SECURITIES TRANSFER CORPORATION CUSTOMER AGREEMENTSecurities Transfer Corporation • May 22nd, 2023 • CWS Investments Inc • Finance services
Contract Type FiledMay 22nd, 2023 Company IndustryThis agreement (“Agreement”) is made by and between, CWS Investments Inc., a Corporation organized under the laws of Virginia (the “Issuer”) and Securities Transfer Corporation, a Texas company (“the Company”), effective 4/17/23, 2023.
ESCROW AGREEMENTEscrow Agreement • May 22nd, 2023 • CWS Investments Inc • Finance services • Utah
Contract Type FiledMay 22nd, 2023 Company Industry JurisdictionThis Escrow Agreement (this “Agreement”), effective as of the effective date set forth on the signature page hereto (“Effective Date”), is entered into by the following:
MIT Associates LLC Member FINRA/SIPC MANAGING BROKER DEALER AND PLACEMENT FEE AGREEMENTCWS Investments Inc • May 22nd, 2023 • Finance services • California
Company FiledMay 22nd, 2023 Industry JurisdictionIn consideration of the covenants, forbearances and promises set-forth in this Managing Broker Dealer and Placement Fee Agreement (“Agreement”), and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Parties agree as follows:
ASSIGNMENT OF STOCKAssignment of Stock • May 22nd, 2023 • CWS Investments Inc • Finance services • Virginia
Contract Type FiledMay 22nd, 2023 Company Industry JurisdictionTHIS ASSIGNMENT OF STOCK (this “Agreement”) is made and entered into as of May 2, 2023, by and between Christopher Seveney (“Assignor”) and Lauren Wells(“Assignee”).
TERMINATION AGREEMENTTermination Agreement • May 22nd, 2023 • CWS Investments Inc • Finance services • New York
Contract Type FiledMay 22nd, 2023 Company Industry JurisdictionThis Termination Agreement (the “Agreement”) is entered into this 18th of April, 2023 (the “Effective Date”), between CWS Investments, Inc. (“Party A”) and Dalmore Group, LLC (“Party B”). Party A and Party B are sometimes individually referred to herein as a “Party” and collectively as the “Parties”.