FORM OF THE HARTFORD MUTUAL FUNDS SELLING AGREEMENTSelling Agreement • February 27th, 2024 • Hartford Mutual Funds Ii Inc • New York
HARTFORD FUNDS DISTRIBUTORS, LLC (the “Distributor”) as principal underwriter or distributor and exclusive selling agent for the shares of THE HARTFORD MUTUAL FUNDS, INC. and THE HARTFORD MUTUAL FUNDS II, INC. (each a “Company”), each comprised of separate series (to which additional series may be added by the respective Company from time to time) listed on the attached Appendix A (each; a “Fund” and, collectively, the “Funds”) understands that you, the undersigned dealer firm, are a member in good standing of the Financial Industry Regulatory Authority (“FINRA”), and, on the basis of such understanding, invites you to become a member of the Selling Group to distribute shares of the Funds on the following terms.
FORM OF AMENDMENT NUMBER 9 TO THE INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • February 27th, 2024 • Hartford Mutual Funds Ii Inc
This AMENDMENT NUMBER 9 (the “Amendment”), amends that certain INVESTMENT MANAGEMENT AGREEMENT, by and between Hartford Funds Management Company, LLC (the “Adviser”), The Hartford Mutual Funds, Inc. (“HMF”), and The Hartford Mutual Funds II, Inc. (“HMF II”), on their own behalf and on behalf of each series listed on Schedule A hereto (each a “Portfolio” and collectively, the “Portfolios”), dated February 29, 2016, with respect to HMF, and dated March 14, 2016, with respect to HMF II (the “Agreement”), and is effective as of March 1, 2024 (the “Effective Date”).
AMENDMENT NUMBER FOURTEEN TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • February 27th, 2024 • Hartford Mutual Funds Ii Inc
This Amendment Number Fourteen (the “Amendment”) to that certain Fund Accounting Agreement, dated December 31, 2014, by and between Hartford Funds Management Company, LLC and the Registrants listed on Schedule A with respect to each series thereof (the “Agreement”) is made as of this 26th day of July 2023.
AMENDMENT FIFTEEN TO FUND ACCOUNTING AGREEMENTFund Accounting Agreement • February 27th, 2024 • Hartford Mutual Funds Ii Inc
This Amendment Fifteen (the “Amendment”) to that certain Fund Accounting Agreement, dated December 31, 2014, by and between Hartford Funds Management Company, LLC (the “Fund Accountant”) and the Registrants listed on Schedule A with respect to each series thereof (each a “Fund”) (the “Agreement”) is effective as of July 31, 2023 (the “Effective Date”).
FORM OF AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 27th, 2024 • Hartford Mutual Funds Ii Inc
THIS AMENDED AND RESTATED EXPENSE LIMITATION AGREEMENT, as amended and restated on February 29, 2024 (the “Agreement”), is between The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc. (each a “Company”) on behalf of each Company’s series (each a “Fund” and collectively, the “Funds”) and Hartford Funds Management Company, LLC (the “Adviser”).
FORM OF AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • February 27th, 2024 • Hartford Mutual Funds Ii Inc • Delaware
This Amended and Restated Transfer Agency and Service Agreement (this “Agreement”) is made as of the 29th day of February 2024, by and among The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., each, a Maryland corporation, and Hartford Schroders Private Opportunities Fund (the “Private Opportunities Fund”), a Delaware statutory trust (together with The Hartford Mutual Funds, Inc. and The Hartford Mutual Funds II, Inc., the “Funds”), each having its principal office and place of business at 690 Lee Road, Wayne, PA 19087, and Hartford Administrative Services Company (“HASCO”), a Minnesota corporation and a wholly-owned subsidiary of Hartford Funds Management Group, Inc., a Delaware corporation, each of which has its principal office and place of business at 690 Lee Road, Wayne, PA 19087. This Agreement is intended to take effect as if entered into among the Funds on behalf of each of their series (each a “Portfolio”) and classes of shares of common stock or beneficial
FORM OF THIRTEEN AMENDMENT TO THE AMENDED AND RESTATED GLOBAL SECURITIES LENDING AGENCY AGREEMENTSecurities Lending Agency Agreement • February 27th, 2024 • Hartford Mutual Funds Ii Inc
This Amendment, dated March 1, 2024, hereby amends the Amended and Restated Global Securities Lending Agency Agreement (the “Agency Agreement”) dated as of October 1, 2019, as amended from time to time, between (i) CITIBANK, N.A., a national banking organization (the “Agent”) and (ii) each of the registered investment companies identified on the signature page hereto (each a “Registrant” and collectively, the “Registrants”) on behalf of each of its respective series identified on Appendix A (each a “Lender” and collectively, the “Lenders”). Capitalized terms used herein without definition shall have the meaning assigned thereto in the Agency Agreement.
