WARRANT AGREEMENTWarrant Agreement • June 7th, 2017 • KBL Merger Corp. Iv • Blank checks • New York
THIS WARRANT AGREEMENT (“Agreement”) dated as of June 1, 2017 is between KBL Merger Corp. IV, a Delaware corporation, (“Company”), and Continental Stock Transfer & Trust Company, a New York corporation (“Warrant Agent”).
REGISTRATION RIGHTS AGREEMENTRegistration Rights Agreement • June 7th, 2017 • KBL Merger Corp. Iv • Blank checks • Delaware
THIS REGISTRATION RIGHTS AGREEMENT (this “Agreement”), dated as of June 1, 2017, is made and entered into by and among KBL Merger Corp. IV, a Delaware corporation (the “Company”), KBL IV Sponsor LLC, a Delaware limited liability company (the “Sponsor”), Ladenburg Thalmann & Co. Inc. (“LT & Co.”) and the undersigned parties listed under Holders on the signature page hereto (each such party, together with the Sponsor and any person or entity who hereafter becomes a party to this Agreement pursuant to Section 5.2 of this Agreement, a “Holder” and collectively the “Holders”).
THIRD AMENDED AND RESTATED UNIT SUBSCRIPTION AGREEMENTUnit Subscription Agreement • June 7th, 2017 • KBL Merger Corp. Iv • Blank checks • New York
This THIRD AMENDED AND RESTATED UNIT SUBSCRIPTION AGREEMENT (this “Agreement”) is made as of the 1st day of June 2017, by and between KBL Merger Corp. IV, a Delaware corporation (the “Company”), and KBL IV Sponsor LLC, a Delaware limited liability company (the “Subscriber”), each with a principal place of business at 527 Stanton Christiana Rd, Newark, DE 19713.
UNDERWRITING AGREEMENT between KBL MERGER CORP. IV and LADENBURG THALMANN & CO. INC., and FBR CAPITAL MARKETS & CO. Dated: June 1, 2017 10,000,000 Units KBL Merger Corp. IV UNDERWRITING AGREEMENTUnderwriting Agreement • June 7th, 2017 • KBL Merger Corp. Iv • Blank checks • New York
The undersigned, KBL Merger Corp. IV, a Delaware corporation (the “Company”), hereby confirms its agreement with Ladenburg Thalmann & Co. Inc., B. Riley & Co., LLC and FBR Capital Markets & Co. (the “Representatives”) and with the other underwriters named on Schedule A hereto, for which the Representatives are acting as representatives (the Representatives and such other underwriters being collectively referred to herein as the “Underwriters” or, each underwriter individually, an “Underwriter”) as follows.
RIGHTS AGREEMENTRights Agreement • June 7th, 2017 • KBL Merger Corp. Iv • Blank checks • New York
This Rights Agreement (this “Agreement”) is made as of June 1, 2017 between KBL Merger Corp. IV, a Delaware corporation, with offices at 527 Stanton Christiana Road, Newark, DE 19713 (the “Company”), and Continental Stock Transfer & Trust Company, a New York corporation, with offices at One State Street, 30th Floor, New York, New York 10004 (“Rights Agent”).
INVESTMENT MANAGEMENT TRUST AGREEMENTInvestment Management Trust Agreement • June 7th, 2017 • KBL Merger Corp. Iv • Blank checks • New York
This Agreement is made as of June 1, 2017 by and between KBL Merger Corp. IV (the “Company”) and Continental Stock Transfer & Trust Company (“Trustee”).
Ladenburg Thalmann & Co. Inc. New York, New York 10172 As Representative of the Several Underwriters named in Schedule A of the Underwriting AgreementLetter Agreement • June 7th, 2017 • KBL Merger Corp. Iv • Blank checks • New York
This letter (this “Letter Agreement”) is being delivered to you in accordance with the Underwriting Agreement (the “Underwriting Agreement”) proposed to be entered into by and between KBL Merger Corp. IV, a Delaware corporation (the “Company”), and Ladenburg Thalmann & Co. Inc. as representative (the “Representative”) of the several underwriters named therein (the “Underwriters”), relating to an underwritten initial public offering (the “Public Offering”), of 10,000,000 of the Company’s units (the “Units”), each comprised of one share of the Company’s common stock, par value $0.0001 per share (the “Common Stock”), one right to receive one-tenth of one share of Common Stock (each, a “Right”), and one warrant (each, a “Warrant”). Each Warrant entitles the holder thereof to purchase one-half of one share of Common Stock at a price of $11.50 per whole share, subject to adjustment. The Units shall be sold in the Public Offering pursuant to a registration statement on Form S-1 and prospectus
KBL Merger Corp. IV 527 Stanton Christiana Rd. Newark, DE 19713KBL Merger Corp. Iv • June 7th, 2017 • Blank checks
THIRD AMENDED AND RESTATED UNIT SUBSCRIPTION AGREEMENTUnit Subscription Agreement • June 7th, 2017 • KBL Merger Corp. Iv • Blank checks • New York
This THIRD AMENDED AND RESTATED UNIT SUBSCRIPTION AGREEMENT (this “Agreement”) is made as of June 1, 2017, by and between KBL Merger Corp. IV, a Delaware corporation (the “Company”), with a principal place of business at 527 Stanton Christiana Rd., Newark, DE 19713, and the purchasers listed on Schedule A attached to this Agreement (each, a “Subscriber” and collectively, the “Subscribers”).
