Broker-Dealer AgreementBroker-Dealer Agreement • April 7th, 2022 • CWS Investments Inc
This agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between CWS Investments Inc. (“Client”), a Virginia Corporation, and Dalmore Group, LLC., a New York Limited Liability Company (“Dalmore”). Client and Dalmore agree to be bound by the terms of this Agreement, effective as of February 23, 2022 (the “Effective Date”):
ContractSoftware and Services License Agreement • April 7th, 2022 • CWS Investments Inc • Delaware
This Software and Services License Agreement (including the Schedules, the Privacy Policy and the Terms of Use, any addendums and any applicable company policies referenced therein, as in effect from time to time, collectively and in their entirety, this “Agreement”), is made and effective as of the date set forth on the signature page below (the “Effective Date”), contains the terms and conditions upon which North Capital Investment Technology, Inc. (“NCIT”) grants to the undersigned as licensee (“Licensee”) a license to use certain software, computer programs, business processes, integrated services and documentation more particularly described on Schedule A.
MANAGING BROKER DEALER AND PLACEMENT FEE AGREEMENTCWS Investments Inc • August 21st, 2023 • Finance services • California
In consideration of the covenants, forbearances and promises set-forth in this Managing Broker Dealer and Placement Fee Agreement (“Agreement”), and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Parties agree as follows:
LOAN SERVICING AGREEMENT No-Collections ServicingLoan Servicing Agreement • September 27th, 2023 • CWS Investments Inc • Finance services • Nevada
This Loan Servicing Agreement (the “Agreement”) is dated 10/26/2022 and is between Madison Management Services, LLC, a Nevada Limited Liability Company, as Servicing Agent (hereafter referred to as “Servicer”), and CWS Investments Inc, (hereafter referred to as “Client”), who is the originator or transferee and holder of certain promissory notes (the “Notes”), which Notes are secured by Deeds of Trust (the “Deeds of Trust”) or Mortgages (the “Mortgages,” and collectively with the Notes may hereafter be referred to as the “Loan” or “Loans”) for private and institutional investors or lenders (the “Lenders”) as listed in Exhibit A.
SECURITIES TRANSFER CORPORATION CUSTOMER AGREEMENTSecurities Transfer Corporation • May 22nd, 2023 • CWS Investments Inc • Finance services
This agreement (“Agreement”) is made by and between, CWS Investments Inc., a Corporation organized under the laws of Virginia (the “Issuer”) and Securities Transfer Corporation, a Texas company (“the Company”), effective 4/17/23, 2023.
ESCROW AGREEMENTEscrow Agreement • May 22nd, 2023 • CWS Investments Inc • Finance services • Utah
This Escrow Agreement (this “Agreement”), effective as of the effective date set forth on the signature page hereto (“Effective Date”), is entered into by the following:
LOAN SERVICING AGREEMENTLoan Servicing Agreement • April 7th, 2022 • CWS Investments Inc • Virginia
This LOAN SERVICING AGREEMENT (the “Agreement”) dated effective as of March 27, 2022 (the “Effective Date”) is made and entered into by and between CWS Investments Inc. (“Client”) and BIFI LOAN SERVICING LLC, a Virginia limited liability company (the “Servicer”).
MIT Associates LLC Member FINRA/SIPC MANAGING BROKER DEALER AND PLACEMENT FEE AGREEMENTCWS Investments Inc • May 22nd, 2023 • Finance services • California
In consideration of the covenants, forbearances and promises set-forth in this Managing Broker Dealer and Placement Fee Agreement (“Agreement”), and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Parties agree as follows:
ASSIGNMENT OF STOCKAssignment of Stock • May 22nd, 2023 • CWS Investments Inc • Finance services • Virginia
THIS ASSIGNMENT OF STOCK (this “Agreement”) is made and entered into as of May 2, 2023, by and between Christopher Seveney (“Assignor”) and Lauren Wells(“Assignee”).
TERMINATION AGREEMENTTermination Agreement • May 22nd, 2023 • CWS Investments Inc • Finance services • New York
This Termination Agreement (the “Agreement”) is entered into this 18th of April, 2023 (the “Effective Date”), between CWS Investments, Inc. (“Party A”) and Dalmore Group, LLC (“Party B”). Party A and Party B are sometimes individually referred to herein as a “Party” and collectively as the “Parties”.
