0001287032-20-000052 Sample Contracts

SELLING AGENT AGREEMENT
Selling Agent Agreement • February 13th, 2020 • Prospect Capital Corp • New York

In the event that any Agent that is a Covered Entity becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from such Agent of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United States or a state of the United States.

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