PLEDGE AND SECURITY AGREEMENTPledge and Security Agreement • August 29th, 2014 • GWG Life, LLC • Life insurance • Delaware
This Pledge and Security Agreement (this “Security Agreement”) is entered into as of [●], 2014 by and among GWG Holdings, Inc., a Delaware corporation (“Holdings”), GWG Life, LLC, a Delaware limited liability company formerly known as GWG Life Settlements, LLC (“GWG Life,” and referred to collectively with Holdings as the “Entity Grantors”), Jon R. Sabes and Steven F. Sabes (collectively, the “Individual Grantors,” and referred to collectively with the Entity Grantors as the “Grantors”), and Bank of Utah in its capacity as indenture trustee under the Indenture (defined below) and collateral trustee hereunder (the “Trustee”) for the benefit of the Holders (as defined in the Indenture).
INDENTURE Dated as of [●], 2014, by and among GWG Holdings, Inc., as obligor GWG Life, LLC, as guarantor, and Bank of Utah, as trustee Debt SecuritiesIndenture • August 29th, 2014 • GWG Life, LLC • Life insurance • Delaware
THIS INDENTURE is hereby entered into as of [●], 2014, by and among GWG Holdings, Inc., a Delaware corporation (the “Company”), as obligor, GWG Life, LLC, a Delaware limited liability company (the “Guarantor”), as guarantor, and Bank of Utah, a Utah corporation, as trustee (the “Trustee”). The Company, the Guarantor and the Trustee hereby agree as follows for the benefit of each other and for the equal and ratable benefit of the Holders of certain debt securities of the Company issued pursuant hereto:
AMENDED AND RESTATED INTERCREDITOR AGREEMENTAmended and Restated Intercreditor Agreement • August 29th, 2014 • GWG Life, LLC • Life insurance • Delaware
This Amended and Restated Intercreditor Agreement (this “Agreement”) is dated as of [●], 2014, and entered into by and among GWG Lifenotes Trust, a Minnesota trust in its capacity as the representative of the holders of Notes (as defined below) (including its successors and assigns from time to time, the “GWG Trust”), Lord Securities Corporation, a Delaware corporation in its capacity as the trustee of the GWG Trust (including its successors and assigns from time to time, the “GWG Trustee,” and together with the GWG Trust, collectively referred to herein as the “Notes Representative”), and Bank of Utah, a Utah corporation in its capacity, as applicable, as (i) collateral trustee for the Debentures (as defined below) and (ii) indenture trustee under the Debenture Indenture (as defined below) (in each case including its successors and assigns from time to time, the “Debentures Representative”), and as (iii) collateral trustee for the Series L Bonds (as defined below) and (iv) indenture t
