Common Contracts
9 similar Selling Agent Agreement contracts by Prospect Capital Corp, Alcentra Capital Corp
SELLING AGENT AGREEMENTSelling Agent Agreement • February 13th, 2020 • Prospect Capital Corp • New York
In the event that any Agent that is a Covered Entity becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from such Agent of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United States or a state of the United States.
SELLING AGENT AGREEMENTSelling Agent Agreement • May 17th, 2019 • Prospect Capital Corp • New York
In the event that any Agent that is a Covered Entity becomes subject to a proceeding under a U.S. Special Resolution Regime, the transfer from such Agent of this Agreement, and any interest and obligation in or under this Agreement, will be effective to the same extent as the transfer would be effective under the U.S. Special Resolution Regime if this Agreement, and any such interest and obligation, were governed by the laws of the United States or a state of the United States.
SEVENTH AMENDED AND RESTATED SELLING AGENT AGREEMENTSelling Agent Agreement • November 13th, 2018 • Prospect Capital Corp • New York
If this Agreement is executed by or on behalf of any party, such person hereby states that at the time of the execution of this Agreement he has no notice of revocation of the power of attorney by which he has executed this Agreement as such attorney.
SIXTH AMENDED AND RESTATED SELLING AGENT AGREEMENTSelling Agent Agreement • November 25th, 2016 • Prospect Capital Corp • New York
If this Agreement is executed by or on behalf of any party, such person hereby states that at the time of the execution of this Agreement he has no notice of revocation of the power of attorney by which he has executed this Agreement as such attorney.
FIFTH AMENDED AND RESTATED SELLING AGENT AGREEMENTSelling Agent Agreement • November 19th, 2015 • Prospect Capital Corp • New York
If this Agreement is executed by or on behalf of any party, such person hereby states that at the time of the execution of this Agreement he has no notice of revocation of the power of attorney by which he has executed this Agreement as such attorney.
SELLING AGENT AGREEMENT by and among Alcentra Capital Corporation, Alcentra NY, LLC and Incapital LLC January __, 2015Selling Agent Agreement • January 28th, 2015 • Alcentra Capital Corp • New York
If this Agreement is executed by or on behalf of any party, such person hereby states that at the time of the execution of this Agreement he has no notice of revocation of the power of attorney by which he has executed this Agreement as such attorney.
FOURTH AMENDED AND RESTATED SELLING AGENT AGREEMENTSelling Agent Agreement • November 10th, 2014 • Prospect Capital Corp • New York
If this Agreement is executed by or on behalf of any party, such person hereby states that at the time of the execution of this Agreement he has no notice of revocation of the power of attorney by which he has executed this Agreement as such attorney.
THIRD AMENDED AND RESTATED SELLING AGENT AGREEMENT by and among Prospect Capital Corporation, Prospect Capital Management LLC, Prospect Administration LLC, Incapital LLC and the Agents named herein and added from time to time October 15, 2013Selling Agent Agreement • October 16th, 2013 • Prospect Capital Corp • New York
If this Agreement is executed by or on behalf of any party, such person hereby states that at the time of the execution of this Agreement he has no notice of revocation of the power of attorney by which he has executed this Agreement as such attorney.
SELLING AGENT AGREEMENT by and among Prospect Capital Corporation, Prospect Capital Management, LLC, Prospect Administration, LLC, [ ] (as Purchasing Agent) and the Agents named hereinSelling Agent Agreement • October 11th, 2011 • Prospect Capital Corp • New York
This Agreement may be executed by each of the parties hereto in any number of counterparts, and by each of the parties hereto on separate counterparts, each of which counterparts, when so executed and delivered, shall be deemed to be an original, but all such counterparts shall together constitute but one and the same instrument. Facsimile signatures shall be deemed original signatures.
