RULE 12d1-4 INVESTMENT AGREEMENT12d1-4 Investment Agreement • June 29th, 2023 • Nushares ETF Trust • Illinois
THIS RULE 12d1-4 INVESTMENT AGREEMENT (the “Agreement”), dated as of May 26, 2023 (the “Effective Date”), is made by and between each registered investment company (each, a “Registrant”), on behalf of each series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
NUSHARES ETF TRUST MANAGEMENT AGREEMENT SCHEDULE A AMENDED AS OF JUNE 30, 2023Management Agreement • June 29th, 2023 • Nushares ETF Trust
The Funds of the Company currently subject to this Agreement, the effective date, initial period end and annual fee rate for each are as follows:
ContractNushares ETF Trust • June 29th, 2023
Certain identified information has been excluded from the exhibit because it is both not material and the type that the Registrant treats as private or confidential.
INVESTMENT SUB-ADVISORY AGREEMENT SCHEDULE A AMENDED AS OF JUNE 30, 2023Sub-Advisory Agreement • June 29th, 2023 • Nushares ETF Trust
NUVEEN FUND ADVISORS, LLC, a Delaware limited liability company TEACHERS ADVISORS, LLC, a Delaware limited liability company
DISTRIBUTION AGREEMENT SCHEDULE A AMENDED AS OF JUNE 30, 2023Distribution Agreement • June 29th, 2023 • Nushares ETF Trust
ContractNushares ETF Trust • June 29th, 2023
Certain identified information has been excluded from the exhibit because it is both not material and the type that the Registrant treats as private or confidential.
