ELEVATION ETF TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • March 23rd, 2016 • Elevation ETF Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this ____ day of _____________, 2016, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Elevation ETF Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Schedule A (the “Fund(s)”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • March 23rd, 2016 • Elevation ETF Trust • Massachusetts
THIS AGREEMENT is made as of March 2, 2016, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and ELEVATION ETF TRUST, a Delaware statutory trust having its principal office and place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (the “Trust”). This Agreement shall be effective with respect to each Portfolio identified on Schedule A hereto as of the effective date identified on such Schedule A.
ELEVATION ETF TRUST PARTICIPANT AGREEMENTParticipant Agreement • March 23rd, 2016 • Elevation ETF Trust • Colorado
This Participant Agreement (the “Agreement”) is entered into by and among ALPS Distributors, Inc. (the “Distributor”) and ________________ [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company, as transfer agent (the “Transfer Agent”). Elevation ETF Trust (the “Trust”) is an open-end management investment company organized as a Delaware statutory trust consisting of separate investment portfolios (each, a “Fund” and collectively, the “Funds”) as set forth in Attachment A hereto. The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares.
MASTER CUSTODIAN AGREEMENTMaster Custodian Agreement • March 23rd, 2016 • Elevation ETF Trust • Massachusetts
This Agreement is made as of ________, 2016 between each management investment company identified on Appendix A hereto (each such investment company and each management investment company made subject to this Agreement in accordance with Section 19.5 below, shall hereinafter be referred to as a “Fund”), and STATE STREET BANK AND TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
ELEVATION ETF TRUST FUND ACCOUNTING AND SERVICES AGREEMENTElevation Etf Trust Fund Accounting and Services Agreement • March 23rd, 2016 • Elevation ETF Trust • Colorado
THIS AGREEMENT is made between Elevation ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Fund Services, Inc., a Colorado corporation (“ALPS”). This Agreement shall be effective with respect to each management investment company identified on Appendix A hereto as of the effective date identified on such Appendix A.
ELEVATION ETF TRUST ADMINISTRATION AGREEMENTElevation Etf Trust Administration Agreement • March 23rd, 2016 • Elevation ETF Trust • Colorado
This Administration Agreement (the “Agreement”) is made as of the __ day of March, 2016, among Elevation ETF Trust, a trust established under the laws of the State of Delaware (the “Fund”) and ALPS Fund Services, Inc., a Colorado corporation having its principal office at 1290 Broadway, Suite 1100, Denver, Colorado 80203 (“ALPS”). The Fund and ALPS agree as follows:
DISTRIBUTION AGREEMENTDistribution Agreement • March 23rd, 2016 • Elevation ETF Trust • Colorado
THIS AGREEMENT is made as of March 15, 2016, between Elevation ETF Trust, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
SUB-SUBLICENSE AGREEMENTSub-Sublicense Agreement • March 23rd, 2016 • Elevation ETF Trust • Colorado
This Sub-Sublicense Agreement (“AGREEMENT”) is entered into as of by and between ALPS Advisors, Inc., a Colorado corporation (“AAI”), and Elevation ETF Trust (“LICENSEE”).
