DISTRIBUTION AGREEMENTDistribution Agreement • April 17th, 2015 • Index Funds • Colorado
THIS AGREEMENT is made as of April 17, 2015, between Index Funds (the “Fund”), organized as a statutory trust under the laws of the State of Delaware, and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • April 17th, 2015 • Index Funds • Colorado
THIS AGREEMENT is made as of April 17, 2015 (the “Effective Date”) between Index Funds (the “Trust”), statutory trust organized under the laws of the State of Delaware, on behalf of the series listed in Appendix A hereto (the “Fund”).
TRANSFER AGENCY AND SERVICES AGREEMENTTransfer Agency and Services Agreement • April 17th, 2015 • Index Funds • Colorado
THIS AGREEMENT is made as of April 17, 2015, between Index Funds (the “Trust”), a statutory trust organized under the laws of the State of Delaware, on behalf of the series listed in Appendix A hereto (the “Fund”).
BROKER DEALER SELLING AGREEMENTBroker Dealer • April 17th, 2015 • Index Funds • Colorado
THIS BROKER DEALER SELLING AGREEMENT (“Agreement”) made and entered into between ALPS Distributors, Inc. (“Distributor”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and ___________________________________, a _________________________ company having its principal place of business ________________________________________________________ (hereinafter “Broker/Dealer”).
ADMINISTRATION, BOOKKEEPING AND PRICING SERVICES AGREEMENTPricing Services Agreement • April 17th, 2015 • Index Funds • Colorado
THIS AGREEMENT is made as of April 17, 2015, between Index Funds (the “Trust”), organized as a statutory trust under the laws of the State of Delaware, and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation.
INDEX FUNDS INVESTMENT ADVISORY AGREEMENT Index Funds Colorado Springs, CO 80920Investment Advisory Agreement • April 17th, 2015 • Index Funds
WHEREAS, Index Funds (the “Trust”) is an open-end investment company organized as a Delaware statutory trust and consists of one or more separate investment portfolios (the "Funds") as may be established and designated by the Trust's Board of Trustees (the "Board of Trustees") from time to time. This letter agreement shall pertain to such Funds as shall be designated in Appendix A attached hereto, as may be amended from time to time (the "Covered Funds"). A separate series of shares of beneficial interest in the Trust are offered to investors with respect to each Fund. The Trust engages in the business of investing and reinvesting the assets of each Fund in the manner and in accordance with the investment objectives and restrictions specified in the currently effective prospectus (the "Prospectus") relating to the Trust and the Funds included in the Trust's registration statement, as amended from time to time (the "Registration Statement"), filed by the Trust under the Investment Compa
The Index Group, Inc.Index Funds • April 17th, 2015
This letter confirms the agreement between The Index Group, Inc. (the “Adviser”) and the Trust to contractually limit the total amount of the “Management Fees” and “Other Expenses” that the Adviser is entitled to receive from the Fund.
