CWS Investments Inc Sample Contracts
Broker-Dealer AgreementBroker-Dealer Agreement • April 7th, 2022 • CWS Investments Inc
This agreement (together with exhibits and schedules, the “Agreement”) is entered into by and between CWS Investments Inc. (“Client”), a Virginia Corporation, and Dalmore Group, LLC., a New York Limited Liability Company (“Dalmore”). Client and Dalmore agree to be bound by the terms of this Agreement, effective as of February 23, 2022 (the “Effective Date”):
ContractSoftware and Services License Agreement • April 7th, 2022 • CWS Investments Inc • Delaware
This Software and Services License Agreement (including the Schedules, the Privacy Policy and the Terms of Use, any addendums and any applicable company policies referenced therein, as in effect from time to time, collectively and in their entirety, this “Agreement”), is made and effective as of the date set forth on the signature page below (the “Effective Date”), contains the terms and conditions upon which North Capital Investment Technology, Inc. (“NCIT”) grants to the undersigned as licensee (“Licensee”) a license to use certain software, computer programs, business processes, integrated services and documentation more particularly described on Schedule A.
LOAN SERVICING AGREEMENT Full Collection ServicingLoan Servicing Agreement • September 30th, 2024 • CWS Investments Inc • Finance services • Nevada
This Loan Servicing Agreement (the “Agreement”) is dated 10/26/2022 and is between Madison Management Services, LLC, a Nevada Limited Liability Company, as Servicing Agent (hereafter referred to as “Servicer”), and
MANAGING BROKER DEALER AND PLACEMENT FEE AGREEMENTManaging Broker Dealer and Placement Fee Agreement • August 21st, 2023 • CWS Investments Inc • Finance services • California
In consideration of the covenants, forbearances and promises set-forth in this Managing Broker Dealer and Placement Fee Agreement (“Agreement”), and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Parties agree as follows:
SECURITIES TRANSFER CORPORATION CUSTOMER AGREEMENTCustomer Agreement • May 22nd, 2023 • CWS Investments Inc • Finance services
This agreement (“Agreement”) is made by and between, CWS Investments Inc., a Corporation organized under the laws of Virginia (the “Issuer”) and Securities Transfer Corporation, a Texas company (“the Company”), effective 4/17/23, 2023.
ESCROW AGREEMENTEscrow Agreement • September 30th, 2025 • CWS Investments Inc • Finance services • Utah
This Escrow Agreement (this “Agreement”), effective as of the effective date set forth on the signature page hereto (“Effective Date”), is entered into by the following:
FORM OF CWS INVESTMENTS, INC. BONDBond Agreement • July 11th, 2025 • CWS Investments Inc • Finance services
FOR VALUE RECEIVED, the undersigned, CWS Investments, Inc., a Virginia corporation, (the “Maker”), PROMISES TO PAY to the order of _____________________ (together with its successors and assigns, the “Bondholder”) the principal sum of _______________________ ($________________), together with interest at the rate specified below. This CWS Investments, Inc. Bond (the “Bond”) is being issued pursuant to the terms of the CWS Investments, Inc. Bond Investor Agreement of even date herewith by and between the Maker and the Bondholder.
LOAN SERVICING AGREEMENT Full Collection ServicingLoan Servicing Agreement • July 11th, 2025 • CWS Investments Inc • Finance services • Nevada
This Loan Servicing Agreement (the “Agreement”) is dated 10/26/2022 and is between Madison Management Services, LLC, a Nevada Limited Liability Company, as Servicing Agent (hereafter referred to as “Servicer”), and
ESCROW AGREEMENTEscrow Agreement • May 22nd, 2023 • CWS Investments Inc • Finance services • Utah
This Escrow Agreement (this “Agreement”), effective as of the effective date set forth on the signature page hereto (“Effective Date”), is entered into by the following:
LOAN SERVICING AGREEMENTLoan Servicing Agreement • April 7th, 2022 • CWS Investments Inc • Virginia
This LOAN SERVICING AGREEMENT (the “Agreement”) dated effective as of March 27, 2022 (the “Effective Date”) is made and entered into by and between CWS Investments Inc. (“Client”) and BIFI LOAN SERVICING LLC, a Virginia limited liability company (the “Servicer”).
MIT Associates LLC Member FINRA/SIPC MANAGING BROKER DEALER AND PLACEMENT FEE AGREEMENTManaging Broker Dealer and Placement Fee Agreement • May 22nd, 2023 • CWS Investments Inc • Finance services • California
In consideration of the covenants, forbearances and promises set-forth in this Managing Broker Dealer and Placement Fee Agreement (“Agreement”), and other good and valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Parties agree as follows:
Transfer Agency and Service Agreement Between CWS Investments Inc and Computershare Trust Company, N.A. and Computershare Inc.Transfer Agency and Service Agreement • October 30th, 2025 • CWS Investments Inc • Finance services • New York
THIS TRANSFER AGENCY AND SERVICE AGREEMENT, effective as of [DATE] (“Effective Date”), is by and between CWS Investments Inc, a Virginia Corporation, having its principal place of business at 5242 Port Royal Rd #1785 Springfield, VA 22151 (“Company”), and Computershare Inc., a Delaware corporation (“Computershare”), and its affiliate Computershare Trust Company, N.A., a federally chartered trust company (“Trust Company”, and together with Computershare, “Agent”), each having a principal office and place of business at 150 Royall Street, Canton, Massachusetts 02021. As used herein “party” means Agent or Company, as applicable, and “parties” means Agent and Company.
CWS Investments Inc. Subscription AgreementSubscription Agreement • July 11th, 2025 • CWS Investments Inc • Finance services • Virginia
Each Bondholder’s entitlement to profit-sharing payments is based on the number of Phantom Shares held, relative to the total Phantom Shares outstanding at the time of distribution.
ASSIGNMENT OF STOCKAssignment of Stock • May 22nd, 2023 • CWS Investments Inc • Finance services • Virginia
THIS ASSIGNMENT OF STOCK (this “Agreement”) is made and entered into as of May 2, 2023, by and between Christopher Seveney (“Assignor”) and Lauren Wells(“Assignee”).
CWS Investments Inc. Subscription AgreementSubscription Agreement • October 30th, 2025 • CWS Investments Inc • Finance services
THE BONDS SUBJECT TO THIS SUBSCRIPTION AGREEMENT ARE SECURITIES WHICH HAVE NOT BEEN REGISTERED UNDER THE SECURITIES ACT OF 1933, AS AMENDED (THE “ACT”). SUCH INTERESTS MAY NOT BE OFFERED FOR SALE, SOLD, TRANSFERRED, PLEDGED OR HYPOTHECATED TO ANY PERSON AT ANY TIME IN THE ABSENCE OF AN EFFECTIVE REGISTRATION STATEMENT COVERING SUCH UNITS UNDER THE ACT OR AN OPINION OF COUNSEL SATISFACTORY TO THE COMPANY TO THE EFFECT THAT SUCH REGISTRATION IS NOT REQUIRED; OR IN A MANNER INCONSISTENT WITH THE TERMS OF THE BYLAWS, WHICH ARE INCORPORATED HEREIN BY THIS REFERENCE.
TERMINATION AGREEMENTTermination Agreement • May 22nd, 2023 • CWS Investments Inc • Finance services • New York
This Termination Agreement (the “Agreement”) is entered into this 18th of April, 2023 (the “Effective Date”), between CWS Investments, Inc. (“Party A”) and Dalmore Group, LLC (“Party B”). Party A and Party B are sometimes individually referred to herein as a “Party” and collectively as the “Parties”.