0001213900-22-065552 Sample Contracts

TERMINATION AGREEMENT by and among HEDGE CONNECTION, INC., LISA VIONI, RISE FINANCIAL SERVICES, LLC, AND SIEBERT FINANCIAL CORP. October 18, 2022

Termination Agreement • October 21st, 2022 • Siebert Financial Corp • Security brokers, dealers & flotation companies • New York

• Contract Type
  Termination Agreement
• Filed
  October 21st, 2022
• Company
  Siebert Financial Corp
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This TERMINATION AGREEMENT, dated as of October 18, 2022 (this “Agreement”), is by and among Hedge Connection Inc., a corporation organized under the laws of Florida (“Hedge Connection”), Lisa Vioni (“Vioni”), RISE Financial Services, LLC, a limited liability company organized under the laws of Delaware (“RISE”), and Siebert Financial Corp., a corporation organized under the laws of New York (“Siebert Financial”). Each party referred to herein individually as a “Party” and collectively as the “Parties.”

REORGANIZATION AGREEMENT by and among TIGRESS HOLDINGS, LLC, RISE FINANCIAL SERVICES, LLC, AND SIEBERT FINANCIAL CORP. October 18, 2022

Reorganization Agreement • October 21st, 2022 • Siebert Financial Corp • Security brokers, dealers & flotation companies • New York

• Contract Type
  Reorganization Agreement
• Filed
  October 21st, 2022
• Company
  Siebert Financial Corp
• Industry
  Security brokers, dealers & flotation companies
• Jurisdiction
  New York

This REORGANIZATION AGREEMENT, dated as of October 18, 2022 (this “Agreement”), is by and among Tigress Holdings, LLC, a limited liability company organized under the laws of Delaware (“Tigress Holdings”), RISE Financial Services, LLC, a limited liability company organized under the laws of Delaware (“RISE”), and Siebert Financial Corp., a corporation organized under the laws of New York (“Siebert Financial”). Each party referred to herein individually as a “Party” and collectively as the “Parties.”