0001193125-26-304372 Sample Contracts
ACCESSION AND AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • July 15th, 2026 • Wasatch Funds Trust
This Accession and Amendment Agreement (this “Accession and Amendment”) is entered into as of June 18, 2026, (the “Effective Date”), by Wasatch Funds Trust (the “Trust”) on behalf of the Portfolios and Wasatch Small/Mid Cap ETF (the “New Portfolio”) and State Street Bank and Trust Company. Capitalized terms used but not defined herein shall have the respective meanings ascribed to such terms in the Agreement.
ADVISORY AND SERVICE CONTRACT (Wasatch ETFs)Advisory and Service Contract • July 15th, 2026 • Wasatch Funds Trust
This Agreement, made as of May 20, 2026, by and between Wasatch Funds Trust, a Massachusetts business trust (the “Trust”), on behalf of each series of shares of the Trust that adopts this Agreement and as listed in Exhibit A hereto, as such Exhibit may be amended from time to time (each such series hereinafter referred to as a “Fund” and, collectively, the “Funds”), and Wasatch Advisors LP d/b/a Wasatch Global Investors, a Delaware limited partnership registered as an investment adviser under the Investment Advisers Act of 1940 (the “Adviser”).
WASATCH FUNDS TRUST AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • July 15th, 2026 • Wasatch Funds Trust • New York
This Participant Agreement (the “Agreement”) is entered into by and among ALPS Distributors, Inc. (the “Distributor”) and [Participant’s Name and NSCC#] (the “Participant”) and is subject to acceptance by State Street Bank and Trust Company, as transfer agent (the “Transfer Agent”). Wasatch Funds Trust, a Massachusetts business trust (the “Trust”) is an open-end management investment company and consists of separate series (each, a “Fund” and collectively, the “Funds”) as set forth in Attachment A hereto. Each Fund is an open-end management investment company. The Distributor has been retained as principal underwriter of the Trust and provides certain services in connection with the sale and distribution of shares of beneficial interest of the Funds (the “Shares”). The Transfer Agent has been retained to provide certain transfer agency services with respect to the purchase and redemption of Shares and Creation Units (as defined below).
June 18, 2026 State Street Bank and Trust CompanyServices Agreement • July 15th, 2026 • Wasatch Funds Trust
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • July 15th, 2026 • Wasatch Funds Trust • New York
This Sub-Advisory Agreement is made as of May 20, 2026 between ALPS Advisors, Inc., a corporation incorporated in the State of Colorado (the “Sub-Adviser”) and Wasatch Advisors LP, a limited partnership organized in the State of Delaware (the “Investment Adviser”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • July 15th, 2026 • Wasatch Funds Trust
THIS AGREEMENT is made as of the 18th day of June, 2026, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Congress Street, Boston, Massachusetts 02114 (“State Street” or the “Transfer Agent”), and Wasatch Funds Trust, a Massachusetts business trust having its principal office and place of business at 505 Wakara Way, 3rd Floor, Salt Lake City, Utah 84108 (the “Trust”).
Distribution Services AgreementDistribution Services Agreement • July 15th, 2026 • Wasatch Funds Trust • New York
This Distribution Services Agreement (the “Agreement”) is entered into and effective as of May 20, 2026 (the “Effective Date”) between:
June 18, 2026 State Street Bank and Trust CompanyUpdates to Services Agreements • July 15th, 2026 • Wasatch Funds Trust