0001341004-16-001621 Sample Contracts

REGISTRATION RIGHTS AGREEMENT

Registration Rights Agreement • August 16th, 2016 • Gamco Investors, Inc. Et Al • Security brokers, dealers & flotation companies • New York

• Contract Type
  Registration Rights Agreement
• Filed
  August 16th, 2016
• Company
  Gamco Investors, Inc. Et Al
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This Registration Rights Agreement (this "Agreement") is made and entered into as of August 15, 2016 by and among Cascade Investment, L.L.C., a Washington limited liability company (the "Investor"), and GAMCO Investors, Inc., a Delaware corporation (the "Company").

NOTE PURCHASE AGREEMENT

Note Purchase Agreement • August 16th, 2016 • Gamco Investors, Inc. Et Al • Security brokers, dealers & flotation companies • New York

• Contract Type
  Note Purchase Agreement
• Filed
  August 16th, 2016
• Company
  Gamco Investors, Inc. Et Al
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This NOTE PURCHASE AGREEMENT (the "Agreement") is made as of August 15, 2016, by and among Cascade Investment, L.L.C., a Washington limited liability company ("Buyer"), GAMCO Investors, Inc., a Delaware corporation ("Seller"), Mario J. Gabelli ("Gabelli") and GGCP, Inc., a Wyoming corporation ("GGCP" and collectively with Gabelli, the "Gabelli Stockholders").

Irrevocable Standby Letter of Credit Agreement No. 1

Gamco Investors, Inc. Et Al • August 16th, 2016 • Security brokers, dealers & flotation companies

• Company
  Gamco Investors, Inc. Et Al
• Filed
  August 16th, 2016
• Industry
  Security brokers, dealers & flotation companies

ESCROW AGREEMENT

Escrow Agreement • August 16th, 2016 • Gamco Investors, Inc. Et Al • Security brokers, dealers & flotation companies • New York

• Contract Type
  Escrow Agreement
• Filed
  August 16th, 2016
• Company
  Gamco Investors, Inc. Et Al
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

THIS ESCROW AGREEMENT (as the same may be amended or modified from time to time pursuant hereto, this “Escrow Agreement”) is made and entered into as of August 15, 2016 among GAMCO Investors, Inc., a Delaware corporation (“GAMCO”), GGCP, Inc., a Wyoming corporation (“GGCP”), Cascade Investment, L.L.C., a Washington limited liability company ("Buyer", and together with GAMCO and GGCP, sometimes referred to individually as “Party” or collectively as the “Parties”), and JPMorgan Chase Bank, National Association (the “Escrow Agent”). Capitalized terms used but not defined in this Escrow Agreement that are defined in the Purchase Agreement (defined below) shall have the meanings assigned to such terms in the Purchase Agreement; provided, that Escrow Agent shall be bound by and shall look to only the terms defined within this Escrow Agreement.