SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • August 15th, 2016 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • New York
This Securities Purchase Agreement (this “Agreement”) is dated as of July 13, 2016, between Ascent Solar Technologies, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively, the “Purchasers”).
4% ORIGINAL ISSUE DISCOUNT SENIOR SECURED CONVERTIBLE PROMISSORY NOTE DUE JULY 13, 2017Ascent Solar Technologies, Inc. • August 15th, 2016 • Semiconductors & related devices • New York
THIS 4% ORIGINAL ISSUE DISCOUNT SENIOR SECURED CONVERTIBLE PROMISSORY NOTE is one of a series of duly authorized and validly issued 4% Original Issue Discount Senior Secured Convertible Promissory Notes of Ascent Solar Technologies, Inc. (the “Company”), designated as its Original Issue Discount Senior Secured 4% Convertible Notes due July 13, 2017 (this Note, the “Note” and, collectively with the other Notes of such series, the “Notes”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • August 15th, 2016 • Ascent Solar Technologies, Inc. • Semiconductors & related devices
This Agreement is made pursuant to (a) the Securities Purchase Agreement, dated as of the date hereof, between the Company and each Purchaser (the “Purchase Agreement”) and (b) the Exchange Agreement, dated as of the date hereof, between the Company and each Holder (the “Exchange Agreement”).
EXCHANGE AGREEMENTExchange Agreement • August 15th, 2016 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • New York
THIS EXCHANGE AGREEMENT (the “Agreement”) is dated this 13th day of July, 2016 (the “Effective Date”), by and among Ascent Solar Technologies, Inc. (the “Company”), and RDW Capital, LLC (the “Holder”).
SECURITY AGREEMENTSecurity Agreement • August 15th, 2016 • Ascent Solar Technologies, Inc. • Semiconductors & related devices • New York
THIS SECURITY AGREEMENT (the “Agreement”) is entered into as of July 13, 2016, by and among (i) Ascent Solar Technologies, Inc., a Delaware corporation (the “Issuer”), and (ii) any subsidiary and affiliate of the Issuer listed on Schedule 1 attached hereto that is a signatory hereto either now or joined in the future (the “Subsidiaries”; and jointly, severally, and collectively with the Issuer, the “Grantors”) in favor of RDW Capital, LLC (the “Secured Party”).
