CUSTODY AGREEMENT Dated September 1, 2022 Between UMB BANK, N.A. and CARLYLE ALPINVEST PRIVATE MARKETS FUNDCustody Agreement • October 5th, 2022 • Carlyle AlpInvest Private Markets Fund
This agreement (the “Agreement”) made as of the date first set forth above between UMB Bank, n.a., a national banking association with its principal place of business located in Kansas City, Missouri (hereinafter “Custodian”) and Carlyle AlpInvest Private Markets Fund, a Delaware statutory trust (the “Fund”).
Services AgreementServices Agreement • October 5th, 2022 • Carlyle AlpInvest Private Markets Fund • New York
SS&C Tech, SS&C DST, SS&C ALPS, SS&C, Fund and Investment Manager each may be referred to individually as a “Party” or collectively as “Parties.”
ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT for Carlyle AlpInvest Private Markets Fund and any Subsidiary of the Fund set forth on Appendix A heretoAnd Shareholder Services Agreement • October 5th, 2022 • Carlyle AlpInvest Private Markets Fund • Delaware
This ADMINISTRATIVE AND SHAREHOLDER SERVICES AGREEMENT (the “Agreement”), dated as of the [__] day of [_______] 2022 (the “Effective Date”) is entered into by and between Carlyle AlpInvest Private Markets Fund (the “Fund”) and AlpInvest Private Equity Investment Management, LLC (the “Manager”).
CARLYLE ALPINVEST PRIVATE MARKETS FUND FORM OF INVESTMENT MANAGEMENT AGREEMENTManagement Agreement • October 5th, 2022 • Carlyle AlpInvest Private Markets Fund • Delaware
This INVESTMENT MANAGEMENT AGREEMENT (the “Management Agreement”), dated as of [_____________], 2022, is between AlpInvest Private Equity Investment Management, LLC, a Delaware limited liability company (the “Manager”), and Carlyle AlpInvest Private Markets Fund, a Delaware statutory trust (the “Fund”), and any wholly-owned and controlled subsidiary of the Fund from time to time (each, a “Subsidiary”).
CARLYLE ALPINVEST PRIVATE MARKETS FUND FORM OF INVESTMENT SUBADVISORY AGREEMENTInvestment Subadvisory Agreement • October 5th, 2022 • Carlyle AlpInvest Private Markets Fund • Delaware
This INVESTMENT SUBADVISORY AGREEMENT (the “Subadvisory Agreement”), dated as of [___________], 2022, is between Carlyle Global Credit Investment Management L.L.C., a Delaware limited liability company (the “Subadviser”) and AlpInvest Private Equity Investment Management, LLC, a Delaware limited liability company (the “Adviser”), for Carlyle AlpInvest Private Markets Fund, a Delaware statutory trust (the “Fund”), and any wholly-owned and controlled subsidiary of the Fund that may be formed by the Fund from time to time (each, a “Subsidiary”).
AMENDMENT ONECarlyle AlpInvest Private Markets Fund • October 5th, 2022
This amendment (the “Amendment”) between the parties signing below (the “Parties”) amends the Existing Agreement as of September 30, 2022:
AMENDMENT NO. 2 to the AGREEMENT AND DECLARATION OF TRUST of CARLYLE ALPINVEST PRIVATE EQUITY OPPORTUNITIES FUNDCarlyle AlpInvest Private Markets Fund • October 5th, 2022
This AMENDMENT NO. 2 (the “Amendment”) to the Agreement and Declaration of Trust of Carlyle AlpInvest Private Equity Opportunities Fund (the “Trust”), dated December 7, 2021 (the “Declaration”), is made on August 30, 2022 by the Trustees hereunder. Capitalized terms not defined herein have the meanings given to such terms in the Declaration.
FORM OF PRINCIPAL UNDERWRITER AGREEMENTPrincipal Underwriter Agreement • October 5th, 2022 • Carlyle AlpInvest Private Markets Fund • Delaware
This PRINCIPAL UNDERWRITER AGREEMENT (this “Agreement”) is entered into on and effective as of [___________ ___], 2022 by and between Carlyle AlpInvest Private Markets Fund (the “Fund”), a Delaware statutory trust, and TCG Capital Markets L.L.C. (“TCG”), a Delaware limited liability company having its principal place of business at 1 Vanderbilt Avenue, Suite 3400, New York, New York 10017.
