August 4th, 2020

Please read this agreement, verify the entered information (paying close attention to your points summary) and reply to this email by entering your name as the response. By replying with your name you confirm that you have read the rental agreement (this constitutes an electronic signature) and this agreement becomes binding.

INTERMEDIARY AGREEMENT
Intermediary Agreement • August 11th, 2020 • Texas

Coltala Holdings, LLC ("Coltala") and and any of its affiliates ("Intermediary") enter into this Agreement effective as of (the “Effective Date”) and agree as follows:

FORM OF SELECTED INTERMEDIARY AGREEMENT
Intermediary Agreement • February 21st, 2025 • Blackstone Private Multi-Asset Credit & Income Fund • New York
INTERMEDIARY AGREEMENT
Intermediary Agreement • July 25th, 2023
Agreement for Intermediary Workers (Form 111)
Intermediary Agreement • February 8th, 2022

This form should be completed for all Intermediary Workers that are assessed to be ‘in scope’ of intermediaries legislation (IR35). For the purpose of PAYE tax and National Insurance, intermediaries will be added to our payroll. The form and invoice must be submitted to HR through People and Money with an accompanying invoice by the 5th of the month in which the payment is to be made. If you require this document in an alternative format please contact HR via email HRHelpline@ed.ac.uk or by telephone on 0131 651 5151.

TERMS AND CONDITIONS
Intermediary Agreement • August 7th, 2024

Royal Sundaram General Insurance Co. Limited, company registered under the Companies Act 1956, having its registered office at No. 21, Patulous Road, Chennai 600 002 and its Corporate Office at No. 2/319, Rajiv Gandhi Salai (OMR), Karappakkam, Chennai - 97 (hereinafter called “RS” which expression shall include its Successor and Assignees.

INTERMEDIARY AGREEMENT
Intermediary Agreement • December 11th, 2024
INTERMEDIARY AGREEMENT
Intermediary Agreement • January 9th, 2018 • Texas

Coltala Holdings, LLC ("CH") and and any of its affiliates ("Intermediary") enter into this Agreement effective as of (the “Effective Date”) and agree as follows:

Air Force Research Laboratory Directed Energy Directorate Pacific Regional Partnership Intermediary Agreement (PIA) Dated: 17 March 2023
Intermediary Agreement • March 17th, 2023

THIS IS A FORECAST ONLY. This Forecast is issued solely for information and planning purposes. It does not constitute a solicitation or a promise to issue a solicitation in the future. This Forecast is not a request for proposals; therefore, responses to this notice are not considered offers and cannot be accepted by the Government to form a binding agreement.

AIM Funds Intermediary Agreement Regarding Compliance with SEC Rule 22c-2
Intermediary Agreement • April 30th, 2007 • Llac Variable Account • Texas

This Agreement is made and entered into by and between AIM Investment Services, Inc. (the “Transfer Agent”), a Delaware corpora-tion and the transfer agent for certain management investment companies (each, a “mutual fund”) registered with the U.S. Securities and Exchange Commission (the “SEC”) and regulated under the Investment Company Act of 1940, as amended (the “1940 Act”), and the Intermediary identified below.

INTERMEDIARY AGREEMENT
Intermediary Agreement • December 14th, 2020