AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • March 3rd, 2022 • Dragon Victory International LTD • Investors, nec • New York
THIS AMENDMENT NO. 1 TO SECURITIES PURCHASE AGREEMENT (this “Amendment”), dated as of March 3, 2022, is by and among (i) Dragon Victory International Limited, an exempted company with limited liability, organized and existing under the laws of the Cayman Islands (the “Company”), (ii) LSQ Investment Fund SPC-Disruptive Opportunity Fund II SP, a Cayman Islands Segregated Portfolio Company (the “1st Closing Purchaser”), and (iii) each of the Persons whose name is set forth on Schedule A attached thereto (the “2nd Closing Purchasers” and each a “2nd Closing Purchaser,” together with the 1st Closing Purchaser, the “Purchasers” and each a “Purchaser,” together with the Company, the “Parties” and each a “Party”).
AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • March 3rd, 2022 • Dragon Victory International LTD • Investors, nec • New York
THIS AMENDMENT NO. 1 TO REGISTRATION RIGHTS AGREEMENT (this “Amendment”), dated as of March 3, 2022, is by and among (i) DRAGON VICTORY INTERNATIONAL LIMITED, an exempted company with limited liability, organized and existing under the laws of the Cayman Islands (the “Company”), (ii) LSQ Investment Fund SPC-Disruptive Opportunity Fund II SP, a Cayman Islands Segregated Portfolio Company (“LSQ”), (iii) Natural Selection Capital Holdings Limited, a Cayman company (the “Consulting Company”), (iv) Mr. Ni Ming (“Mr. Ni,” and together with the Consulting Company, the “Consultants” and each a “Consultant”), and (v) Elephas Global Master Fund and Jiayi Huang (together with the Company, LSQ, and the Consultants, the “Parties” and each a “Party”).
