SUBSCRIPTION AGREEMENTSubscription Agreement • March 20th, 2020 • Legion Capital Corp • Investment advice • Florida
This subscription agreement (this “Subscription Agreement” or the “Agreement”) is entered into by and between LEGION CAPITAL CORPORATION, a Florida corporation (hereinafter the “Company”) and the undersigned (hereinafter the “Investor”) as of the date set forth on the signature page hereto. Any term used but not defined herein shall have the meaning set forth in the Offering Circular (as defined below).
MANAGING BROKER DEALER AGREEMENTManaging Broker Dealer Agreement • March 20th, 2020 • Legion Capital Corp • Investment advice • South Carolina
This Agreement (the “Agreement”) is entered into on March 13, 2020, by and between LEGION CAPITAL CORPORATION, a Florida corporation (the “Company”), and SEQUENCE FINANCIAL SPECIALISTS LLC, a [South Carolina] limited liability company (the “Managing Broker-Dealer”), regarding the offering and sale (the “Offering”) of up to $40,000,000 of Corporate Bonds and Redeemable Products Stock (collectively, the “Products”) of the Company to be sold pursuant to an offering statement on Form 1/A (File No. 024-11123), filed with the United States Securities and Exchange Commission (the “SEC”), as the same is later declared qualified by the SEC and as it may be amended and supplemented (including documents incorporated by reference, any Preliminary Offering Circular, Final Offering Circular and all exhibits to such offering statement) from time to time (collectively, “Offering Statement”).
