0001398344-12-000120 Sample Contracts

FORM OF AGREEMENT AND PLAN OF REORGANIZATION
Agreement and Plan of Reorganization • January 13th, 2012 • Firsthand Funds • Delaware

This AGREEMENT AND PLAN OF REORGANIZATION (“Agreement”) is made as of this __ day of ______, 20__ by and between Firsthand Technology Opportunities Fund (the “Acquiring Fund”) and Firsthand Technology Leaders Fund (the “Acquired Fund”), each of which is a series of Firsthand Funds, a Delaware statutory trust (the “Trust”).

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DISTRIBUTION AGREEMENT
Distribution Agreement • January 13th, 2012 • Firsthand Funds • Delaware

Distribution Agreement (the “Agreement”) made this 1st day of November, 2011, by and between Firsthand Funds, a Delaware statutory trust (the “Trust”) and ALPS Distributors, Inc., a Colorado corporation (the “Distributor”).

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