0001193125-26-397996 Sample Contracts
SECURITIES PURCHASE AGREEMENTSecurities Purchase Agreement • September 22nd, 2026 • Alaunos Therapeutics, Inc. • Pharmaceutical preparations • New York
THIS SECURITIES PURCHASE AGREEMENT (this “Agreement”) is entered into and made effective as of September 18, 2026, between Alaunos Therapeutics, Inc., a Delaware corporation (the “Company”), and each purchaser identified on the signature pages hereto (each, including its successors and assigns, a “Purchaser” and collectively the “Purchasers”).
PLACEMENT AGENCY AGREEMENTPlacement Agency Agreement • September 22nd, 2026 • Alaunos Therapeutics, Inc. • Pharmaceutical preparations • New York
This letter (this “Agreement”) constitutes the agreement between Alaunos Therapeutics, Inc., a Delaware corporation (the “Company”), and Dawson James Securities, Inc. (“Dawson”) pursuant to which Dawson shall serve as the placement agent (the “Placement Agent”) (the “Services”), for the Company, on a reasonable “best efforts” basis, in connection with the proposed offer and placement (the “Offering”) by the Company of its Securities (as defined Section 3 of this Agreement). The Company expressly acknowledges and agrees that Dawson’s obligations hereunder are on a reasonable “best efforts” basis only and that the execution of this Agreement does not constitute a commitment by Dawson to purchase the Securities and does not ensure the successful placement of the Securities or any portion thereof or the success of Dawson placing the Securities. The terms of the Offering and the Securities shall be mutually agreed upon by the Company and the Purchasers and nothing herein grants the Placemen
Alaunos Therapeutics, Inc. September 18, 2026Lock-Up Agreement • September 22nd, 2026 • Alaunos Therapeutics, Inc. • Pharmaceutical preparations