UNDERWRITING AGREEMENTUnderwriting Agreement • May 10th, 2019 • Consumer Capital Group, Inc. • Miscellaneous business credit institution • California
Underwriter’s Warrant AgreementWarrant Agreement • May 10th, 2019 • Consumer Capital Group, Inc. • Miscellaneous business credit institution • California
The registered Holder of this Warrant agrees by his, her or its acceptance hereof, that such Holder will not for a period of One Hundred Eighty (180) days following the EFFECTIVE date (as defined below) of the OFFERING Statement: (a) sell, transfer, assign, pledge or hypothecate this WarranT to anyone other than officers or partners of BOUSTEAD SECURITIES, LLC, each of whom shall have agreed to the restrictions contained herein, in accordance with FINRA Conduct Rule 5110(g)(1), or (b) cause this Warrant or the securities issuable hereunder to be the subject of any hedging, short sale, derivative, put or call transaction that would result in the effective economic disposition of this Warrant or the securities hereunder, except as provided for in FINRA Rule 5110(g)(2).
